SEC CIK 1423752

Eaton Roger G.

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
YUMview stock →160,7262018-11-08
TAPview stock →55,2772026-05-18

Position History — YUM

Reported shares owned immediately after each Form 4 transaction, over time.

081,912163,824245,7362008-042009-012010-072012-042015-022016-072018-112018-11

Recent Filings — YUM

DateActivitySharesPriceOwned After
2018-11-08Option exercise (derivative)120,564$0.000
2018-11-08Option exercise120,564$35.10160,726
2018-11-08Open-market sale44,823$90.5440,162
2018-11-08Disposition to issuer75,741$90.7084,985
2018-05-17Option exercise (derivative)141,493$0.000
2018-05-17Disposition to issuer79,810$83.50101,845
2018-05-17Option exercise141,493$23.48181,655
2018-05-17Open-market sale61,683$83.2640,162
2018-02-12Grant / award (derivative)60,976$0.0060,976
2018-01-26Tax withholding2,330$86.20120,476
2018-01-26Grant / award9,431$86.20122,806
2017-02-10Grant / award (derivative)70,423$0.0070,423
2017-01-26Tax withholding1,173$65.30113,375
2017-01-26Grant / award4,130$65.30114,548
2016-09-02Option exercise (derivative)135,318$0.000
2016-09-02Disposition to issuer81,800$91.91163,936
2016-09-02Open-market sale53,518$91.72110,418
2016-09-02Option exercise135,318$29.29245,736
2016-07-15Option exercise (derivative)133,856$0.000
2016-07-15Open-market sale44,952$88.53110,418
2016-07-15Disposition to issuer88,904$88.50155,370
2016-07-15Option exercise133,856$37.30244,274
2016-07-15Option exercise (derivative)133,856$0.000
2016-07-15Disposition to issuer88,904$88.5075,056
2016-07-15Open-market sale44,952$88.5330,104
2016-07-15Option exercise133,856$37.30163,960
2016-06-23Option exercise (derivative)80,314$0.000
2016-06-23Option exercise80,314$37.30110,418
2016-06-23Disposition to issuer54,032$85.5056,386
2016-06-23Open-market sale26,282$85.5530,104
2016-04-01Option exercise (derivative)28,971$0.000
2016-04-01Option exercise28,971$29.6159,075
2016-04-01Open-market sale18,574$82.6530,104
2016-04-01Disposition to issuer10,397$82.5148,678
2016-03-31Option exercise (derivative)20,873$0.0028,971
2016-03-31Disposition to issuer7,492$82.5043,485
2016-03-31Open-market sale13,381$82.5130,104
2016-03-31Option exercise20,873$29.6150,977
2016-02-05Grant / award (derivative)78,948$0.0078,948
2015-12-18Option exercise (derivative)6,728$0.000.9
2015-12-18Option exercise6,728$72.2032,769
2015-12-18Tax withholding2,665$72.2030,104
2015-02-27Option exercise (derivative)33,152$0.000
2015-02-27Option exercise20,720$24.4746,761
2015-02-27Option exercise33,152$24.4759,193
2015-02-27Disposition to issuer18,993$79.3040,200
2015-02-27Disposition to issuer12,392$79.5534,369
2015-02-27Open-market sale8,328$79.9126,041
2015-02-06Grant / award (derivative)68,507$0.0068,507
2014-12-19Option exercise (derivative)6,728$0.006,728.9
2014-12-19Tax withholding2,665$71.7426,041
2014-12-19Option exercise6,728$71.7428,706
2014-02-05Grant / award (derivative)64,985$0.0064,985
2014-02-05Grant / award (derivative)9,594.74$0.009,594.74
2013-12-19Option exercise (derivative)6,728$0.0013,456.9
2013-12-19Option exercise6,728$72.7325,046
2013-12-19Tax withholding3,068$72.7321,978
2013-02-06Grant / award (derivative)68,193$0.0068,193
2013-02-06Grant / award (derivative)19,882.15$0.0019,882.15
2013-01-24Tax withholding (derivative)293.86$66.398,499.49
2013-01-24Grant / award (derivative)8,793.35$0.008,793.35
2013-01-24Tax withholding (derivative)506.31$66.398,389.28
2013-01-24Grant / award (derivative)8,895.59$0.008,895.59
2012-12-18Option exercise (derivative)6,728$0.0020,184.9
2012-12-18Tax withholding2,759$69.0718,235
2012-12-18Option exercise6,728$69.0720,994
2012-10-17Option exercise (derivative)35,990$0.000
2012-10-17Open-market sale35,990$71.3314,266
2012-10-17Option exercise35,990$22.5350,256
2012-07-02Option exercise (derivative)2,449$0.000
2012-07-02Option exercise2,449$64.4214,266
2012-04-01Option exercise (derivative)2,593$0.000.43
2012-04-01Option exercise2,593$71.1812,621
2012-04-01Tax withholding804$71.1811,817
2012-02-08Grant / award (derivative)74,479$0.0074,479
2012-02-08Grant / award (derivative)12,820.12$0.0012,820.12
2012-01-26Grant / award (derivative)10,307.34$0.0020,371.58
2012-01-26Tax withholding (derivative)243.11$62.4810,064.24
2012-01-26Tax withholding (derivative)194.85$62.4810,524.79
2012-01-26Grant / award (derivative)10,719.64$0.0010,719.64
2012-01-26Grant / award (derivative)10,307.34$0.0010,307.34
2012-01-26Tax withholding (derivative)412.05$62.489,895.3
2011-12-13Option exercise (derivative)6,727$0.0026,912.9
2011-12-13Option exercise6,727$58.9612,787
2011-12-13Tax withholding2,759$58.9610,028
2011-12-09Option exercise (derivative)60,608$0.000
2011-12-09Option exercise60,608$12.1666,668
2011-12-09Open-market sale60,608$58.126,060
2011-07-01Option exercise (derivative)3,612$0.000
2011-07-01Option exercise (derivative)2,448$0.002,449
2011-07-01Option exercise3,612$55.243,612
2011-07-01Option exercise2,448$55.246,060
2011-02-07Tax withholding (derivative)911.14$49.4033,639.9
2011-02-05Grant / award (derivative)2,330.14$0.002,330.14
2011-02-04Grant / award (derivative)122,200$0.00122,200
2010-07-26Option exercise (derivative)59,000$12.200
2010-07-26Open-market sale59,000$42.220
2010-07-26Option exercise59,000$12.2059,000
2010-07-23Option exercise (derivative)43,796$8.390
2010-07-23Open-market sale43,796$41.400
2010-07-23Option exercise43,796$8.3943,796
2010-07-21Open-market sale30,070$40.600
2010-07-01Option exercise (derivative)4,017$0.000
2010-07-01Option exercise (derivative)19,965$0.000.62
2010-07-01Option exercise (derivative)2,448$0.004,897
2010-07-01Option exercise (derivative)3,612$0.003,612
2010-07-01Option exercise (derivative)28$0.000.12
2010-07-01Option exercise2,448$39.0410,077
2010-07-01Option exercise19,965$39.0430,042
2010-07-01Option exercise28$39.0430,070
2010-07-01Option exercise3,612$39.047,629
2010-07-01Option exercise4,017$39.044,017
2010-02-05Grant / award (derivative)2,593.43—2,593.43
2010-02-05Grant / award (derivative)143,431$32.98143,431
2009-07-06Open-market sale22,003$34.840
2009-07-01Option exercise (derivative)11,928—0.36
2009-07-01Option exercise (derivative)2,448—7,345.63
2009-07-01Option exercise (derivative)3,611—7,224.83
2009-07-01Option exercise (derivative)4,016—4,017.99
2009-07-01Option exercise4,016$33.344,016
2009-07-01Option exercise2,448$33.3410,075
2009-07-01Option exercise3,611$33.347,627
2009-07-01Option exercise11,928$33.3422,003
2009-04-07Open-market sale3,085$28.980
2009-04-01Option exercise (derivative)3,085—0.77
2009-04-01Option exercise3,085$27.483,085
2009-02-09Option exercise (derivative)29,020$17.230
2009-02-09Option exercise (derivative)53,028$17.230
2009-02-09Option exercise53,028$17.2382,048
2009-02-09Option exercise29,020$17.2329,020
2009-02-09Open-market sale82,048$29.590
2009-02-05Grant / award (derivative)34,801.41—34,801.41
2009-02-05Grant / award (derivative)135,318$29.29135,318
2009-02-05Grant / award (derivative)135,318$29.29135,318
2009-02-05Grant / award (derivative)34,551.04—34,551.04
2009-01-07Open-market sale200$32.37367
2009-01-07Open-market sale367$32.360
2009-01-02Open-market sale566$31.55567
2009-01-01Option exercise (derivative)567—0.57
2009-01-01Option exercise567$31.501,133
2008-10-01Option exercise (derivative)566—567.57
2008-10-01Option exercise566$32.61566
2008-07-21Option exercise (derivative)3,611—10,835.83
2008-07-21Option exercise (derivative)2,760—8,033.99
2008-07-21Option exercise (derivative)2,448—9,793.63
2008-07-21Option exercise2,760$35.154,581
2008-07-21Open-market sale10,640$35.300
2008-07-21Option exercise2,448$35.1510,640
2008-07-21Option exercise3,611$35.158,192
2008-07-01Option exercise (derivative)1,255—10,793.99
2008-07-01Option exercise (derivative)566—1,133.57
2008-07-01Option exercise566$35.091,821
2008-07-01Option exercise1,255$35.091,255
2008-04-24Open-market sale1,385$40.500
2008-04-04Open-market sale2,265$38.321,385
2008-04-01———3,650
2008-04-01———3,686

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.