SEC CIK 1405119
Stearns Esther M
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| LPLAview stock → | 616,926 | 2012-02-22 |
Position History — LPLA
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — LPLA
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2012-02-22 | Option exercise (derivative) | 627,918 | $0.00 | 0 |
| 2012-02-22 | Tax withholding | 284,008 | $32.60 | 616,926 |
| 2012-02-22 | Option exercise | 627,918 | $0.00 | 900,934 |
| 2012-02-09 | Grant / award (derivative) | 104,040 | $0.00 | 104,040 |
| 2012-01-19 | Open-market sale | 9,700 | $34.01 | 273,016 |
| 2012-01-18 | Open-market sale | 4,700 | $34.00 | 282,716 |
| 2012-01-12 | Open-market sale | 14,900 | $33.01 | 287,416 |
| 2012-01-11 | Open-market sale | 100 | $33.00 | 302,316 |
| 2012-01-10 | Open-market sale | 15,000 | $32.02 | 302,416 |
| 2012-01-09 | Open-market sale | 37,900 | $31.01 | 317,416 |
| 2012-01-06 | Open-market sale | 46,500 | $30.90 | 355,316 |
| 2012-01-05 | Open-market sale | 32,100 | $30.61 | 401,816 |
| 2012-01-04 | Open-market sale | 24,600 | $30.24 | 433,916 |
| 2012-01-03 | Open-market sale | 28,900 | $30.68 | 458,516 |
| 2011-05-02 | Open-market sale | 214,400 | $34.85 | 487,416 |
| 2010-12-22 | Open-market buy (derivative) | 95,000 | $0.00 | 95,000 |
| 2010-11-17 | Option exercise (derivative) | 2,003,760 | $0.00 | 0 |
| 2010-11-17 | Option exercise | 2,003,760 | $1.88 | 2,004,260 |
| 2010-11-17 | Open-market sale | 1,302,444 | $30.00 | 701,816 |
| 2009-09-14 | Open-market buy (derivative) | 80,000 | $0.00 | 80,000 |
| 2008-12-31 | J (derivative) | 627,918 | $0.00 | 627,918 |
| 2008-12-31 | J (derivative) | 667,510 | — | 0 |
| 2008-12-08 | Option exercise (derivative) | 500 | $0.00 | 0 |
| 2008-12-08 | Option exercise | 500 | $1.07 | 500 |
| 2008-02-05 | Grant / award (derivative) | 80,000 | $0.00 | 80,000 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.