SEC CIK 1406834
Kendall Keith J
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| AQSTview stock → | 636,149 | 2021-08-26 |
Position History — AQST
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — AQST
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2022-03-10 | Grant / award (derivative) | 375,000 | $0.00 | 375,000 |
| 2021-08-26 | Gift | 1,000 | — | 636,149 |
| 2021-08-26 | Gift | 1,000 | — | 1,000 |
| 2021-03-11 | Grant / award (derivative) | 250,000 | $0.00 | 250,000 |
| 2020-12-30 | Gift | 1,000 | — | 637,149 |
| 2020-12-30 | Gift | 1,000 | — | 1,000 |
| 2020-12-30 | Gift | 1,000 | — | 638,149 |
| 2020-06-30 | Option exercise (derivative) | 333 | $0.00 | 0 |
| 2020-06-30 | Option exercise | 333 | $0.00 | 639,297 |
| 2020-06-30 | Tax withholding | 148 | $4.86 | 639,149 |
| 2020-06-04 | Open-market sale | 50,000 | $5.11 | 638,964 |
| 2020-05-31 | Option exercise (derivative) | 14,572 | $0.00 | 0 |
| 2020-05-31 | Tax withholding | 6,492 | $4.87 | 688,964 |
| 2020-05-31 | Option exercise | 14,572 | $0.00 | 695,456 |
| 2020-03-31 | Option exercise (derivative) | 329 | $0.00 | 333 |
| 2020-03-31 | Tax withholding | 99 | $2.19 | 680,884 |
| 2020-03-31 | Option exercise | 329 | $0.00 | 680,983 |
| 2020-03-16 | Grant / award (derivative) | 225,000 | $0.00 | 225,000 |
| 2020-02-29 | Option exercise (derivative) | 14,572 | $0.00 | 14,572 |
| 2020-02-29 | Tax withholding | 4,729 | $3.73 | 680,654 |
| 2020-02-29 | Option exercise | 14,572 | $0.00 | 685,383 |
| 2019-12-31 | Option exercise (derivative) | 329 | $0.00 | 662 |
| 2019-12-31 | Tax withholding | 329 | $5.82 | 662,656 |
| 2019-12-31 | Option exercise | 329 | $0.00 | 662,985 |
| 2019-12-31 | Tax withholding | 149 | $5.82 | 670,811 |
| 2019-11-30 | Option exercise (derivative) | 14,572 | $0.00 | 29,144 |
| 2019-11-30 | Tax withholding | 14,572 | $7.79 | 662,656 |
| 2019-11-30 | Option exercise | 14,572 | $0.00 | 677,228 |
| 2019-11-30 | Tax withholding | 6,597 | $7.79 | 670,631 |
| 2019-09-30 | Option exercise (derivative) | 329 | $0.00 | 991 |
| 2019-09-30 | Tax withholding | 150 | $3.18 | 662,656 |
| 2019-09-30 | Option exercise | 329 | $0.00 | 662,806 |
| 2019-08-31 | Option exercise (derivative) | 14,572 | $0.00 | 43,716 |
| 2019-08-31 | Option exercise | 14,572 | $0.00 | 669,153 |
| 2019-08-31 | Tax withholding | 6,676 | $3.80 | 662,477 |
| 2019-08-14 | Open-market buy | 1,000 | $3.70 | 653,581 |
| 2019-08-14 | Open-market buy | 1,000 | $3.65 | 654,581 |
| 2019-08-13 | Open-market buy | 1,000 | $4.05 | 652,581 |
| 2019-08-09 | Open-market buy | 2,000 | $4.00 | 651,581 |
| 2019-08-09 | Open-market buy | 2,000 | $3.84 | 648,581 |
| 2019-08-09 | Open-market buy | 1,000 | $3.93 | 649,581 |
| 2019-06-30 | Option exercise (derivative) | 329 | $0.00 | 1,320 |
| 2019-06-30 | Tax withholding | 154 | $4.20 | 646,581 |
| 2019-06-30 | Option exercise | 329 | $0.00 | 646,735 |
| 2019-05-31 | Option exercise (derivative) | 14,572 | $0.00 | 58,288 |
| 2019-05-31 | Option exercise | 14,572 | $0.00 | 653,186 |
| 2019-05-31 | Tax withholding | 6,780 | $3.72 | 646,406 |
| 2019-03-31 | Option exercise (derivative) | 329 | $0.00 | 1,649 |
| 2019-03-31 | Tax withholding | 263 | $6.91 | 638,614 |
| 2019-03-31 | Option exercise | 329 | $0.00 | 638,877 |
| 2019-02-28 | Option exercise (derivative) | 14,572 | $0.00 | 72,860 |
| 2019-02-28 | Option exercise | 14,572 | $0.00 | 643,273 |
| 2019-02-28 | Tax withholding | 4,725 | $8.05 | 638,548 |
| 2019-02-28 | Grant / award (derivative) | 325,000 | $0.00 | 325,000 |
| 2018-12-31 | Option exercise (derivative) | 329 | $0.00 | 1,978 |
| 2018-12-31 | Option exercise | 329 | — | 628,863 |
| 2018-12-31 | Tax withholding | 162 | $6.30 | 628,701 |
| 2018-11-30 | Option exercise (derivative) | 14,572 | $0.00 | 87,432 |
| 2018-11-30 | Tax withholding | 7,177 | $8.59 | 628,534 |
| 2018-11-30 | Option exercise | 14,572 | — | 635,711 |
| 2018-11-27 | Open-market buy | 1,000 | $9.87 | 621,139 |
| 2018-11-23 | Open-market buy | 1,950 | $9.90 | 620,139 |
| 2018-11-21 | Open-market buy | 6,000 | $10.17 | 618,189 |
| 2018-09-30 | Option exercise (derivative) | 329 | $0.00 | 2,307 |
| 2018-09-30 | Tax withholding | 162 | $17.51 | 1,008,229 |
| 2018-09-30 | Option exercise | 329 | — | 1,008,391 |
| 2018-08-31 | Option exercise (derivative) | 14,572 | $0.00 | 102,004 |
| 2018-08-31 | Tax withholding | 6,510 | $18.01 | 1,008,062 |
| 2018-08-31 | Option exercise | 14,572 | — | 1,014,572 |
| 2018-08-15 | Grant / award (derivative) | 28,043 | $0.00 | 28,043 |
| 2018-08-15 | Grant / award (derivative) | 2,636 | $0.00 | 2,636 |
| 2018-07-24 | — | — | — | 1,000,000 |
| 2018-07-24 | Grant / award (derivative) | 240,165 | $0.00 | 240,165 |
| 2018-07-24 | Grant / award (derivative) | 116,576 | $0.00 | 116,576 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.