SEC CIK 1232064
CARROLL DAVID M
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| WFCview stock → | 338,161 | 2017-06-09 |
Position History — WFC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — WFC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2017-06-09 | Open-market sale | 27,582 | $53.28 | 338,161 |
| 2017-03-22 | Gift | 54,857 | $0.00 | 365,743 |
| 2017-03-22 | Gift | 54,857 | $0.00 | 0 |
| 2017-03-15 | Option exercise (derivative) | 849.77 | $0.00 | 849.77 |
| 2017-03-15 | Option exercise (derivative) | 97,277.18 | $0.00 | 0 |
| 2017-03-15 | Option exercise (derivative) | 1,611.52 | $0.00 | 0 |
| 2017-03-15 | Option exercise | 1,611.52 | $0.00 | 54,761.52 |
| 2017-03-15 | Tax withholding | 493.52 | $58.71 | 54,268 |
| 2017-03-15 | Option exercise | 849.77 | $0.00 | 55,117.77 |
| 2017-03-15 | Tax withholding | 260.77 | $58.71 | 54,857 |
| 2017-03-15 | Tax withholding | 44,127.18 | $58.71 | 53,150 |
| 2017-03-15 | Option exercise | 97,277.18 | $0.00 | 97,277.18 |
| 2017-03-03 | Open-market sale | 117,704 | $59.02 | 310,886 |
| 2017-02-28 | Grant / award (derivative) | 97,277.18 | $0.00 | 97,277.18 |
| 2016-07-28 | Option exercise (derivative) | 4,484.74 | $0.00 | 13,452.17 |
| 2016-07-28 | Option exercise | 4,484.74 | $0.00 | 7,291.74 |
| 2016-07-28 | Tax withholding | 2,038.74 | $48.13 | 5,253 |
| 2016-07-22 | Option exercise (derivative) | 5,146.5 | $0.00 | 10,291.93 |
| 2016-07-22 | Option exercise | 5,146.5 | $0.00 | 5,146.5 |
| 2016-07-22 | Tax withholding | 2,339.5 | $48.32 | 2,807 |
| 2016-04-22 | Gift | 2,000 | $0.00 | 485,637 |
| 2016-04-22 | Open-market sale | 62,300 | $50.28 | 423,337 |
| 2016-03-24 | Gift | 130,673 | $0.00 | 0 |
| 2016-03-24 | Gift | 130,673 | $0.00 | 487,637 |
| 2016-03-15 | Option exercise (derivative) | 1,405.64 | $0.00 | 0 |
| 2016-03-15 | Option exercise (derivative) | 1,566.65 | $0.00 | 1,566.65 |
| 2016-03-15 | Option exercise (derivative) | 245,527.38 | $0.00 | 0 |
| 2016-03-15 | Option exercise (derivative) | 826.11 | $0.00 | 1,652.22 |
| 2016-03-15 | Tax withholding | 483.65 | $49.98 | 130,219 |
| 2016-03-15 | Option exercise | 826.11 | $0.00 | 131,045.11 |
| 2016-03-15 | Tax withholding | 372.11 | $49.98 | 130,673 |
| 2016-03-15 | Option exercise | 1,566.65 | $0.00 | 130,702.65 |
| 2016-03-15 | Option exercise | 245,527.38 | $0.00 | 245,527.38 |
| 2016-03-15 | Tax withholding | 434.64 | $49.98 | 129,136 |
| 2016-03-15 | Option exercise | 1,405.64 | $0.00 | 129,570.64 |
| 2016-03-15 | Tax withholding | 117,362.38 | $49.98 | 128,165 |
| 2016-03-01 | Grant / award (derivative) | 245,527.38 | $0.00 | 245,527.38 |
| 2015-07-28 | Grant / award (derivative) | 17,422 | $0.00 | 17,422 |
| 2015-07-28 | Gift | 2,731 | $0.00 | 0 |
| 2015-07-28 | Gift | 2,731 | $0.00 | 356,964 |
| 2015-07-22 | Option exercise (derivative) | 4,998.75 | $0.00 | 14,995.24 |
| 2015-07-22 | Option exercise | 4,998.75 | $0.00 | 4,998.75 |
| 2015-07-22 | Tax withholding | 2,267.75 | $58.52 | 2,731 |
| 2015-04-20 | Gift | 1,824 | $0.00 | 354,233 |
| 2015-04-16 | Open-market sale | 77,000 | $54.81 | 356,057 |
| 2015-03-23 | Gift | 152,121 | $0.00 | 433,057 |
| 2015-03-23 | Gift | 152,121 | $0.00 | 0 |
| 2015-03-15 | Option exercise (derivative) | 1,366.32 | $0.00 | 1,366.32 |
| 2015-03-15 | Option exercise (derivative) | 1,522.82 | $0.00 | 3,045.65 |
| 2015-03-15 | Option exercise (derivative) | 286,235.7 | $0.00 | 0 |
| 2015-03-15 | Option exercise (derivative) | 1,542.25 | $0.00 | 0 |
| 2015-03-15 | Tax withholding | 700.25 | $55.34 | 150,543 |
| 2015-03-15 | Option exercise | 286,235.7 | $0.00 | 286,235.7 |
| 2015-03-15 | Tax withholding | 136,534.7 | $55.34 | 149,701 |
| 2015-03-15 | Tax withholding | 690.82 | $55.34 | 152,121 |
| 2015-03-15 | Option exercise | 1,522.82 | $0.00 | 152,811.82 |
| 2015-03-15 | Tax withholding | 620.32 | $55.34 | 151,289 |
| 2015-03-15 | Option exercise | 1,366.32 | $0.00 | 151,909.32 |
| 2015-03-15 | Option exercise | 1,542.25 | $0.00 | 151,243.25 |
| 2015-03-01 | Grant / award (derivative) | 286,235.7 | $0.00 | 286,235.7 |
| 2015-02-24 | Grant / award (derivative) | 2,409 | $0.00 | 2,409 |
| 2014-07-22 | Grant / award (derivative) | 19,475 | $0.00 | 19,475 |
| 2014-04-15 | Open-market sale | 71,800 | $48.54 | 280,940 |
| 2014-03-15 | Option exercise (derivative) | 258,411.87 | $0.00 | 0 |
| 2014-03-15 | Option exercise (derivative) | 1,330.59 | $0.00 | 2,661.17 |
| 2014-03-15 | Option exercise (derivative) | 1,913.71 | $0.00 | 0 |
| 2014-03-15 | Option exercise (derivative) | 1,501.92 | $0.00 | 1,501.92 |
| 2014-03-15 | Tax withholding | 604.59 | $47.40 | 352,740 |
| 2014-03-15 | Option exercise | 1,330.59 | $0.00 | 353,344.59 |
| 2014-03-15 | Tax withholding | 869.71 | $47.40 | 352,014 |
| 2014-03-15 | Option exercise | 1,913.71 | $0.00 | 352,883.71 |
| 2014-03-15 | Tax withholding | 681.92 | $47.40 | 350,970 |
| 2014-03-15 | Option exercise | 1,501.92 | $0.00 | 351,651.92 |
| 2014-03-15 | Tax withholding | 123,391.87 | $47.40 | 350,150 |
| 2014-03-15 | Option exercise | 258,411.87 | $0.00 | 473,541.87 |
| 2014-03-01 | Grant / award (derivative) | 258,411.87 | $0.00 | 258,411.87 |
| 2014-02-25 | Grant / award (derivative) | 4,449 | $0.00 | 4,449 |
| 2013-08-01 | Open-market sale | 39,700 | $44.51 | 215,130 |
| 2013-07-31 | Open-market sale | 40,000 | $43.80 | 254,830 |
| 2013-07-23 | Grant / award | 290,877.88 | $0.00 | 434,306.88 |
| 2013-07-23 | Tax withholding | 139,476.88 | $44.57 | 294,830 |
| 2013-03-15 | Option exercise (derivative) | 1,862.14 | $0.00 | 1,861.09 |
| 2013-03-15 | Option exercise (derivative) | 1,460.62 | $0.00 | 2,921.24 |
| 2013-03-15 | Tax withholding | 666.62 | $38.20 | 143,429 |
| 2013-03-15 | Option exercise | 1,460.62 | $0.00 | 144,095.62 |
| 2013-03-15 | Option exercise | 1,862.14 | $0.00 | 143,484.14 |
| 2013-03-15 | Tax withholding | 849.14 | $38.20 | 142,635 |
| 2013-03-08 | Grant / award (derivative) | 3,882 | $0.00 | 3,882 |
| 2013-01-15 | Open-market sale | 20,400 | $35.14 | 141,622 |
| 2012-12-24 | Option exercise (derivative) | 38,112.87 | $0.00 | 0 |
| 2012-12-24 | Tax withholding | 16,179.87 | $34.42 | 162,022 |
| 2012-12-24 | Option exercise | 38,112.87 | $0.00 | 178,201.87 |
| 2012-10-31 | Option exercise (derivative) | 40,175 | $0.00 | 0 |
| 2012-10-31 | Option exercise | 40,175 | $13.05 | 166,098 |
| 2012-10-31 | Tax withholding | 26,009 | $33.69 | 140,089 |
| 2012-04-27 | Open-market sale | 48,700 | $33.89 | 125,923 |
| 2012-04-26 | Option exercise (derivative) | 235,973 | $0.00 | 40,175 |
| 2012-04-26 | Tax withholding | 152,540 | $33.84 | 174,623 |
| 2012-04-26 | Option exercise | 235,973 | $13.05 | 327,163 |
| 2012-03-15 | Option exercise (derivative) | 1,806.53 | $0.00 | 3,612.03 |
| 2012-03-15 | Option exercise | 1,806.53 | $0.00 | 91,931.53 |
| 2012-03-15 | Tax withholding | 741.53 | $34.07 | 91,190 |
| 2012-02-28 | Grant / award (derivative) | 4,251 | $0.00 | 4,251 |
| 2012-01-18 | Open-market sale | 24,000 | $29.98 | 90,125 |
| 2011-12-24 | Option exercise (derivative) | 74,189.47 | $0.00 | 37,094.74 |
| 2011-12-24 | Option exercise | 74,189.47 | $0.00 | 145,618.47 |
| 2011-12-24 | Tax withholding | 31,493.47 | $27.80 | 114,125 |
| 2011-10-27 | Open-market sale | 50,000 | $27.14 | 71,429 |
| 2011-10-21 | Option exercise (derivative) | 154,473 | $0.00 | 276,148 |
| 2011-10-21 | Tax withholding | 109,668 | $26.31 | 121,429 |
| 2011-10-21 | Option exercise | 154,473 | $13.05 | 231,097 |
| 2011-03-08 | Option exercise (derivative) | 102,712 | $0.00 | 430,621 |
| 2011-03-08 | Option exercise | 102,712 | $13.05 | 143,959 |
| 2011-03-08 | Tax withholding | 67,335 | $32.50 | 76,624 |
| 2011-02-22 | Grant / award (derivative) | 5,312 | — | 5,312 |
| 2010-11-22 | I | 909.8 | $26.95 | 0 |
| 2010-03-09 | Open-market sale | 14,029 | $28.55 | 53,718 |
| 2010-03-09 | Open-market sale | 12,471 | $28.56 | 41,247 |
| 2010-03-08 | Open-market sale | 141,500 | $28.94 | 67,747 |
| 2010-03-03 | Option exercise (derivative) | 74,869 | $0.00 | 725,131 |
| 2010-03-03 | Option exercise (derivative) | 191,798 | $0.00 | 533,333 |
| 2010-03-03 | Option exercise | 191,798 | $13.05 | 301,317 |
| 2010-03-03 | Option exercise | 74,869 | $13.05 | 109,519 |
| 2010-03-03 | Tax withholding | 51,720 | $28.20 | 249,597 |
| 2010-03-03 | Tax withholding | 40,350 | $28.20 | 209,247 |
| 2009-12-24 | Grant / award (derivative) | 108,528 | — | 108,528 |
| 2009-02-24 | Grant / award (derivative) | 800,000 | $0.00 | 800,000 |
| 2009-02-24 | Grant / award (derivative) | 800,000 | $0.00 | 800,000 |
| 2009-02-24 | Disposition to issuer | 23,163 | $0.00 | 34,650 |
| 2009-01-01 | — | — | — | 57,813 |
| 2009-01-01 | — | — | — | 151.83 |
| 2009-01-01 | — | — | — | 155.63 |
| 2009-01-01 | — | — | — | 57,813 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.