SEC CIK 1282174

HARRIS LEONARD

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
XPLview stock →67,4762013-07-26
NONEview stock →30,0002004-02-10

Position History — XPL

Reported shares owned immediately after each Form 4 transaction, over time.

036,66773,333110,0002006-012007-012007-012007-112008-072008-082009-042013-07

Recent Filings — XPL

DateActivitySharesPriceOwned After
2016-08-24Disposition to issuer (derivative)145,000$0.720
2016-07-28Grant / award (derivative)145,000$0.72145,000
2015-11-24E (derivative)25,000$1.11150,000
2015-11-24E (derivative)90,000$0.940
2014-08-15Grant / award (derivative)150,000$1.55265,000
2014-01-28J (derivative)162,000$0.00115,000
2013-10-21Grant / award (derivative)90,000$0.94277,000
2013-07-26Open-market buy23,809$0.8467,476
2012-12-17Grant / award (derivative)25,000$1.49187,000
2010-05-05Grant / award (derivative)162,000$2.35162,000
2009-04-28Open-market sale1,500$1.1043,667
2009-04-27Open-market sale2,833$1.1345,167
2009-04-24Open-market sale10,000$1.1548,000
2009-04-23Open-market sale7,000$1.1258,000
2009-04-22Open-market sale17,000$1.1565,000
2009-04-21Open-market sale8,000$1.2082,000
2008-08-01Open-market sale11,000$4.0090,000
2008-07-31Open-market sale400$4.00101,500
2008-07-30Open-market sale1,000$4.00101,900
2008-07-29Open-market sale400$4.06102,900
2008-07-29Open-market sale1,700$4.00103,300
2008-07-28Open-market sale500$4.20101,000
2008-07-28Open-market sale5,000$4.01105,000
2008-06-24Option exercise (out-of-money) (derivative)60,000$0.790
2008-06-24Option exercise (out-of-money)60,000$0.79110,000
2007-11-20Open-market sale14,300$5.1050,000
2007-11-19Open-market sale2,700$5.2964,300
2007-11-16Open-market sale11,500$5.3867,000
2007-11-13Open-market sale1,500$5.6778,500
2007-09-07Grant / award (derivative)34,000$4.3034,000
2007-02-22Option exercise (derivative)80,000$0.62160,000
2007-02-22Option exercise80,000$0.6280,000
2007-02-21Open-market sale25,000$3.910
2007-01-25Open-market sale12,800$3.8580,000
2007-01-24Open-market sale3,300$3.8219,000
2007-01-23Open-market sale1,300$3.8522,300
2007-01-19Open-market sale800$3.8792,800
2007-01-18Open-market sale1,000$3.8523,600
2007-01-17Open-market sale3,500$3.9050,400
2007-01-17Open-market sale6,200$3.8544,200
2007-01-10Open-market sale5,100$4.0053,900
2007-01-08Open-market sale11,000$4.0359,000
2006-06-27Grant / award (derivative)100,000$2.47100,000
2006-02-01Option exercise (out-of-money) (derivative)70,000$0.82140,000
2006-02-01Option exercise (out-of-money)70,000$0.8270,000
2006-02-01Option exercise (out-of-money) (derivative)70,000$0.94140,000
2006-02-01Option exercise (out-of-money)70,000$0.8270,000
2006-01-20Open-market sale26,000$1.570

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.