SEC CIK 1005563
BARUCH THOMAS R
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| CDXSview stock → | 33,093 | 2020-06-12 |
Position History — CDXS
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — CDXS
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2020-06-12 | Open-market sale | 4,947 | $10.61 | 33,093 |
| 2020-04-02 | Open-market sale | 7,500 | $10.52 | 38,040 |
| 2020-04-01 | Open-market sale | 7,500 | $10.88 | 45,540 |
| 2020-01-16 | Open-market sale | 10,000 | $18.61 | 53,040 |
| 2020-01-15 | Open-market sale | 10,000 | $18.68 | 63,040 |
| 2019-12-11 | Open-market sale | 17,500 | $15.59 | 73,040 |
| 2019-12-10 | Open-market sale | 17,500 | $15.61 | 90,540 |
| 2019-06-11 | Grant / award | 4,947 | $0.00 | 108,040 |
| 2018-12-28 | Open-market sale | 12,500 | $15.98 | 103,093 |
| 2018-12-27 | Open-market sale | 12,500 | $16.09 | 115,593 |
| 2018-09-27 | Open-market sale | 3,900 | $18.72 | 128,093 |
| 2018-09-27 | Open-market sale | 8,600 | $17.78 | 131,993 |
| 2018-09-26 | Open-market sale | 12,500 | $19.00 | 140,593 |
| 2018-06-26 | Open-market sale | 12,500 | $14.38 | 153,093 |
| 2018-06-25 | Open-market sale | 12,500 | $15.48 | 165,593 |
| 2018-06-11 | Grant / award | 5,923 | $0.00 | 178,093 |
| 2018-03-29 | Open-market sale | 12,500 | $11.06 | 172,170 |
| 2018-03-28 | Open-market sale | 12,500 | $11.05 | 184,670 |
| 2017-06-14 | Grant / award | 17,894 | $0.00 | 197,170 |
| 2016-06-15 | Grant / award | 20,094 | $0.00 | 179,276 |
| 2015-06-10 | Grant / award | 20,731 | $0.00 | 159,182 |
| 2014-11-10 | J | 2,740,158 | — | 0 |
| 2014-06-11 | Grant / award | 57,432 | $0.00 | 138,451 |
| 2014-01-02 | Grant / award | 35,416 | $0.00 | 81,019 |
| 2013-01-24 | Grant / award | 43,103 | $0.00 | 45,603 |
| 2012-06-06 | Grant / award (derivative) | 20,000 | $0.00 | 20,000 |
| 2011-06-08 | Grant / award (derivative) | 20,000 | $0.00 | 20,000 |
| 2010-08-27 | Open-market buy | 2,500 | $7.55 | 2,500 |
| 2010-04-27 | J (derivative) | 5,730 | $0.00 | 5,730 |
| 2010-04-27 | J (derivative) | 5,730 | $0.00 | 0 |
| 2010-04-27 | Conversion (derivative) | 1,418,477 | $0.00 | 0 |
| 2010-04-27 | Conversion (derivative) | 24,525 | $0.00 | 0 |
| 2010-04-27 | Conversion (derivative) | 62,815 | $0.00 | 0 |
| 2010-04-27 | J (derivative) | 86,718 | $0.00 | 86,718 |
| 2010-04-27 | Conversion | 950,638 | — | 2,369,115 |
| 2010-04-27 | Conversion | 24,525 | — | 181,067 |
| 2010-04-27 | Conversion | 62,815 | — | 156,542 |
| 2010-04-27 | Conversion | 93,727 | — | 93,727 |
| 2010-04-27 | Conversion | 1,418,477 | — | 1,418,477 |
| 2010-04-27 | Conversion | 371,043 | — | 2,740,158 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.