SEC CIK 1192224
HARTLEY DAVID
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| IVZview stock → | 148,645 | 2011-02-28 |
Position History — IVZ
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — IVZ
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2011-02-28 | Tax withholding | 401 | $26.84 | 148,645 |
| 2011-02-28 | Tax withholding | 1,202 | $26.84 | 149,046 |
| 2011-02-28 | Grant / award | 14,903 | $0.00 | 150,248 |
| 2011-02-25 | Tax withholding | 1,313 | $26.40 | 138,121 |
| 2011-02-25 | Tax withholding | 2,776 | $26.40 | 135,345 |
| 2011-02-17 | Option exercise (out-of-money) (derivative) | 12,500 | $0.00 | 0 |
| 2011-02-17 | Open-market sale | 12,500 | $27.35 | 139,434 |
| 2011-02-17 | Option exercise (out-of-money) | 12,500 | $12.06 | 151,934 |
| 2010-03-05 | Open-market sale | 2,200 | $21.35 | 139,434 |
| 2010-02-26 | Tax withholding | 1,806 | $19.60 | 141,634 |
| 2010-02-26 | Grant / award | 34,209 | $0.00 | 143,440 |
| 2009-11-30 | Conversion (derivative) | 29,166 | $0.00 | 0 |
| 2009-11-30 | Conversion | 29,166 | $0.00 | 120,020 |
| 2009-11-30 | Tax withholding | 9,465 | $22.25 | 110,555 |
| 2009-11-30 | Conversion (derivative) | 29,166 | $0.00 | 0 |
| 2009-11-30 | Conversion | 29,166 | $0.00 | 120,020 |
| 2009-11-30 | Tax withholding | 10,789 | $22.25 | 109,231 |
| 2009-11-13 | Option exercise (out-of-money) (derivative) | 12,500 | $0.00 | 0 |
| 2009-11-13 | Option exercise (out-of-money) | 12,500 | $22.02 | 103,354 |
| 2009-11-13 | Open-market sale | 12,500 | $23.50 | 90,854 |
| 2009-08-10 | Open-market sale | 175 | $20.30 | 103,179 |
| 2009-08-10 | Open-market sale | 1,900 | $20.29 | 101,279 |
| 2009-08-10 | Open-market sale | 1,600 | $20.26 | 97,779 |
| 2009-08-10 | Open-market sale | 1,600 | $20.27 | 99,379 |
| 2009-08-10 | Open-market sale | 300 | $20.28 | 100,979 |
| 2009-08-10 | Open-market sale | 6,925 | $20.25 | 90,854 |
| 2009-02-27 | Tax withholding | 493 | $11.43 | 103,354 |
| 2009-02-27 | Grant / award | 16,184 | $0.00 | 103,847 |
| 2009-01-30 | Tax withholding | 3,684 | $11.79 | 87,536 |
| 2009-01-30 | Grant / award | 4,849 | $0.00 | 91,220 |
| 2009-01-30 | Tax withholding | 3,557 | $11.79 | 87,663 |
| 2008-11-30 | Conversion (derivative) | 29,167 | $0.00 | 0 |
| 2008-11-30 | Tax withholding | 11,638 | $10.48 | 86,371 |
| 2008-11-30 | Conversion | 29,167 | $10.48 | 98,009 |
| 2008-06-06 | Option exercise (out-of-money) (derivative) | 12,500 | $0.00 | 0 |
| 2008-06-06 | Disposition to issuer | 3,514 | $28.80 | 80,517 |
| 2008-06-06 | Option exercise (out-of-money) | 12,500 | — | 93,017 |
| 2008-06-06 | Tax withholding | 8,986 | $28.80 | 82,204 |
| 2008-04-01 | Option exercise (out-of-money) (derivative) | 12,500 | $0.00 | 0 |
| 2008-04-01 | Disposition to issuer | 3,114 | $26.09 | 110,182 |
| 2008-04-01 | Option exercise (out-of-money) | 12,500 | $16.47 | 122,682 |
| 2008-04-01 | Tax withholding | 9,386 | $26.09 | 113,296 |
| 2008-02-28 | Grant / award | 7,404 | $0.00 | 110,182 |
| 2008-02-28 | Tax withholding | 120 | $27.01 | 110,062 |
| 2007-12-13 | Tax withholding | 2,650 | $27.36 | 100,128 |
| 2007-11-30 | Conversion (derivative) | 58,334 | $0.00 | 0 |
| 2007-11-30 | Conversion | 6,464 | $0.00 | 102,778 |
| 2007-11-30 | Conversion | 29,167 | $0.00 | 96,314 |
| 2007-11-30 | Tax withholding | 11,673 | $27.36 | 64,210 |
| 2007-10-31 | Option exercise (out-of-money) (derivative) | 1,940 | $0.00 | 0 |
| 2007-10-31 | Option exercise (out-of-money) | 1,940 | — | 122,900.41 |
| 2007-07-18 | — | — | — | 120,960.41 |
| 2007-07-18 | — | — | — | 11,394 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.