SEC CIK 1185581
BROUGHTON THOMAS A
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SFBSview stock → | 604,822 | 2026-02-09 |
Position History — SFBS
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — SFBS
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2026-02-09 | Grant / award | 6,018 | $0.00 | 604,822 |
| 2026-01-20 | Grant / award | 6,500 | $0.00 | 598,804 |
| 2025-09-05 | Gift | 284 | $0.00 | 592,304 |
| 2025-08-22 | Open-market sale | 22,206 | $87.99 | 592,588 |
| 2025-02-21 | Tax withholding | 700 | $86.76 | 454,717 |
| 2025-01-29 | Tax withholding | 624 | $91.25 | 279,806 |
| 2025-01-27 | Tax withholding | 1,404 | $89.68 | 282,971 |
| 2025-01-27 | Grant / award | 4,569 | $0.00 | 284,375 |
| 2025-01-27 | Grant / award | 4,596 | $0.00 | 28,430 |
| 2024-10-29 | Gift | 1,000 | $0.00 | 275,834 |
| 2024-07-22 | Gift | 1,000 | $0.00 | 276,834 |
| 2024-01-29 | Grant / award | 5,744 | $0.00 | 277,834 |
| 2024-01-29 | Grant / award | 12,399 | $0.00 | 272,090 |
| 2023-05-04 | Open-market buy | 2,775 | $44.60 | 2,775 |
| 2023-04-20 | Open-market buy | 3,000 | $49.95 | 259,691 |
| 2023-03-14 | Open-market buy | 152 | $57.73 | 55,138 |
| 2023-02-21 | Grant / award | 5,161 | $0.00 | 256,691 |
| 2022-10-21 | Open-market buy | 196 | $69.97 | 54,986 |
| 2022-06-10 | Open-market buy | 1,000 | $76.23 | 251,530 |
| 2022-01-24 | Grant / award | 4,341 | $0.00 | 250,530 |
| 2021-01-25 | Grant / award | 8,267 | $0.00 | 744,001 |
| 2020-12-07 | Gift | 300,000 | $0.00 | 735,734 |
| 2020-09-21 | Option exercise (derivative) | 5,000 | $15.09 | 0 |
| 2020-09-21 | Option exercise | 5,000 | $15.09 | 1,035,734 |
| 2020-04-23 | Grant / award | 655 | $0.00 | 1,030,734 |
| 2020-02-28 | Option exercise (derivative) | 5,000 | $15.09 | 5,000 |
| 2020-02-28 | Option exercise | 5,000 | $15.09 | 1,030,079 |
| 2020-01-31 | Option exercise (derivative) | 10,000 | $15.09 | 10,000 |
| 2020-01-31 | Option exercise | 10,000 | $15.09 | 1,025,079 |
| 2019-10-08 | Option exercise (derivative) | 13,000 | $18.57 | 0 |
| 2019-10-08 | Option exercise | 13,000 | $18.57 | 1,015,079 |
| 2019-08-29 | Open-market buy | 1,500 | $30.79 | 1,002,079 |
| 2019-05-13 | Option exercise (derivative) | 10,000 | $5.00 | 0 |
| 2019-05-13 | Option exercise | 10,000 | $5.00 | 1,000,579 |
| 2019-04-17 | Grant / award | 579 | $0.00 | 990,579 |
| 2019-01-02 | Option exercise (derivative) | 10,000 | $5.00 | 10,000 |
| 2019-01-02 | Option exercise | 10,000 | $5.00 | 990,000 |
| 2018-10-23 | Open-market buy | 250 | $35.34 | 54,790 |
| 2018-10-11 | Option exercise (derivative) | 20,000 | $5.00 | 20,000 |
| 2018-10-11 | Option exercise | 20,000 | $5.00 | 980,000 |
| 2018-01-31 | Option exercise (derivative) | 10,000 | $5.00 | 40,000 |
| 2018-01-31 | Option exercise | 10,000 | $5.00 | 960,000 |
| 2017-05-11 | Open-market buy | 250 | $37.06 | 7,270 |
| 2017-02-21 | Option exercise (derivative) | 10,000 | $5.00 | 50,000 |
| 2017-02-21 | Option exercise | 10,000 | $5.00 | 950,000 |
| 2016-10-28 | Gift | 1,000 | $0.00 | 470,000 |
| 2016-03-08 | Gift | 1,820 | $0.00 | 182,000 |
| 2016-02-22 | Open-market buy | 270 | $36.69 | 27,270 |
| 2016-01-19 | Option exercise (derivative) | 33,000 | $8.33 | 0 |
| 2016-01-19 | Option exercise | 33,000 | $8.33 | 471,000 |
| 2015-08-24 | Gift | 180,180 | $0.00 | 182,000 |
| 2015-06-15 | Grant / award (derivative) | 6,500 | $0.00 | 6,500 |
| 2015-05-13 | Open-market buy | 210 | $35.11 | 3,510 |
| 2015-01-20 | Grant / award (derivative) | 10,000 | $0.00 | 10,000 |
| 2014-10-23 | Open-market buy | 344 | $28.92 | 620,000 |
| 2014-08-07 | Open-market buy | 1,002 | $28.50 | 27,000 |
| 2014-05-14 | Open-market buy | 500 | $91.00 | 8,666 |
| 2014-05-14 | Open-market buy | 500 | $91.00 | 206,552 |
| 2014-01-31 | Option exercise (out-of-money) (derivative) | 10,000 | $0.00 | 0 |
| 2014-01-31 | Option exercise (out-of-money) | 10,000 | $20.00 | 206,052 |
| 2014-01-31 | Option exercise (out-of-money) | 10,000 | $20.00 | 206,052 |
| 2014-01-13 | Option exercise (out-of-money) (derivative) | 8,500 | $0.00 | 0 |
| 2014-01-13 | Option exercise (out-of-money) | 8,500 | $10.00 | 196,052 |
| 2014-01-06 | Gift | 1,200 | $0.00 | 187,552 |
| 2014-01-06 | Gift | 400 | $0.00 | 800 |
| 2013-12-02 | Open-market buy | 100 | $41.50 | 8,166 |
| 2013-09-11 | Open-market buy | 250 | $41.50 | 8,066 |
| 2013-03-20 | Option exercise (out-of-money) (derivative) | 3,000 | $0.00 | 8,500 |
| 2013-03-20 | Option exercise (out-of-money) | 3,000 | $10.00 | 189,652 |
| 2013-03-11 | Option exercise (out-of-money) (derivative) | 6,000 | $0.00 | 11,500 |
| 2013-03-11 | Option exercise (out-of-money) | 6,000 | $10.00 | 186,652 |
| 2013-02-28 | Gift | 400 | $0.00 | 400 |
| 2013-02-28 | Gift | 1,200 | $0.00 | 180,652 |
| 2012-12-06 | Option exercise (out-of-money) (derivative) | 30,000 | $0.00 | 17,500 |
| 2012-12-06 | Option exercise (out-of-money) | 30,000 | $10.00 | 181,852 |
| 2012-01-31 | Option exercise (out-of-money) (derivative) | 15,000 | $0.00 | 47,500 |
| 2012-01-31 | Option exercise (out-of-money) | 15,000 | $10.00 | 152,752 |
| 2012-01-31 | Gift | 900 | $0.00 | 151,852 |
| 2011-11-28 | Grant / award (derivative) | 10,000 | $0.00 | 10,000 |
| 2011-11-22 | Option exercise (out-of-money) (derivative) | 12,500 | $0.00 | 62,500 |
| 2011-11-22 | Option exercise (out-of-money) (derivative) | 10,000 | $0.00 | 0 |
| 2011-11-22 | Option exercise (out-of-money) | 10,000 | $10.00 | 125,252 |
| 2011-11-22 | Option exercise (out-of-money) | 12,500 | $10.00 | 137,752 |
| 2011-08-03 | Open-market buy | 666 | $30.00 | 666 |
| 2011-05-09 | Open-market buy | 3,000 | $30.00 | 115,252 |
| 2011-01-19 | Grant / award (derivative) | 11,000 | $25.00 | 106,000 |
| 2010-09-13 | Open-market buy | 10,000 | $25.00 | 112,252 |
| 2009-10-26 | Grant / award | 20,000 | $0.00 | 102,252 |
| 2008-05-27 | — | — | — | 82,252 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.