SEC CIK 1279532

HAINEY JOHN

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
NONEview stock →10,0002004-02-10
XPLview stock →1,1002009-11-12

Position History — XPL

Reported shares owned immediately after each Form 4 transaction, over time.

026,66753,33380,0002006-012006-012006-012006-082006-112006-112007-012007-022009-11

Recent Filings — XPL

DateActivitySharesPriceOwned After
2016-08-24Disposition to issuer (derivative)145,000$0.720
2016-07-28Grant / award (derivative)145,000$0.72145,000
2015-11-24E (derivative)150,000$1.200
2015-11-24E (derivative)25,000$1.11150,000
2014-08-15Grant / award (derivative)150,000$1.55265,000
2014-05-19E (derivative)35,000$1.55255,000
2014-01-28J (derivative)140,000$0.00150,000
2013-10-21Grant / award (derivative)90,000$0.94290,000
2012-12-17Grant / award (derivative)25,000$1.49200,000
2010-05-05Grant / award (derivative)140,000$2.35140,000
2009-11-12Open-market sale33,900$2.021,100
2009-11-12Open-market sale33,700$2.020
2009-05-19Grant / award (derivative)35,000$1.35169,000
2007-09-07Grant / award (derivative)34,000$4.3034,000
2007-02-20Open-market sale40,000$3.7433,700
2007-01-15Open-market sale500$4.0873,700
2007-01-12Open-market sale5,800$4.0774,200
2006-11-20Option exercise (out-of-money) (derivative)80,000$0.640
2006-11-20Option exercise (out-of-money)80,000$0.6480,000
2006-11-10Open-market sale35,000$3.610
2006-11-09Open-market sale24,000$3.5635,000
2006-11-07Open-market sale1,000$3.7059,000
2006-08-18Open-market sale9,400$2.8460,000
2006-08-17Open-market sale600$2.8469,400
2006-06-27Grant / award (derivative)100,000$2.47100,000
2006-02-02Option exercise (out-of-money) (derivative)70,000$0.8280,000
2006-02-02Option exercise (out-of-money)70,000$0.8270,000
2006-01-30Open-market sale8,300$1.961,000
2006-01-30Open-market sale1,000$1.950
2006-01-30Open-market sale700$2.009,300
2006-01-27Open-market sale6,500$1.9110,000
2006-01-26Open-market sale3,500$181.0016,500

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.