SEC CIK 1058874
HERALD CHRISTOPHER E
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| XPLview stock → | 2,343,667 | 2025-11-21 |
Position History — XPL
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — XPL
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2025-12-02 | Grant / award (derivative) | 420,000 | $0.63 | 1,280,000 |
| 2025-11-21 | Open-market buy | 10,000 | $0.55 | 2,343,667 |
| 2025-04-01 | Open-market buy | 41,667 | $0.60 | 2,333,667 |
| 2025-03-27 | Option exercise (out-of-money) (derivative) | 225,000 | $0.20 | 860,000 |
| 2025-03-27 | Option exercise (out-of-money) | 225,000 | $0.20 | 2,292,000 |
| 2024-06-07 | Grant / award (derivative) | 440,000 | $0.85 | 1,085,000 |
| 2023-10-30 | Option exercise (out-of-money) (derivative) | 400,000 | $0.31 | 645,000 |
| 2023-10-30 | Option exercise (out-of-money) | 400,000 | $0.31 | 2,067,000 |
| 2022-09-08 | Grant / award (derivative) | 420,000 | $0.60 | 1,045,000 |
| 2021-12-06 | Open-market buy | 50,000 | $0.50 | 1,667,000 |
| 2020-04-02 | Grant / award (derivative) | 225,000 | $0.20 | 1,125,000 |
| 2020-03-18 | Open-market buy | 10,000 | $0.15 | 1,617,000 |
| 2020-02-05 | Open-market buy | 5,000 | $0.29 | 1,607,000 |
| 2018-11-13 | Open-market buy | 2,000 | $0.28 | 1,602,000 |
| 2018-11-12 | Open-market buy | 5,000 | $0.30 | 1,600,000 |
| 2018-11-01 | Grant / award (derivative) | 400,000 | $0.31 | 900,000 |
| 2018-10-22 | Open-market buy | 10,000 | $0.32 | 1,595,000 |
| 2018-10-18 | Open-market buy | 5,000 | $0.33 | 1,585,000 |
| 2018-10-16 | Open-market buy | 5,000 | $0.34 | 1,580,000 |
| 2018-07-30 | Open-market buy | 5,000 | $0.39 | 1,575,000 |
| 2018-06-19 | Grant / award (derivative) | 500,000 | $0.77 | 500,000 |
| 2018-06-04 | Open-market buy | 3,000 | $0.42 | 1,570,000 |
| 2018-05-07 | Open-market buy | 1,000 | $0.44 | 1,567,000 |
| 2018-05-04 | Open-market buy | 1,000 | $0.42 | 1,566,000 |
| 2018-05-02 | Open-market buy | 2,000 | $0.41 | 1,565,000 |
| 2018-05-02 | Open-market buy | 3,000 | $0.42 | 1,563,000 |
| 2018-04-30 | Open-market buy | 10,000 | $0.43 | 1,555,000 |
| 2018-04-09 | Open-market buy | 2,000 | $0.47 | 1,550,000 |
| 2018-04-05 | Open-market buy | 3,000 | $0.46 | 1,548,000 |
| 2018-03-09 | Open-market buy | 2,000 | $0.48 | 1,545,000 |
| 2018-03-08 | Open-market buy | 3,000 | $0.49 | 1,543,000 |
| 2017-11-17 | Open-market buy | 1,000 | $0.58 | 1,540,000 |
| 2017-11-15 | Open-market buy | 1,055 | $0.56 | 1,538,000 |
| 2017-11-15 | Open-market buy | 1,000 | $0.55 | 1,539,000 |
| 2017-11-14 | Open-market buy | 1,945 | $0.57 | 1,536,945 |
| 2017-11-13 | Open-market buy | 1,448 | $0.58 | 1,535,000 |
| 2017-11-10 | Open-market buy | 1,552 | $0.57 | 1,533,552 |
| 2017-11-09 | Open-market buy | 3,000 | $0.58 | 1,532,000 |
| 2017-10-31 | Open-market buy | 3,000 | $0.61 | 1,529,000 |
| 2017-09-22 | Open-market buy | 3,000 | $0.69 | 1,526,000 |
| 2017-09-20 | Open-market buy | 3,000 | $0.69 | 1,523,000 |
| 2017-08-23 | Open-market buy | 1,700 | $0.78 | 1,520,000 |
| 2017-08-22 | Open-market buy | 300 | $0.80 | 1,518,300 |
| 2017-08-16 | Open-market buy | 2,200 | $0.68 | 1,518,000 |
| 2017-08-15 | Open-market buy | 1,800 | $0.66 | 1,515,800 |
| 2017-08-11 | Open-market buy | 3,000 | $0.65 | 1,514,000 |
| 2017-08-10 | Open-market buy | 3,000 | $0.67 | 1,511,000 |
| 2017-08-09 | Open-market buy | 3,000 | $0.68 | 1,508,000 |
| 2016-08-24 | Disposition to issuer (derivative) | 450,000 | $0.72 | 0 |
| 2016-07-28 | Grant / award (derivative) | 450,000 | $0.72 | 450,000 |
| 2015-11-24 | E (derivative) | 180,000 | $1.20 | 0 |
| 2015-11-24 | E (derivative) | 20,000 | $1.11 | 180,000 |
| 2015-10-19 | Open-market buy | 5,000 | $0.50 | 1,505,000 |
| 2015-09-30 | Open-market buy | 2,866 | $0.46 | 1,500,000 |
| 2015-09-29 | Open-market buy | 2,234 | $0.45 | 1,497,134 |
| 2015-09-28 | Open-market buy | 3,700 | $0.45 | 1,494,000 |
| 2015-09-24 | Open-market buy | 1,200 | $0.46 | 1,491,200 |
| 2015-09-24 | Open-market buy | 3,035 | $0.48 | 1,490,000 |
| 2015-09-23 | Open-market buy | 4,000 | $0.49 | 1,486,965 |
| 2015-09-17 | Open-market buy | 3,000 | $0.52 | 1,482,965 |
| 2015-09-16 | Open-market buy | 1,496 | $0.53 | 1,479,965 |
| 2015-09-15 | Open-market buy | 44 | $0.53 | 1,478,469 |
| 2015-09-14 | Open-market sale | 1,564 | $0.53 | 1,467,825 |
| 2015-09-14 | Open-market sale | 1,301 | $0.52 | 1,469,389 |
| 2015-09-14 | Open-market buy | 1,564 | $0.53 | 1,478,425 |
| 2015-09-14 | Open-market buy | 1,301 | $0.52 | 1,476,861 |
| 2015-09-11 | Open-market sale | 135 | $0.52 | 1,470,690 |
| 2015-09-11 | Open-market buy | 135 | $0.52 | 1,475,560 |
| 2015-09-10 | Open-market sale | 800 | $0.52 | 1,470,825 |
| 2015-09-10 | Open-market buy | 800 | $0.52 | 1,475,425 |
| 2014-12-16 | Open-market buy | 2,963 | $0.84 | 1,471,625 |
| 2014-12-15 | Open-market buy | 2,000 | $0.88 | 1,471,662 |
| 2014-12-09 | Open-market buy | 5,000 | $0.96 | 1,469,662 |
| 2014-12-01 | Open-market buy | 2,000 | $0.99 | 1,464,662 |
| 2014-11-21 | Open-market buy | 2,000 | $0.95 | 1,462,662 |
| 2014-10-24 | Open-market buy | 1,000 | $1.09 | 1,460,662 |
| 2014-10-23 | Open-market buy | 1,000 | $1.09 | 1,459,662 |
| 2014-08-15 | Grant / award (derivative) | 420,000 | $1.55 | 745,000 |
| 2014-07-17 | Open-market buy | 2,000 | $1.30 | 1,458,662 |
| 2014-07-01 | Open-market buy | 2,000 | $1.36 | 1,456,662 |
| 2014-03-27 | Open-market buy | 2,700 | $1.24 | 1,454,662 |
| 2014-03-20 | Open-market buy | 2,500 | $1.36 | 1,451,962 |
| 2014-03-14 | Open-market buy | 2,500 | $1.54 | 1,449,462 |
| 2014-03-12 | Open-market buy | 2,500 | $1.45 | 1,446,962 |
| 2014-01-28 | J (derivative) | 445,000 | $0.00 | 325,000 |
| 2013-10-21 | Grant / award (derivative) | 300,000 | $0.94 | 807,500 |
| 2013-07-26 | Open-market buy | 400,000 | $0.84 | 1,444,462 |
| 2013-01-14 | Option exercise (out-of-money) (derivative) | 37,500 | $1.55 | 470,000 |
| 2013-01-14 | Option exercise (out-of-money) | 37,500 | $1.55 | 1,044,462 |
| 2012-12-17 | Grant / award (derivative) | 25,000 | $1.49 | 507,500 |
| 2012-06-26 | Open-market buy | 180,000 | $1.22 | 1,006,962 |
| 2012-05-15 | Open-market buy | 2,000 | $1.18 | 826,962 |
| 2012-05-15 | Open-market buy | 2,000 | $1.20 | 824,962 |
| 2012-05-09 | Open-market buy | 1,700 | $1.23 | 822,962 |
| 2012-05-07 | Open-market buy | 6,000 | $1.25 | 820,262 |
| 2012-05-07 | Open-market buy | 1,000 | $1.34 | 821,262 |
| 2012-05-03 | Open-market buy | 450 | $1.32 | 814,262 |
| 2012-05-03 | Open-market buy | 3,550 | $1.27 | 813,812 |
| 2012-03-22 | Open-market buy | 10,000 | $1.35 | 800,262 |
| 2012-03-22 | Open-market buy | 10,000 | $1.30 | 810,262 |
| 2012-03-15 | Open-market buy | 10,000 | $1.40 | 790,262 |
| 2012-03-09 | Open-market buy | 10,000 | $1.45 | 780,262 |
| 2012-02-27 | Open-market buy | 800 | $1.55 | 770,262 |
| 2012-02-24 | Open-market buy | 9,200 | $1.55 | 769,462 |
| 2011-10-04 | Open-market buy | 8,800 | $1.45 | 760,262 |
| 2011-10-04 | Open-market buy | 8,400 | $1.45 | 759,862 |
| 2011-09-29 | Open-market buy | 1,000 | $1.57 | 751,462 |
| 2011-09-29 | Open-market buy | 200 | $1.55 | 750,462 |
| 2011-09-28 | Open-market buy | 10,000 | $1.65 | 750,262 |
| 2011-09-26 | Open-market buy | 9,000 | $1.78 | 740,262 |
| 2011-09-23 | Open-market buy | 11,000 | $1.99 | 698,762 |
| 2011-08-19 | Option exercise (out-of-money) (derivative) | 22,500 | $1.57 | 482,500 |
| 2011-08-19 | Option exercise (out-of-money) | 22,500 | $1.57 | 720,262 |
| 2011-08-19 | Open-market buy | 10,000 | $1.98 | 697,762 |
| 2011-06-08 | Option exercise (out-of-money) (derivative) | 30,000 | $1.59 | 505,000 |
| 2011-06-08 | Option exercise (out-of-money) | 30,000 | $1.59 | 687,762 |
| 2011-04-29 | Option exercise (out-of-money) (derivative) | 60,000 | $1.63 | 535,000 |
| 2011-04-29 | Option exercise (out-of-money) | 60,000 | $1.63 | 657,762 |
| 2010-05-05 | Grant / award (derivative) | 445,000 | $2.35 | 445,000 |
| 2009-05-19 | Grant / award (derivative) | 150,000 | $1.35 | 570,000 |
| 2007-09-07 | Grant / award (derivative) | 95,000 | $4.30 | 95,000 |
| 2007-03-01 | Option exercise (out-of-money) (derivative) | 160,000 | $0.63 | 325,000 |
| 2007-03-01 | Option exercise (out-of-money) | 160,000 | $0.63 | 597,762 |
| 2007-02-21 | Open-market sale | 90,000 | $3.87 | 437,762 |
| 2006-06-27 | Grant / award (derivative) | 325,000 | $2.47 | 325,000 |
| 2006-06-08 | Option exercise (out-of-money) (derivative) | 25,000 | $0.66 | 160,000 |
| 2006-06-08 | Option exercise (out-of-money) | 25,000 | $0.66 | 527,762 |
| 2006-02-27 | Open-market buy | 1,000 | $1.75 | 318,000 |
| 2006-02-27 | Open-market buy | 54,000 | $1.74 | 319,000 |
| 2006-02-21 | Option exercise (out-of-money) (derivative) | 160,000 | $0.82 | 185,000 |
| 2006-02-21 | Option exercise (out-of-money) | 160,000 | $0.82 | 373,000 |
| 2004-07-26 | J | 184,762 | $1.17 | 502,762 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.