SEC CIK 1188409
WALTHER ROGER O
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SCHWview stock → | 219,256 | 2020-11-18 |
Position History — SCHW
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — SCHW
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2020-11-18 | Open-market sale | 28,100 | $49.23 | 219,256 |
| 2020-11-17 | Open-market sale | 50,000 | $48.85 | 247,356 |
| 2020-11-16 | Open-market sale | 20,000 | $46.11 | 297,356 |
| 2020-05-14 | Grant / award (derivative) | 6,655 | $0.00 | 6,655 |
| 2020-05-14 | Grant / award | 3,396 | $0.00 | 17,167 |
| 2020-03-13 | Option exercise (derivative) | 11,344 | $0.00 | 0 |
| 2020-03-13 | Option exercise | 11,344 | $17.62 | 311,564.25 |
| 2020-03-13 | Option exercise | 14,345 | $19.21 | 300,220.25 |
| 2019-05-17 | Grant / award (derivative) | 8,584 | $0.00 | 8,584 |
| 2019-05-17 | Grant / award | 1,841 | $0.00 | 15,772 |
| 2019-03-19 | Option exercise (derivative) | 8,356 | $0.00 | 0 |
| 2019-03-19 | Option exercise | 8,356 | $18.00 | 281,429.05 |
| 2019-03-19 | Option exercise | 16,491 | $12.66 | 261,991.05 |
| 2019-03-19 | Option exercise | 11,082 | $17.38 | 273,073.05 |
| 2018-05-17 | Grant / award (derivative) | 5,139 | $0.00 | 5,139 |
| 2018-05-17 | Grant / award | 1,351 | $0.00 | 16,105 |
| 2018-04-05 | Option exercise (derivative) | 7,486 | $0.00 | 0 |
| 2018-04-05 | Option exercise | 7,486 | $22.39 | 240,684.71 |
| 2017-05-18 | Grant / award (derivative) | 7,165 | $0.00 | 7,165 |
| 2017-05-18 | Grant / award | 1,831 | $0.00 | 16,767 |
| 2017-04-06 | Option exercise (derivative) | 7,823 | $0.00 | 0 |
| 2017-04-06 | Option exercise | 7,823 | $20.14 | 228,845.65 |
| 2016-05-19 | Grant / award (derivative) | 7,866 | $0.00 | 7,866 |
| 2016-05-19 | Grant / award | 2,412 | $0.00 | 18,019 |
| 2015-08-05 | Option exercise (derivative) | 5,244 | $0.00 | 0 |
| 2015-08-05 | Option exercise | 5,244 | $15.17 | 214,799.74 |
| 2015-07-29 | Open-market sale | 35,000 | $34.79 | 209,348.04 |
| 2015-05-15 | Grant / award (derivative) | 8,548 | $0.00 | 8,548 |
| 2015-05-15 | Grant / award | 2,227 | $0.00 | 20,280 |
| 2015-04-21 | Option exercise (derivative) | 5,244 | $0.00 | 0 |
| 2015-04-21 | Option exercise | 5,244 | $11.04 | 239,981.94 |
| 2014-07-31 | Open-market sale | 25,041 | $28.13 | 233,019.4 |
| 2014-05-19 | Grant / award (derivative) | 10,511 | $0.00 | 10,511 |
| 2014-05-19 | Grant / award | 2,819 | $0.00 | 21,986 |
| 2013-05-20 | Grant / award (derivative) | 14,345 | $0.00 | 14,345 |
| 2013-05-20 | Grant / award | 3,642 | $0.00 | 19,478 |
| 2012-12-20 | Option exercise (derivative) | 2,817 | $0.00 | 0 |
| 2012-12-20 | Option exercise | 2,817 | $11.71 | 244,681.08 |
| 2012-05-21 | Grant / award (derivative) | 16,491 | $0.00 | 16,491 |
| 2012-05-21 | Grant / award | 5,003 | $0.00 | 18,546 |
| 2012-05-11 | Option exercise (derivative) | 12,907 | $0.00 | 0 |
| 2012-05-11 | Option exercise | 12,907 | $11.62 | 236,659.71 |
| 2012-04-04 | Option exercise (derivative) | 2,992 | $0.00 | 0 |
| 2012-04-04 | Option exercise | 2,992 | $11.71 | 223,752.71 |
| 2012-01-27 | Open-market buy | 2,718 | $11.60 | 31,772.25 |
| 2011-11-29 | Open-market buy | 1,500 | $11.10 | 219,776.25 |
| 2011-08-19 | Option exercise (derivative) | 3,604 | $0.00 | 0 |
| 2011-08-19 | Option exercise | 5,244 | $9.31 | 205,177.08 |
| 2011-08-19 | Option exercise | 2,942 | $10.49 | 216,967.08 |
| 2011-08-19 | Option exercise | 3,604 | $8.56 | 214,025.08 |
| 2011-08-19 | Option exercise | 5,244 | $9.06 | 210,421.08 |
| 2011-06-16 | Option exercise (derivative) | 2,427 | $0.00 | 0 |
| 2011-06-16 | Option exercise | 2,427 | $14.38 | 199,504.08 |
| 2011-05-19 | Grant / award (derivative) | 11,344 | $0.00 | 11,344 |
| 2011-05-19 | Grant / award | 3,543 | $0.00 | 15,323 |
| 2011-03-15 | Option exercise (derivative) | 2,517 | $0.00 | 0 |
| 2011-03-15 | Option exercise | 2,517 | $14.58 | 193,896.08 |
| 2010-11-10 | Open-market buy | 2,650 | $15.30 | 190,492.86 |
| 2010-08-27 | Option exercise (derivative) | 13,111 | $0.00 | 0 |
| 2010-08-27 | Grant / award | 13,111 | $9.72 | 184,909.34 |
| 2010-08-27 | Grant / award | 2,149 | $10.36 | 187,058.34 |
| 2010-05-17 | Grant / award (derivative) | 3,649 | $0.00 | 30,455.13 |
| 2010-05-17 | Grant / award (derivative) | 11,082 | $0.00 | 11,082 |
| 2009-05-18 | Grant / award (derivative) | 8,356 | $0.00 | 8,356 |
| 2009-05-18 | Grant / award | 3,559 | $0.00 | 20,398 |
| 2008-05-19 | Grant / award (derivative) | 7,486 | $0.00 | 7,486 |
| 2008-05-19 | Grant / award | 2,757 | $0.00 | 21,106 |
| 2007-12-18 | Gift | 3,371 | $0.00 | 160,087.78 |
| 2007-12-18 | Gift | 2,069 | $0.00 | 155,949.78 |
| 2007-12-18 | Gift | 2,069 | $0.00 | 158,018.78 |
| 2007-12-18 | Gift | 2,069 | $0.00 | 163,458.78 |
| 2007-12-18 | Gift | 2,020 | $0.00 | 165,527.78 |
| 2007-12-18 | Gift | 2,033 | $0.00 | 167,547.78 |
| 2007-05-21 | Grant / award (derivative) | 7,459 | $0.00 | 7,459 |
| 2007-05-21 | Grant / award | 2,967 | $0.00 | 20,576 |
| 2006-12-06 | Gift | 4,395 | $0.00 | 159,711 |
| 2006-12-06 | Gift | 2,635 | $0.00 | 172,011 |
| 2006-12-06 | Gift | 2,635 | $0.00 | 157,076 |
| 2006-12-06 | Gift | 2,635 | $0.00 | 164,106 |
| 2006-12-06 | Gift | 2,635 | $0.00 | 166,741 |
| 2006-12-06 | Gift | 2,635 | $0.00 | 169,376 |
| 2006-05-22 | Grant / award (derivative) | 5,000 | $0.00 | 5,000 |
| 2006-05-22 | Grant / award | 3,712 | $0.00 | 21,528 |
| 2006-05-22 | Grant / award (derivative) | 5,000 | $0.00 | 5,000 |
| 2006-05-22 | Grant / award | 3,712 | $16.17 | 25,481 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.