SEC CIK 1322402
Klein Mark D
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| RILYview stock → | 278,630 | 2011-07-15 |
Position History — RILY
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — RILY
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2011-07-15 | Tax withholding | 14,000 | $0.30 | 278,630 |
| 2010-08-02 | Option exercise (derivative) | 18,255 | $0.00 | 0 |
| 2010-08-02 | Option exercise | 18,255 | $0.00 | 292,630 |
| 2010-07-15 | Grant / award | 40,000 | $0.00 | 274,375 |
| 2009-07-17 | — | — | — | 2 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.