SEC CIK 1241357
LIU JEAN I
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| HALOview stock → | 20,869 | 2014-02-04 |
Position History — HALO
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — HALO
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2014-02-06 | Grant / award (derivative) | 50,000 | $13.10 | 50,000 |
| 2014-02-06 | Grant / award (derivative) | 31,500 | $0.00 | 31,500 |
| 2014-02-04 | Option exercise (derivative) | 7,500 | $0.00 | 22,500 |
| 2014-02-04 | Option exercise | 4,682 | $0.00 | 20,869 |
| 2014-02-02 | Option exercise (derivative) | 13,889 | $0.00 | 41,667 |
| 2014-02-02 | Option exercise | 8,360 | $0.00 | 16,187 |
| 2013-02-04 | Grant / award (derivative) | 30,000 | $0.00 | 30,000 |
| 2013-02-04 | Grant / award (derivative) | 50,000 | $6.55 | 50,000 |
| 2013-02-02 | Option exercise | 7,827 | $0.00 | 7,827 |
| 2012-02-02 | Grant / award (derivative) | 69,444 | $0.00 | 69,444 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.