SEC CIK 1431090
Brock Stanley M.
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SFBSview stock → | 874,322 | 2018-12-27 |
Position History — SFBS
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — SFBS
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2018-12-27 | Option exercise (derivative) | 15,000 | $5.00 | 0 |
| 2018-12-27 | Option exercise | 15,000 | $5.00 | 874,322 |
| 2018-10-12 | Option exercise (derivative) | 15,000 | $5.00 | 15,000 |
| 2018-10-12 | Option exercise | 15,000 | $5.00 | 859,322 |
| 2018-10-05 | Option exercise (derivative) | 13,000 | $18.57 | 0 |
| 2018-10-05 | Option exercise | 13,000 | $18.57 | 844,322 |
| 2017-12-14 | Gift | 2,473 | $0.00 | 831,322 |
| 2017-12-13 | Gift | 26,625 | $0.00 | 833,795 |
| 2017-06-01 | Option exercise (derivative) | 30,000 | $5.00 | 30,000 |
| 2017-06-01 | Option exercise | 30,000 | $5.00 | 860,420 |
| 2015-06-15 | Grant / award (derivative) | 6,500 | $0.00 | 6,500 |
| 2014-12-15 | Gift | 3,290 | $0.00 | 415,210 |
| 2014-05-14 | Open-market buy | 1,000 | $83.00 | 12,250 |
| 2014-05-14 | Open-market buy | 5,000 | $91.00 | 139,500 |
| 2014-05-14 | Open-market buy | 5,000 | $91.00 | 139,500 |
| 2013-06-28 | Open-market sale | 1,500 | $41.50 | 134,500 |
| 2013-06-28 | Open-market sale | 1,500 | $30.00 | 134,500 |
| 2013-03-15 | Conversion (derivative) | 400 | $0.00 | 0 |
| 2013-03-15 | Conversion | 8,000 | — | 11,250 |
| 2013-03-15 | Conversion | 16,000 | — | 136,000 |
| 2013-03-15 | Conversion (derivative) | 400 | $0.00 | 0 |
| 2013-03-15 | Conversion | 16,000 | — | 136,000 |
| 2013-03-15 | Conversion | 8,000 | — | 11,250 |
| 2013-02-07 | Option exercise (out-of-money) (derivative) | 3,250 | $0.00 | 0 |
| 2013-02-07 | Option exercise (out-of-money) | 3,250 | $25.00 | 3,250 |
| 2012-12-20 | Option exercise (out-of-money) (derivative) | 10,000 | $0.00 | 0 |
| 2012-12-20 | Option exercise (out-of-money) | 10,000 | $20.00 | 120,000 |
| 2012-05-16 | Option exercise (out-of-money) (derivative) | 10,000 | $0.00 | 0 |
| 2012-05-16 | Option exercise (out-of-money) | 10,000 | $10.00 | 110,000 |
| 2011-11-28 | Grant / award (derivative) | 10,000 | $0.00 | 10,000 |
| 2010-06-10 | Gift (derivative) | 3,250 | $0.00 | 0 |
| 2010-06-10 | Open-market sale (derivative) | 200 | $1000.00 | 600 |
| 2010-06-10 | Open-market buy (derivative) | 200 | $1000.00 | 200 |
| 2010-06-10 | Open-market sale (derivative) | 200 | $1000.00 | 400 |
| 2010-06-10 | Gift (derivative) | 3,250 | $0.00 | 3,250 |
| 2010-03-15 | Open-market buy (derivative) | 800 | $1000.00 | 800 |
| 2008-09-02 | Open-market buy (derivative) | 6,500 | $25.00 | 26,500 |
| 2008-05-27 | — | — | — | 22,000 |
| 2008-05-27 | — | — | — | 100,000 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.