SEC CIK 1405364
Brown Stephanie L
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| LPLAview stock → | 545,787.8 | 2013-02-22 |
Position History — LPLA
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — LPLA
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2013-02-22 | Grant / award (derivative) | 21,106 | $0.00 | 21,106 |
| 2013-02-22 | Grant / award | 3,417 | $0.00 | 545,787.8 |
| 2013-01-29 | Open-market sale | 10,349 | $34.00 | 542,370.8 |
| 2013-01-29 | Open-market sale | 11,000 | $33.00 | 552,719.8 |
| 2013-01-28 | Open-market sale | 10,349 | $32.00 | 563,719.8 |
| 2013-01-09 | Open-market sale | 10,350 | $30.00 | 574,068.8 |
| 2012-11-23 | Open-market sale | 32,056 | $27.00 | 584,418.8 |
| 2012-11-01 | Open-market sale | 5,122 | $29.17 | 616,474.8 |
| 2012-10-31 | Open-market sale | 1,008 | $29.02 | 621,596.8 |
| 2012-06-29 | Open-market sale | 11,000 | $33.83 | 622,604.8 |
| 2012-05-10 | Option exercise (derivative) | 14,498 | $0.00 | 25,502 |
| 2012-05-10 | Option exercise | 14,498 | $22.08 | 633,604.8 |
| 2012-04-10 | Open-market sale | 11,000 | $37.36 | 619,106.8 |
| 2012-04-10 | Open-market sale | 14,000 | $37.26 | 630,106.8 |
| 2012-02-22 | Option exercise (derivative) | 60,843 | $0.00 | 0 |
| 2012-02-22 | Tax withholding | 22,721 | $32.60 | 644,106.8 |
| 2012-02-22 | Option exercise | 60,843 | $0.00 | 666,827.8 |
| 2012-02-09 | Grant / award (derivative) | 25,502 | $0.00 | 25,502 |
| 2011-11-17 | Gift | 75,000 | $28.48 | 605,984.8 |
| 2011-07-06 | Open-market sale | 17,057 | $35.00 | 680,984.8 |
| 2010-12-22 | Open-market buy (derivative) | 40,000 | $0.00 | 40,000 |
| 2010-12-22 | Gift | 15,000 | $34.61 | 698,041.8 |
| 2010-11-17 | Open-market sale | 125,831 | $30.00 | 713,041.8 |
| 2009-12-31 | Gift | 217,202 | $0.00 | 838,872.8 |
| 2009-12-15 | Gift | 40,910 | $0.00 | 1,056,074.8 |
| 2009-09-21 | Option exercise (derivative) | 64,680 | $0.00 | 0 |
| 2009-09-21 | Option exercise | 64,680 | $1.07 | 1,096,984.8 |
| 2009-09-14 | Open-market buy (derivative) | 40,000 | $0.00 | 40,000 |
| 2008-12-31 | J (derivative) | 60,843 | $0.00 | 60,843 |
| 2008-12-31 | J (derivative) | 64,680 | — | 64,680 |
| 2008-02-05 | Grant / award (derivative) | 15,000 | $0.00 | 15,000 |
| 2007-06-29 | — | — | — | 103,230.48 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.