SEC CIK 1197028
CALDWELL BARRY H
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| WMview stock → | 20,602.79 | 2018-05-04 |
Position History — WM
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — WM
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2018-05-04 | Open-market sale | 10,844 | $84.00 | 20,602.79 |
| 2018-05-04 | Gift | 1,190 | $0.00 | 31,446.79 |
| 2018-02-27 | Conversion (derivative) | 7,147.71 | $0.00 | 0 |
| 2018-02-27 | Gift | 1,200 | $0.00 | 32,636.79 |
| 2018-02-23 | Open-market sale | 13,614 | $85.08 | 33,836.79 |
| 2018-02-16 | Open-market sale | 1,840 | $84.10 | 47,450.79 |
| 2018-02-15 | Tax withholding | 7,186 | $85.40 | 49,290.79 |
| 2018-02-15 | Grant / award | 22,640 | $85.40 | 56,476.79 |
| 2017-11-28 | Open-market sale | 1,650 | $81.10 | 36,336.79 |
| 2017-11-28 | Gift | 2,500 | $0.00 | 33,836.79 |
| 2017-07-19 | Option exercise (derivative) | 13,134 | $54.64 | 13,136 |
| 2017-07-19 | Tax withholding | 11,063 | $75.00 | 37,986.79 |
| 2017-07-19 | Option exercise | 13,134 | $54.64 | 49,049.79 |
| 2017-04-21 | Open-market sale | 8,142 | $73.52 | 35,915.79 |
| 2017-04-13 | Gift | 2,055 | $0.00 | 44,057.79 |
| 2017-04-07 | Open-market sale | 2,700 | $73.50 | 46,112.79 |
| 2017-04-07 | Open-market sale | 400 | $73.51 | 48,812.79 |
| 2017-03-07 | Option exercise (derivative) | 9,462 | $41.37 | 0 |
| 2017-03-07 | Open-market sale | 2,980 | $72.82 | 53,326.79 |
| 2017-03-07 | Option exercise | 9,462 | $41.37 | 56,306.79 |
| 2017-03-07 | Open-market sale | 4,114 | $72.89 | 49,212.79 |
| 2017-02-28 | Grant / award (derivative) | 22,021 | $0.00 | 22,021 |
| 2017-02-17 | Open-market sale | 2,332 | $72.15 | 46,844.79 |
| 2017-02-16 | Tax withholding | 4,541 | $70.39 | 49,176.79 |
| 2017-02-16 | Grant / award | 15,668 | $70.39 | 53,717.79 |
| 2016-05-13 | Option exercise (derivative) | 9,922 | $36.89 | 0 |
| 2016-05-13 | Option exercise (derivative) | 9,462 | $41.37 | 9,462 |
| 2016-05-13 | Open-market sale | 15,234 | $62.00 | 38,049.79 |
| 2016-05-13 | Option exercise | 9,922 | $36.89 | 43,821.79 |
| 2016-05-13 | Option exercise | 9,462 | $41.37 | 53,283.79 |
| 2016-02-26 | Grant / award (derivative) | 26,480 | $0.00 | 26,480 |
| 2016-02-25 | Gift | 2,500 | $0.00 | 33,899.79 |
| 2016-02-24 | Open-market sale | 12,785 | $56.02 | 36,399.79 |
| 2016-02-22 | Open-market sale | 907 | $55.96 | 50,523.79 |
| 2016-02-22 | Open-market sale | 1,339 | $55.95 | 49,184.79 |
| 2016-02-18 | Grant / award | 15,164 | $54.95 | 55,622.79 |
| 2016-02-18 | Tax withholding | 4,192 | $54.95 | 51,430.79 |
| 2015-10-08 | Option exercise (derivative) | 15,201 | $34.94 | 0 |
| 2015-10-08 | Option exercise (derivative) | 9,922 | $36.89 | 9,922 |
| 2015-10-08 | Open-market sale | 4,262 | $52.04 | 61,010.79 |
| 2015-10-08 | Tax withholding | 20,552 | $52.00 | 40,458.79 |
| 2015-10-08 | Option exercise | 15,201 | $34.94 | 56,050.79 |
| 2015-10-08 | Gift | 700 | $0.00 | 65,272.79 |
| 2015-10-08 | Option exercise | 9,922 | $36.89 | 65,972.79 |
| 2015-03-02 | Option exercise (derivative) | 46,600 | $37.19 | 0 |
| 2015-03-02 | Option exercise | 46,600 | $37.19 | 78,732.03 |
| 2015-03-02 | Open-market sale | 38,000 | $54.65 | 40,732.03 |
| 2015-02-27 | Option exercise (derivative) | 6,376 | $37.19 | 46,600 |
| 2015-02-27 | Open-market sale | 200 | $54.66 | 38,971.03 |
| 2015-02-27 | Open-market sale | 1,639 | $54.65 | 37,332.03 |
| 2015-02-27 | Open-market sale | 5,200 | $54.65 | 32,132.03 |
| 2015-02-27 | Option exercise | 6,376 | $37.19 | 39,171.03 |
| 2015-02-25 | Grant / award (derivative) | 26,270 | $0.00 | 26,270 |
| 2015-02-18 | Open-market sale | 1,330 | $54.75 | 32,795.03 |
| 2015-02-17 | Grant / award | 9,295 | $53.50 | 36,698.03 |
| 2015-02-17 | Tax withholding | 2,573 | $53.50 | 34,125.03 |
| 2014-08-18 | Option exercise (derivative) | 30,336 | $33.49 | 0 |
| 2014-08-18 | Open-market sale | 4,468 | $46.01 | 52,984.03 |
| 2014-08-18 | Gift | 1,848 | $0.00 | 57,452.03 |
| 2014-08-18 | Option exercise | 30,336 | $33.49 | 59,300.03 |
| 2014-08-18 | Open-market sale | 25,581 | $46.04 | 27,403.03 |
| 2014-03-07 | Grant / award (derivative) | 18,924 | $0.00 | 18,924 |
| 2014-02-19 | Open-market sale | 228 | $41.52 | 28,885.86 |
| 2014-02-18 | Grant / award | 2,210 | $42.42 | 29,764.86 |
| 2014-02-18 | Tax withholding | 651 | $42.42 | 29,113.86 |
| 2013-03-22 | Option exercise (derivative) | 10,000 | $29.24 | 0 |
| 2013-03-22 | Open-market sale | 8,565 | $38.00 | 26,764.59 |
| 2013-03-22 | Option exercise | 10,000 | $29.24 | 35,329.59 |
| 2013-03-08 | Grant / award (derivative) | 19,844 | $0.00 | 19,844 |
| 2013-02-22 | Gift | 2,300 | $0.00 | 25,329.59 |
| 2013-02-22 | Open-market sale | 7,002 | $36.54 | 27,629.59 |
| 2013-02-15 | Open-market sale | 408 | $36.65 | 34,631.59 |
| 2013-02-14 | Tax withholding | 1,078 | $36.47 | 35,039.59 |
| 2013-02-14 | Grant / award | 4,016 | $36.47 | 36,117.59 |
| 2013-01-28 | Option exercise (derivative) | 15,000 | $29.24 | 10,000 |
| 2013-01-28 | Open-market sale | 13,031 | $37.00 | 32,101.59 |
| 2013-01-28 | Option exercise | 15,000 | $29.24 | 45,132.59 |
| 2012-05-23 | Open-market sale | 8,725 | $33.00 | 30,110.95 |
| 2012-03-09 | Grant / award (derivative) | 15,201 | $0.00 | 15,201 |
| 2012-02-28 | Open-market sale | 1 | $35.19 | 42,855.06 |
| 2012-02-28 | Open-market sale | 4,109 | $35.20 | 38,746.06 |
| 2012-02-22 | Option exercise (derivative) | 25,000 | $29.24 | 25,000 |
| 2012-02-22 | I (derivative) | 6,808.28 | $35.03 | 6,821.21 |
| 2012-02-22 | Option exercise | 25,000 | $29.24 | 63,377.06 |
| 2012-02-22 | Open-market sale | 17,898 | $35.08 | 42,856.06 |
| 2012-02-22 | Open-market sale | 2,223 | $35.09 | 60,754.06 |
| 2012-02-22 | Open-market sale | 400 | $35.09 | 62,977.06 |
| 2012-02-16 | Tax withholding | 3,174 | $34.45 | 38,377.06 |
| 2012-02-16 | Grant / award | 11,816 | $34.45 | 41,551.06 |
| 2011-05-18 | Option exercise (derivative) | 20,000 | $21.05 | 0 |
| 2011-05-18 | Open-market sale | 20,145 | $39.00 | 29,051.22 |
| 2011-05-18 | Option exercise | 20,000 | $21.05 | 49,196.22 |
| 2011-03-09 | Grant / award (derivative) | 52,976 | $0.00 | 52,976 |
| 2010-11-15 | Open-market sale | 6,436 | $35.25 | 28,783.54 |
| 2010-09-30 | Option exercise (derivative) | 10,000 | $21.05 | 20,000 |
| 2010-09-30 | Open-market sale | 7,378 | $36.00 | 35,145.14 |
| 2010-09-30 | Option exercise | 10,000 | $21.05 | 42,523.14 |
| 2010-03-09 | Grant / award (derivative) | 30,336 | $0.00 | 30,336 |
| 2010-03-01 | Open-market sale | 1,000 | $33.37 | 35,363.04 |
| 2010-03-01 | Open-market sale | 600 | $33.38 | 36,363.04 |
| 2010-03-01 | Open-market sale | 300 | $33.34 | 37,263.04 |
| 2010-03-01 | Open-market sale | 300 | $33.37 | 37,563.04 |
| 2010-03-01 | Open-market sale | 3,500 | $33.36 | 31,863.04 |
| 2010-03-01 | Open-market sale | 300 | $32.32 | 36,963.04 |
| 2010-02-17 | Open-market sale | 717 | $32.89 | 37,863.04 |
| 2010-02-16 | Grant / award | 7,178 | $32.77 | 40,540.04 |
| 2010-02-16 | Tax withholding | 1,960 | $32.77 | 38,580.04 |
| 2010-01-28 | Open-market sale | 168 | $32.36 | 33,362.04 |
| 2010-01-27 | Tax withholding | 441 | $32.45 | 33,530.04 |
| 2009-11-11 | Option exercise (derivative) | 10,000 | $21.05 | 30,000 |
| 2009-11-11 | Option exercise | 10,000 | $21.05 | 41,433.66 |
| 2009-11-11 | Open-market sale | 7,717 | $33.00 | 33,716.66 |
| 2009-10-15 | Option exercise (derivative) | 10,000 | $21.05 | 40,000 |
| 2009-10-15 | Open-market sale | 7,980 | $31.00 | 31,433.66 |
| 2009-10-15 | Option exercise | 10,000 | $21.05 | 39,413.66 |
| 2009-02-18 | Open-market sale | 624 | $28.56 | 28,669.38 |
| 2009-02-17 | Grant / award | 6,243 | $28.50 | 31,027.38 |
| 2009-02-17 | Tax withholding | 1,734 | $28.50 | 29,293.38 |
| 2008-12-01 | Open-market sale | 100 | $28.01 | 34,840.42 |
| 2008-12-01 | Open-market sale | 10,345 | $28.00 | 24,495.42 |
| 2008-03-04 | Tax withholding | 318 | $32.77 | 34,350.24 |
| 2008-02-19 | Grant / award | 6,083 | $33.83 | 34,668.24 |
| 2007-08-28 | Gift | 1,400 | $0.00 | 28,004.29 |
| 2007-06-01 | Open-market sale | 13,941 | $39.00 | 28,985 |
| 2007-03-04 | Tax withholding | 318 | $33.27 | 42,901.83 |
| 2007-01-26 | Grant / award | 2,845 | $0.00 | 43,219.83 |
| 2006-12-01 | Grant / award (derivative) | 11,944.18 | $0.00 | 11,944.18 |
| 2006-12-01 | Option exercise (derivative) | 19,000 | $19.61 | 0 |
| 2006-12-01 | Grant / award (derivative) | 10,278 | $36.59 | 10,278 |
| 2006-12-01 | Option exercise | 19,000 | $19.61 | 53,782.03 |
| 2006-12-01 | Tax withholding | 13,457 | $36.25 | 40,325.03 |
| 2006-05-30 | Option exercise (derivative) | 50,000 | $21.05 | 0 |
| 2006-05-30 | Option exercise (derivative) | 6,000 | $19.61 | 19,000 |
| 2006-05-30 | Grant / award (derivative) | 3,311 | $35.92 | 3,311 |
| 2006-05-30 | Open-market sale | 11,800 | $35.75 | 58,015.71 |
| 2006-05-30 | Option exercise | 50,000 | $21.05 | 70,337.71 |
| 2006-05-30 | Option exercise | 6,000 | $19.61 | 76,337.71 |
| 2006-05-30 | Tax withholding | 4,022 | $35.53 | 72,315.71 |
| 2006-05-30 | Open-market sale | 600 | $35.77 | 71,715.71 |
| 2006-05-30 | Open-market sale | 1,900 | $35.76 | 69,815.71 |
| 2006-05-30 | Open-market sale | 500 | $35.69 | 34,278.71 |
| 2006-05-30 | Open-market sale | 7,300 | $35.74 | 50,715.71 |
| 2006-05-30 | Open-market sale | 6,100 | $35.73 | 44,615.71 |
| 2006-05-30 | Open-market sale | 2,137 | $35.72 | 42,478.71 |
| 2006-05-30 | Open-market sale | 2,000 | $35.71 | 40,478.71 |
| 2006-05-30 | Open-market sale | 5,700 | $35.70 | 34,778.71 |
| 2006-03-04 | Tax withholding | 318 | $33.20 | 20,320.36 |
| 2006-01-27 | Grant / award | 6,670 | $0.00 | 20,659.01 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.