SEC CIK 1405121
Dwyer William E III
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| LPLAview stock → | 1,032,362 | 2012-05-07 |
Position History — LPLA
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — LPLA
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2013-02-22 | Grant / award (derivative) | 116,733 | $0.00 | 116,733 |
| 2012-05-07 | Option exercise (derivative) | 24,026 | $0.00 | 10,974 |
| 2012-05-07 | Option exercise (derivative) | 20,000 | $0.00 | 30,000 |
| 2012-05-07 | Option exercise (derivative) | 603,220 | $0.00 | 0 |
| 2012-05-07 | Option exercise | 603,220 | $1.49 | 1,032,362 |
| 2012-05-07 | Option exercise | 24,026 | $27.80 | 1,056,388 |
| 2012-05-07 | Option exercise | 20,000 | $22.08 | 1,076,388 |
| 2012-05-07 | Tax withholding | 303,411 | $34.39 | 772,977 |
| 2012-03-06 | Option exercise (derivative) | 64,700 | $0.00 | 603,220 |
| 2012-03-06 | Option exercise | 64,700 | $1.49 | 429,142 |
| 2012-03-05 | Option exercise (derivative) | 530 | $0.00 | 0 |
| 2012-03-05 | Option exercise | 530 | $1.35 | 364,442 |
| 2012-03-02 | Option exercise (derivative) | 35,098 | $0.00 | 0 |
| 2012-03-02 | Open-market sale | 35,098 | $34.16 | 363,912 |
| 2012-03-02 | Option exercise | 35,098 | $1.35 | 399,010 |
| 2012-02-22 | Option exercise (derivative) | 95,149 | $0.00 | 0 |
| 2012-02-22 | Tax withholding | 38,346 | $32.60 | 363,912 |
| 2012-02-22 | Option exercise | 95,149 | $0.00 | 402,258 |
| 2012-02-10 | Option exercise (derivative) | 28,650 | $0.00 | 0 |
| 2012-02-10 | Option exercise | 28,650 | $1.35 | 307,109 |
| 2012-02-09 | Option exercise (derivative) | 35,098 | $0.00 | 0 |
| 2012-02-09 | Grant / award (derivative) | 104,040 | $0.00 | 104,040 |
| 2012-02-09 | Option exercise | 35,098 | $1.35 | 313,557 |
| 2012-02-09 | Open-market sale | 35,098 | $32.27 | 278,459 |
| 2011-05-23 | Option exercise (derivative) | 95,150 | $0.00 | 0 |
| 2011-05-23 | Option exercise | 95,150 | $1.35 | 313,633 |
| 2011-05-19 | Option exercise (derivative) | 20,155 | $0.00 | 0 |
| 2011-05-19 | Option exercise | 20,155 | $1.35 | 238,638 |
| 2011-05-19 | Open-market sale | 20,155 | $34.93 | 218,483 |
| 2011-05-18 | Option exercise (derivative) | 52,479 | $0.00 | 0 |
| 2011-05-18 | Open-market sale | 52,479 | $34.57 | 218,483 |
| 2011-05-18 | Option exercise | 52,479 | $1.35 | 270,962 |
| 2010-12-22 | Open-market buy (derivative) | 64,000 | $0.00 | 64,000 |
| 2010-12-20 | Gift | 60,000 | $33.71 | 243,683 |
| 2010-11-17 | Option exercise (derivative) | 13,360 | $0.00 | 0 |
| 2010-11-17 | Option exercise | 554,380 | $1.88 | 615,940 |
| 2010-11-17 | Open-market sale | 312,257 | $30.00 | 303,683 |
| 2010-11-17 | Option exercise | 13,360 | $2.07 | 61,560 |
| 2009-12-10 | Option exercise (derivative) | 23,000 | $0.00 | 0 |
| 2009-12-10 | Option exercise | 23,000 | $1.07 | 48,200 |
| 2009-09-14 | Open-market buy (derivative) | 50,000 | $0.00 | 50,000 |
| 2009-02-27 | Gift | 9,884.94 | $0.00 | 207,916.4 |
| 2008-12-31 | J (derivative) | 101,150 | — | 0 |
| 2008-12-31 | J (derivative) | 95,149 | $0.00 | 95,149 |
| 2008-12-30 | Option exercise (derivative) | 25,200 | $0.00 | 23,000 |
| 2008-12-30 | Option exercise | 25,200 | $1.07 | 25,200 |
| 2008-02-05 | Grant / award (derivative) | 35,000 | $0.00 | 35,000 |
| 2007-06-29 | — | — | — | 18,191.64 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.