SEC CIK 1204916
SWANN JOSEPH D
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| ROKview stock → | 39,970 | 2006-02-03 |
Position History — ROK
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — ROK
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2006-02-03 | Gift | 4,625 | $0.00 | 39,970 |
| 2006-01-30 | Option exercise (derivative) | 1,200 | $0.00 | 87,600 |
| 2006-01-30 | Option exercise (derivative) | 2,134 | $0.00 | 83,600 |
| 2006-01-30 | Option exercise (derivative) | 733 | $0.00 | 79,267 |
| 2006-01-30 | Option exercise (derivative) | 94,689 | $0.00 | 0 |
| 2006-01-30 | Option exercise | 733 | $43.90 | 221,884 |
| 2006-01-30 | Open-market sale | 177,289 | — | 44,595 |
| 2006-01-30 | Option exercise | 82,600 | $13.40 | 217,817 |
| 2006-01-30 | Option exercise | 2,134 | $15.50 | 219,951 |
| 2006-01-30 | Option exercise | 1,200 | $27.75 | 221,151 |
| 2006-01-30 | Option exercise | 94,689 | $11.60 | 135,217 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.