SEC CIK 1423102
Rothbaum Wayne P.
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| IOVAview stock → | 28,067,333 | 2024-02-20 |
Position History — IOVA
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — IOVA
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2024-03-01 | Grant / award (derivative) | 100,000 | $0.00 | 100,000 |
| 2024-02-20 | Open-market buy | 5,000,000 | $9.15 | 28,067,333 |
| 2023-09-15 | Open-market buy | 5,000,000 | $5.30 | 23,067,333 |
| 2022-12-02 | Open-market buy | 10,000,000 | $6.50 | 18,067,333 |
| 2022-06-01 | Open-market buy | 500,000 | $6.43 | 8,067,333 |
| 2022-05-31 | Open-market buy | 500,000 | $6.77 | 7,567,333 |
| 2018-12-06 | Open-market buy | 300,000 | $9.86 | 7,067,333 |
| 2018-12-04 | Open-market buy | 921,053 | $10.31 | 6,767,333 |
| 2016-06-07 | — | — | — | 3,846,280 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.