SEC CIK 1416062
Allen Jay L
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SCHWview stock → | 11,657.56 | 2015-06-11 |
Position History — SCHW
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — SCHW
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2015-06-11 | Option exercise (derivative) | 6,004 | $0.00 | 18,012 |
| 2015-06-11 | Option exercise | 6,004 | $23.12 | 11,657.56 |
| 2015-06-11 | Open-market sale | 6,004 | $33.62 | 5,653.56 |
| 2015-03-09 | Open-market sale | 3,005 | $31.00 | 5,653.56 |
| 2015-03-06 | Open-market sale | 8,397 | $30.75 | 8,658.56 |
| 2015-03-03 | Option exercise | 3,005 | $29.95 | 17,055.56 |
| 2015-03-02 | Option exercise (derivative) | 7,926 | $0.00 | 0 |
| 2015-03-02 | Option exercise (derivative) | 8,264 | $0.00 | 8,265 |
| 2015-03-02 | Option exercise (derivative) | 10,089 | $0.00 | 20,178 |
| 2015-03-02 | Grant / award (derivative) | 66,186 | $0.00 | 66,186 |
| 2015-03-02 | Open-market sale | 10,089 | $29.85 | 14,050.56 |
| 2015-03-02 | Option exercise | 10,089 | $16.40 | 15,742.56 |
| 2015-03-02 | Option exercise | 8,397 | $29.77 | 24,139.56 |
| 2015-03-02 | Option exercise | 8,264 | $13.91 | 32,403.56 |
| 2015-03-02 | Option exercise | 7,926 | $18.66 | 40,329.56 |
| 2015-03-02 | Open-market sale | 7,926 | $30.15 | 32,403.56 |
| 2015-03-02 | Open-market sale | 8,264 | $29.36 | 24,139.56 |
| 2014-11-06 | Open-market sale | 2,267 | $28.69 | 5,653.56 |
| 2014-11-06 | Open-market sale | 1,742 | $28.70 | 7,920.56 |
| 2014-11-03 | Option exercise (derivative) | 10,367 | $0.00 | 10,368 |
| 2014-11-03 | Option exercise (derivative) | 10,000 | $0.00 | 20,000 |
| 2014-11-03 | Grant / award (derivative) | 20,782 | $0.00 | 20,782 |
| 2014-11-03 | Option exercise (derivative) | 8,286 | $0.00 | 0 |
| 2014-11-03 | Option exercise | 10,367 | $11.75 | 16,020.56 |
| 2014-11-03 | Option exercise | 10,000 | $13.64 | 26,020.56 |
| 2014-11-03 | Option exercise | 8,286 | $15.43 | 34,306.56 |
| 2014-11-03 | Option exercise | 4,009 | $28.59 | 38,315.56 |
| 2014-11-03 | Open-market sale | 8,286 | $28.64 | 30,029.56 |
| 2014-11-03 | Open-market sale | 10,367 | $28.58 | 9,662.56 |
| 2014-11-03 | Open-market sale | 10,000 | $28.58 | 20,029.56 |
| 2014-08-20 | Option exercise (derivative) | 6,470 | $0.00 | 19,410 |
| 2014-08-20 | Option exercise | 6,470 | $22.67 | 12,123.56 |
| 2014-08-20 | Open-market sale | 6,470 | $28.39 | 5,653.56 |
| 2014-08-04 | Option exercise (derivative) | 8,132 | $0.00 | 0 |
| 2014-08-04 | Option exercise | 8,132 | $15.00 | 13,785.56 |
| 2014-08-04 | Open-market sale | 8,132 | $27.44 | 5,653.56 |
| 2014-08-01 | Option exercise (derivative) | 9,249 | $0.00 | 9,250 |
| 2014-08-01 | Option exercise (derivative) | 10,444 | $0.00 | 20,888 |
| 2014-08-01 | Option exercise | 9,249 | $15.05 | 25,346.56 |
| 2014-08-01 | Open-market sale | 10,444 | $27.51 | 5,653.56 |
| 2014-08-01 | Open-market sale | 9,249 | $27.51 | 16,097.56 |
| 2014-08-01 | Option exercise | 10,444 | $12.45 | 16,097.56 |
| 2014-08-01 | Grant / award (derivative) | 22,462 | $0.00 | 22,462 |
| 2014-03-19 | Open-market sale | 5,000 | $27.50 | 5,653.56 |
| 2014-03-06 | Open-market sale | 3,589 | $27.01 | 15,461.56 |
| 2014-03-06 | Open-market sale | 4,808 | $27.00 | 10,653.56 |
| 2014-03-03 | Option exercise (derivative) | 7,926 | $0.00 | 7,926 |
| 2014-03-03 | Option exercise (derivative) | 7,023 | $0.00 | 0 |
| 2014-03-03 | Grant / award (derivative) | 23,742 | $0.00 | 23,742 |
| 2014-03-03 | Option exercise (derivative) | 10,089 | $0.00 | 30,267 |
| 2014-03-03 | Option exercise (derivative) | 8,265 | $0.00 | 16,529 |
| 2014-03-03 | Option exercise | 10,089 | $16.40 | 29,139.56 |
| 2014-03-03 | Option exercise | 11,373 | $25.97 | 19,050.56 |
| 2014-03-03 | Option exercise | 8,265 | $13.91 | 37,404.56 |
| 2014-03-03 | Option exercise | 7,926 | $18.66 | 45,330.56 |
| 2014-03-03 | Option exercise | 7,023 | $18.25 | 52,353.56 |
| 2014-03-03 | Open-market sale | 7,023 | $25.93 | 45,330.56 |
| 2014-03-03 | Open-market sale | 7,926 | $25.93 | 37,404.56 |
| 2014-03-03 | Open-market sale | 8,265 | $25.93 | 29,139.56 |
| 2014-03-03 | Open-market sale | 10,089 | $25.93 | 19,050.56 |
| 2013-12-11 | Option exercise (derivative) | 7,813 | $0.00 | 0 |
| 2013-12-11 | Option exercise | 7,813 | $23.33 | 15,279.69 |
| 2013-12-11 | Open-market sale | 7,813 | $25.10 | 7,466.69 |
| 2013-12-09 | Option exercise (derivative) | 10,651 | $0.00 | 15,852 |
| 2013-12-09 | Option exercise (derivative) | 17,202 | $0.00 | 7,813 |
| 2013-12-09 | Open-market sale | 27,853 | $25.06 | 7,466.69 |
| 2013-12-09 | Open-market sale | 2,979 | $25.03 | 35,319.69 |
| 2013-12-09 | Option exercise | 10,651 | $18.66 | 38,298.69 |
| 2013-12-09 | Option exercise | 17,202 | $23.33 | 27,647.69 |
| 2013-12-06 | Option exercise (derivative) | 500 | $0.00 | 26,503 |
| 2013-12-06 | Option exercise | 500 | $18.66 | 10,945.69 |
| 2013-12-06 | Open-market sale | 500 | $24.97 | 10,445.69 |
| 2013-12-02 | Option exercise (derivative) | 21,067 | $0.00 | 7,023 |
| 2013-12-02 | Option exercise (derivative) | 4,700 | $0.00 | 27,003 |
| 2013-12-02 | Option exercise (derivative) | 1,100 | $0.00 | 25,015 |
| 2013-12-02 | Option exercise (derivative) | 79,067 | $0.00 | 0 |
| 2013-12-02 | Option exercise | 26,049 | $22.65 | 203,538.69 |
| 2013-12-02 | Option exercise | 81,947 | $19.36 | 98,422.69 |
| 2013-12-02 | Option exercise | 79,067 | $17.38 | 177,489.69 |
| 2013-12-02 | Option exercise | 21,067 | $18.25 | 224,605.69 |
| 2013-12-02 | Option exercise | 4,700 | $18.66 | 229,305.69 |
| 2013-12-02 | Option exercise | 1,100 | $23.33 | 230,405.69 |
| 2013-12-02 | Open-market sale | 6,030 | $24.91 | 224,375.69 |
| 2013-12-02 | Open-market sale | 213,930 | $24.93 | 10,445.69 |
| 2013-11-05 | Option exercise (derivative) | 8,286 | $0.00 | 8,286 |
| 2013-11-05 | Option exercise (derivative) | 10,368 | $0.00 | 20,735 |
| 2013-11-05 | Option exercise (derivative) | 10,000 | $0.00 | 30,000 |
| 2013-11-05 | Option exercise | 8,286 | $15.43 | 45,129.69 |
| 2013-11-05 | Open-market sale | 28,654 | $23.05 | 16,475.69 |
| 2013-11-05 | Option exercise | 10,000 | $13.64 | 36,843.69 |
| 2013-11-05 | Option exercise | 10,368 | $11.75 | 26,843.69 |
| 2013-11-01 | Grant / award (derivative) | 24,016 | $0.00 | 24,016 |
| 2013-11-01 | Grant / award | 4,009 | $0.00 | 16,475.69 |
| 2013-10-16 | Option exercise (derivative) | 16,572 | $0.00 | 16,572 |
| 2013-10-16 | Option exercise (derivative) | 24,396 | $0.00 | 8,132 |
| 2013-10-16 | Option exercise (derivative) | 10,444 | $0.00 | 31,332 |
| 2013-10-16 | Option exercise (derivative) | 18,499 | $0.00 | 18,499 |
| 2013-10-16 | Option exercise (derivative) | 8,264 | $0.00 | 24,794 |
| 2013-10-16 | Option exercise (derivative) | 10,367 | $0.00 | 31,103 |
| 2013-10-16 | Option exercise | 10,367 | $11.75 | 97,744.69 |
| 2013-10-16 | Option exercise | 10,444 | $12.45 | 87,377.69 |
| 2013-10-16 | Option exercise | 8,264 | $13.91 | 106,008.69 |
| 2013-10-16 | Open-market sale | 5,000 | $23.68 | 101,008.69 |
| 2013-10-16 | Option exercise | 16,572 | $15.43 | 76,933.69 |
| 2013-10-16 | Open-market sale | 88,542 | $23.54 | 12,466.69 |
| 2013-10-16 | Option exercise | 18,499 | $15.05 | 60,361.69 |
| 2013-10-16 | Option exercise | 24,396 | $15.00 | 41,862.69 |
| 2013-08-07 | Open-market sale | 13,500 | $22.12 | 17,466.69 |
| 2013-08-01 | Grant / award (derivative) | 25,880 | $0.00 | 25,880 |
| 2013-05-17 | Option exercise (derivative) | 21,262 | $0.00 | 0 |
| 2013-05-17 | Open-market sale | 21,262 | $19.15 | 30,966.69 |
| 2013-05-17 | Option exercise | 21,262 | $18.29 | 52,228.69 |
| 2013-05-15 | Open-market sale | 10,500 | $18.87 | 30,966.69 |
| 2013-03-01 | Grant / award (derivative) | 40,356 | $0.00 | 40,356 |
| 2013-03-01 | Grant / award | 3,476 | $0.00 | 41,331.63 |
| 2013-01-29 | Option exercise (derivative) | 2,622 | $0.00 | 0 |
| 2013-01-29 | Option exercise | 2,622 | $8.93 | 40,477.63 |
| 2013-01-29 | Open-market sale | 2,622 | $16.51 | 37,855.63 |
| 2012-11-21 | Option exercise (derivative) | 2,622 | $0.00 | 0 |
| 2012-11-21 | Open-market sale | 2,622 | $12.97 | 37,537.96 |
| 2012-11-21 | Option exercise | 2,622 | $8.93 | 40,159.96 |
| 2012-11-01 | Grant / award (derivative) | 40,000 | $0.00 | 40,000 |
| 2012-11-01 | Grant / award | 5,308 | $0.00 | 37,537.96 |
| 2012-08-01 | Grant / award (derivative) | 41,776 | $0.00 | 41,776 |
| 2012-03-01 | Grant / award (derivative) | 33,058 | $0.00 | 33,058 |
| 2011-11-03 | Tax withholding | 765 | $12.46 | 6,037 |
| 2011-11-02 | Option exercise | 2,063 | $0.00 | 27,706 |
| 2011-11-01 | Grant / award (derivative) | 41,470 | $0.00 | 41,470 |
| 2011-11-01 | Option exercise | 2,307 | $0.00 | 25,643 |
| 2011-11-01 | Tax withholding | 1,520 | $11.87 | 6,802 |
| 2011-08-01 | Grant / award (derivative) | 36,998 | $0.00 | 36,998 |
| 2011-03-01 | Grant / award (derivative) | 31,703 | $0.00 | 31,703 |
| 2010-12-17 | Option exercise (derivative) | 14,246 | $0.00 | 0 |
| 2010-12-17 | Option exercise | 14,246 | $8.76 | 31,023 |
| 2010-12-17 | Open-market sale | 14,246 | $17.03 | 16,777 |
| 2010-12-16 | Option exercise (derivative) | 3,300 | $0.00 | 14,246 |
| 2010-12-16 | Option exercise | 3,300 | $8.76 | 20,077 |
| 2010-12-16 | Open-market sale | 3,300 | $17.00 | 16,777 |
| 2010-12-08 | Option exercise (derivative) | 17,545 | $0.00 | 17,546 |
| 2010-12-08 | Open-market sale | 500 | $16.51 | 33,822 |
| 2010-12-08 | Grant / award | 17,545 | $8.76 | 34,322 |
| 2010-12-08 | Open-market sale | 17,045 | $16.50 | 16,777 |
| 2010-12-08 | Option exercise | 17,545 | $8.76 | 34,322 |
| 2010-12-02 | Option exercise (derivative) | 17,545 | $0.00 | 35,091 |
| 2010-12-02 | Open-market sale | 17,545 | $16.00 | 16,777 |
| 2010-12-02 | Grant / award | 17,545 | $8.76 | 34,322 |
| 2010-12-02 | Option exercise | 17,545 | $8.76 | 34,322 |
| 2010-11-02 | Grant / award | 3,258 | $0.00 | 17,655 |
| 2010-03-01 | Grant / award (derivative) | 28,090 | $0.00 | 28,090 |
| 2009-11-02 | Grant / award (derivative) | 79,067 | $0.00 | 79,067 |
| 2008-11-03 | Grant / award (derivative) | 81,947 | $0.00 | 81,947 |
| 2008-11-03 | Grant / award | 8,347 | $19.17 | 26,301 |
| 2007-11-01 | Grant / award (derivative) | 26,049 | $0.00 | 26,049 |
| 2007-11-01 | Grant / award (derivative) | 26,115 | $0.00 | 26,115 |
| 2007-11-01 | Grant / award | 6,922 | $0.00 | 22,853 |
| 2007-11-01 | Grant / award | 2,747 | $0.00 | 25,600 |
| 2007-10-18 | — | — | — | 15,931 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.