SEC CIK 1231019
RHODES JAMES T
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| DUKview stock → | 11,378 | 2012-12-13 |
Position History — DUK
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — DUK
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2016-04-06 | Grant / award (derivative) | 238 | $79.36 | 31,377 |
| 2015-12-17 | Grant / award (derivative) | 367 | $70.50 | 30,850 |
| 2015-10-05 | Grant / award (derivative) | 303 | $73.08 | 30,118 |
| 2015-07-07 | Grant / award (derivative) | 257 | $75.27 | 29,458 |
| 2015-05-07 | Grant / award (derivative) | 1,627.39 | $76.81 | 28,884.39 |
| 2015-04-09 | Grant / award (derivative) | 279 | $77.01 | 27,531 |
| 2014-12-22 | Grant / award (derivative) | 257 | $83.61 | 26,920 |
| 2014-12-22 | Grant / award (derivative) | 269 | $83.61 | 26,932 |
| 2014-10-03 | Grant / award (derivative) | 259 | $75.17 | 26,426 |
| 2014-07-02 | Grant / award (derivative) | 298 | $72.22 | 25,949 |
| 2014-05-01 | Grant / award (derivative) | 1,676.05 | $74.58 | 25,072 |
| 2014-04-04 | Grant / award (derivative) | 273 | $70.49 | 23,680 |
| 2013-12-31 | Grant / award (derivative) | 326 | $69.01 | 23,199 |
| 2013-12-31 | Grant / award (derivative) | 341 | $69.01 | 23,214 |
| 2013-09-30 | Grant / award (derivative) | 270 | $66.78 | 22,304 |
| 2013-06-28 | Grant / award (derivative) | 278 | $67.50 | 21,773 |
| 2013-05-02 | Grant / award (derivative) | 1,671.57 | $74.78 | 21,241 |
| 2013-03-29 | Grant / award (derivative) | 293 | $72.59 | 19,576 |
| 2012-12-31 | Grant / award (derivative) | 384 | $63.80 | 19,093 |
| 2012-12-13 | Option exercise (derivative) | 1,333 | $0.00 | 0 |
| 2012-12-13 | Option exercise | 1,333 | $0.00 | 11,378 |
| 2012-09-28 | Grant / award (derivative) | 281 | $64.79 | 18,489 |
| 2012-08-28 | Grant / award (derivative) | 319.57 | $65.37 | 17,999 |
| 2012-06-29 | Grant / award (derivative) | 846 | $23.06 | 52,997 |
| 2012-05-03 | Grant / award (derivative) | 4,672.9 | $21.40 | 51,631 |
| 2012-03-30 | Grant / award (derivative) | 821 | $21.01 | 46,971.86 |
| 2011-12-30 | Grant / award (derivative) | 852 | $22.00 | 45,600 |
| 2011-09-30 | Grant / award (derivative) | 763 | $19.99 | 44,272 |
| 2011-06-30 | Grant / award (derivative) | 1,009 | $18.83 | 42,973 |
| 2011-05-05 | Grant / award (derivative) | 5,341.88 | $18.72 | 41,424.59 |
| 2011-03-31 | Grant / award (derivative) | 840 | $18.15 | 36,096 |
| 2010-12-31 | Grant / award (derivative) | 1,179 | $17.81 | 34,794 |
| 2010-09-30 | Grant / award (derivative) | 847 | $17.71 | 33,161 |
| 2010-06-30 | Grant / award (derivative) | 1,016 | $16.00 | 31,900 |
| 2010-05-12 | Option exercise (derivative) | 108 | $0.00 | 0 |
| 2010-05-12 | Option exercise | 108 | $16.98 | 29,776 |
| 2010-05-06 | Grant / award (derivative) | 6,067.96 | $16.48 | 30,437.26 |
| 2010-03-31 | Grant / award (derivative) | 858 | $16.32 | 24,375 |
| 2010-02-28 | Option exercise (derivative) | 364 | $0.00 | 0 |
| 2010-02-28 | Option exercise | 364 | $16.35 | 30,140 |
| 2009-12-31 | Grant / award (derivative) | 1,206 | $17.21 | 23,173 |
| 2009-09-30 | Grant / award (derivative) | 889 | $15.74 | 21,691 |
| 2009-06-30 | Grant / award (derivative) | 959 | $14.59 | 20,504 |
| 2009-05-13 | Option exercise (derivative) | 180 | $0.00 | 0 |
| 2009-05-13 | Option exercise | 180 | $0.00 | 29,668 |
| 2009-05-12 | Option exercise (derivative) | 108 | $0.00 | 108 |
| 2009-05-12 | Option exercise | 108 | $0.00 | 29,488 |
| 2009-05-07 | Grant / award (derivative) | 7,047 | $14.19 | 19,242 |
| 2009-03-31 | Grant / award (derivative) | 1,065 | $14.32 | 12,199 |
| 2009-02-27 | Option exercise (derivative) | 364 | $0.00 | 364 |
| 2009-02-27 | Option exercise | 364 | $13.47 | 29,380 |
| 2009-02-24 | Option exercise (derivative) | 300 | $0.00 | 0 |
| 2009-02-24 | Option exercise | 300 | $14.31 | 29,016 |
| 2008-12-31 | Grant / award (derivative) | 1,233 | $15.01 | 10,942 |
| 2008-09-30 | Grant / award (derivative) | 803 | $17.43 | 9,576 |
| 2008-06-30 | Grant / award (derivative) | 931 | $17.38 | 8,667 |
| 2008-05-13 | Option exercise (derivative) | 180 | $0.00 | 180 |
| 2008-05-13 | Option exercise | 180 | $0.00 | 28,716 |
| 2008-05-12 | Option exercise (derivative) | 108 | $0.00 | 216 |
| 2008-05-12 | Option exercise | 108 | $0.00 | 28,536 |
| 2008-05-08 | Grant / award (derivative) | 5,390 | $18.55 | 7,642 |
| 2008-03-31 | Grant / award (derivative) | 830 | $0.00 | 2,254 |
| 2008-02-28 | Option exercise (derivative) | 364 | $0.00 | 728 |
| 2008-02-28 | Option exercise | 364 | $0.00 | 28,428 |
| 2008-02-24 | Option exercise (derivative) | 300 | $0.00 | 300 |
| 2008-02-24 | Option exercise | 300 | $18.22 | 28,064 |
| 2008-01-17 | Open-market buy | 945 | $19.90 | 27,764 |
| 2007-10-18 | Open-market buy | 785 | $18.85 | 26,714 |
| 2007-07-19 | Open-market buy | 889 | $18.07 | 25,720 |
| 2007-05-13 | Option exercise (derivative) | 180 | $0.00 | 360 |
| 2007-05-13 | Option exercise | 180 | $0.00 | 24,831 |
| 2007-05-12 | Option exercise (derivative) | 108 | $0.00 | 324 |
| 2007-05-12 | Option exercise | 108 | $0.00 | 24,651 |
| 2007-05-10 | Grant / award | 4,960 | $20.15 | 24,543 |
| 2007-04-19 | Open-market buy | 667 | $0.00 | 19,583 |
| 2007-04-03 | Option exercise (derivative) | 2,600 | $0.00 | 0 |
| 2007-04-03 | Option exercise | 2,600 | $0.00 | 18,916 |
| 2007-02-28 | Option exercise (derivative) | 364 | $0.00 | 1,092 |
| 2007-02-28 | Option exercise | 364 | $0.00 | 16,316 |
| 2007-02-24 | Option exercise (derivative) | 300 | $0.00 | 600 |
| 2007-02-24 | Option exercise | 300 | $0.00 | 15,952 |
| 2007-01-18 | Open-market buy | 927 | $0.00 | 15,625 |
| 2007-01-08 | Disposition to issuer (derivative) | 4,000 | $0.00 | 0 |
| 2007-01-08 | Grant / award (derivative) | 4,000 | $0.00 | 4,000 |
| 2006-10-19 | Open-market buy | 471 | $0.00 | 14,680 |
| 2006-07-21 | Open-market buy | 661 | $0.00 | 14,210 |
| 2006-05-13 | Option exercise (derivative) | 180 | $0.00 | 540 |
| 2006-05-13 | Option exercise | 180 | $0.00 | 13,549 |
| 2006-05-12 | Option exercise (derivative) | 108 | $0.00 | 432 |
| 2006-05-12 | Option exercise | 108 | $0.00 | 13,369 |
| 2006-05-11 | Grant / award (derivative) | 2,600 | $0.00 | 2,600 |
| 2006-04-24 | Grant / award | 75 | $0.00 | 13,261 |
| 2006-04-03 | — | — | — | 13,186 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.