SEC CIK 1369011
Thomas William R III
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| CSWCview stock → | 22,842 | 2026-10-01 |
Position History — CSWC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — CSWC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2026-10-01 | Open-market buy | 2,170 | $23.04 | 22,842 |
| 2026-08-10 | Grant / award | 1,989 | $0.00 | 20,672 |
| 2026-06-05 | Open-market buy | 5,000 | $23.40 | 18,683 |
| 2026-06-05 | Open-market sale | 4,661 | $23.29 | 13,683 |
| 2025-08-12 | Grant / award | 2,193 | $0.00 | 18,344 |
| 2024-08-09 | Grant / award | 2,090 | $0.00 | 16,151 |
| 2024-06-03 | Open-market buy | 9,400 | $25.87 | 14,061 |
| 2024-06-03 | Gift | 8,217 | $0.00 | 4,661 |
| 2023-08-10 | Grant / award | 2,240 | $0.00 | 12,878 |
| 2022-08-10 | Grant / award | 2,421 | $0.00 | 10,638 |
| 2021-09-09 | Open-market buy | 2,000 | $27.72 | 6,000 |
| 2021-09-09 | Open-market sale | 4,000 | $27.70 | 0 |
| 2015-05-29 | Gift | 14,000 | $0.00 | 9,529 |
| 2015-05-29 | Gift | 2,000 | $0.00 | 3,529 |
| 2015-05-29 | Gift | 4,000 | $0.00 | 5,529 |
| 2015-01-27 | Open-market sale | 120,000 | $43.04 | 571,939 |
| 2014-12-16 | Gift | 6,414 | $0.00 | 23,529 |
| 2014-02-11 | Gift | 1,470 | $0.00 | 29,943 |
| 2014-01-20 | — | — | — | 703,939 |
| 2014-01-20 | — | — | — | 31,413 |
| 2012-05-30 | Open-market sale | 8,090 | $86.50 | 6,768 |
| 2012-05-23 | Option exercise (derivative) | 6,090 | $98.44 | 6,090 |
| 2012-05-23 | Option exercise | 6,090 | $98.44 | 14,858 |
| 2012-05-17 | Option exercise (derivative) | 2,000 | $76.74 | 2,000 |
| 2012-05-17 | Option exercise | 2,000 | $76.74 | 8,768 |
| 2012-02-15 | Open-market sale | 2,224 | $90.71 | 33,603 |
| 2012-02-14 | Open-market sale | 7,776 | $91.04 | 35,827 |
| 2012-02-09 | Gift | 1,084 | $91.60 | 7,768 |
| 2012-01-16 | Grant / award | 1,000 | $0.00 | 8,852 |
| 2011-11-14 | Gift | 285 | $85.47 | 7,852 |
| 2011-11-14 | Gift | 1,180 | $85.47 | 8,137 |
| 2011-07-18 | Grant / award (derivative) | 5,000 | $96.92 | 12,500 |
| 2011-06-17 | Gift | 2,638 | $94.88 | 9,317 |
| 2011-06-16 | Gift | 12 | $94.06 | 11,955 |
| 2011-06-16 | Gift | 12 | $94.06 | 3,000 |
| 2010-12-21 | Gift | 236 | $106.94 | 2,988 |
| 2010-12-21 | Gift | 236 | $106.94 | 11,967 |
| 2010-12-15 | Gift | 240 | $104.97 | 12,203 |
| 2010-08-03 | Open-market sale | 13,654 | $91.55 | 44,103 |
| 2010-06-03 | Open-market sale | 401 | $93.02 | 57,757 |
| 2010-06-02 | Open-market sale | 77 | $92.50 | 58,158 |
| 2009-11-17 | Open-market sale | 10,000 | $76.69 | 58,235 |
| 2009-11-17 | Open-market sale | 10,000 | $76.69 | 58,235 |
| 2009-11-13 | Gift | 18 | $76.93 | 12,443 |
| 2009-11-12 | Gift | 1,475 | $77.36 | 12,461 |
| 2009-10-19 | Grant / award (derivative) | 5,000 | $76.74 | 10,000 |
| 2009-08-27 | Gift | 200 | $78.23 | 13,936 |
| 2009-06-08 | Open-market sale | 9,390 | $72.13 | 14,136 |
| 2009-06-05 | Open-market sale | 1,610 | $72.03 | 23,526 |
| 2009-06-04 | Open-market sale | 400 | $73.00 | 25,136 |
| 2009-06-02 | Open-market sale | 7,600 | $73.96 | 25,536 |
| 2009-02-20 | Gift | 522 | $70.72 | 2,752 |
| 2009-02-20 | Gift | 522 | $70.72 | 33,136 |
| 2008-12-18 | Gift | 577 | $107.28 | 33,658 |
| 2008-12-18 | Gift | 577 | $107.28 | 2,230 |
| 2008-12-10 | Gift | 2,500 | $99.00 | 34,235 |
| 2008-12-08 | Gift | 1,500 | $95.74 | 36,735 |
| 2008-12-03 | Grant / award | 132 | $104.99 | 132 |
| 2008-11-24 | W | 261 | — | 38,235 |
| 2008-11-12 | J | 206,525 | $0.00 | 246,152 |
| 2008-11-12 | J | 206,525 | $0.00 | 206,525 |
| 2008-07-21 | Grant / award (derivative) | 5,000 | $118.70 | 5,000 |
| 2008-06-23 | Open-market buy | 157 | $115.03 | 1,653 |
| 2008-06-20 | Open-market buy | 43 | $115.24 | 1,496 |
| 2008-02-14 | Open-market buy | 200 | $115.00 | 1,453 |
| 2006-07-17 | — | — | — | 37,974 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.