SEC CIK 1128392
CALDWELL ROYCE S
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| CFRview stock → | 7,718 | 2017-04-27 |
Position History — CFR
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — CFR
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2017-04-27 | Option exercise (derivative) | 4,918 | $0.00 | 0 |
| 2017-04-27 | Option exercise | 4,918 | $0.00 | 7,718 |
| 2017-04-27 | Option exercise (derivative) | 4,918 | $0.00 | 0 |
| 2017-04-27 | Option exercise | 4,918 | $0.00 | 7,718 |
| 2016-04-28 | Grant / award (derivative) | 632 | $0.00 | 4,918 |
| 2015-04-30 | Grant / award (derivative) | 548 | $0.00 | 4,286 |
| 2014-04-24 | Grant / award (derivative) | 513 | $0.00 | 3,738 |
| 2013-04-25 | Grant / award (derivative) | 500 | $0.00 | 3,225 |
| 2012-11-28 | Option exercise (derivative) | 2,000 | $0.00 | 0 |
| 2012-11-28 | Option exercise | 2,000 | $52.55 | 2,800 |
| 2012-04-26 | Option exercise (derivative) | 2,000 | $0.00 | 0 |
| 2012-04-26 | Grant / award (derivative) | 512 | $0.00 | 2,725 |
| 2012-04-26 | Open-market sale | 2,000 | $58.43 | 800 |
| 2012-04-26 | Option exercise | 2,000 | $56.90 | 2,800 |
| 2011-04-28 | Grant / award (derivative) | 507 | $0.00 | 2,213 |
| 2011-03-01 | Option exercise (derivative) | 2,000 | $0.00 | 0 |
| 2011-03-01 | Open-market sale | 2,000 | $58.52 | 800 |
| 2011-03-01 | Option exercise | 2,000 | $45.70 | 2,800 |
| 2010-07-29 | Option exercise (derivative) | 2,000 | $0.00 | 0 |
| 2010-07-29 | Open-market sale | 2,000 | $55.49 | 800 |
| 2010-07-29 | Option exercise | 2,000 | $43.08 | 2,800 |
| 2010-04-29 | Grant / award (derivative) | 503 | $0.00 | 1,706 |
| 2009-04-23 | Grant / award (derivative) | 658 | $0.00 | 1,203 |
| 2008-05-14 | Option exercise (derivative) | 2,000 | $0.00 | 0 |
| 2008-05-14 | Option exercise | 2,000 | $35.84 | 6,800 |
| 2008-05-14 | Open-market sale | 6,000 | $57.79 | 800 |
| 2008-05-14 | Option exercise | 4,000 | $38.41 | 4,800 |
| 2008-04-24 | Grant / award (derivative) | 545 | $0.00 | 545 |
| 2007-04-26 | Grant / award (derivative) | 2,000 | $0.00 | 2,000 |
| 2007-02-16 | Option exercise (derivative) | 4,000 | $0.00 | 0 |
| 2007-02-16 | Option exercise | 4,000 | $36.25 | 4,800 |
| 2007-02-16 | Open-market sale | 4,000 | $54.93 | 800 |
| 2006-04-27 | Grant / award (derivative) | 2,000 | $0.00 | 2,000 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.