SEC CIK 1504657
Daves Lora Lee
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| SMBCview stock → | 29,666.62 | 2023-07-13 |
Position History — SMBC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — SMBC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2023-07-13 | Option exercise (derivative) | 1,200 | $0.00 | 800 |
| 2023-07-13 | Option exercise (derivative) | 2,000 | $0.00 | 0 |
| 2023-07-13 | Option exercise (derivative) | 1,200 | $0.00 | 1,800 |
| 2023-07-13 | Option exercise (derivative) | 1,600 | $0.00 | 400 |
| 2023-07-13 | Option exercise | 1,200 | $37.40 | 29,666.62 |
| 2023-07-13 | Option exercise | 1,600 | $34.35 | 28,466.62 |
| 2023-07-13 | Option exercise | 1,200 | $34.91 | 30,878.68 |
| 2023-07-13 | Option exercise | 2,000 | $37.31 | 26,866.62 |
| 2023-02-21 | Grant / award (derivative) | 2,500 | $0.00 | 2,500 |
| 2023-02-21 | Grant / award | 750 | $0.00 | 24,866.62 |
| 2022-02-03 | Grant / award (derivative) | 1,500 | $0.00 | 1,500 |
| 2022-02-03 | Grant / award | 400 | $0.00 | 24,098.32 |
| 2021-02-10 | Grant / award (derivative) | 3,000 | $0.00 | 3,000 |
| 2021-02-10 | Grant / award | 600 | $0.00 | 23,624 |
| 2021-02-10 | Grant / award | 600 | $0.00 | 23,680 |
| 2020-02-18 | Grant / award (derivative) | 2,000 | $0.00 | 2,000 |
| 2020-02-18 | Grant / award | 600 | $0.00 | 23,024.68 |
| 2019-01-04 | Grant / award (derivative) | 2,000 | $0.00 | 2,000 |
| 2019-01-04 | Grant / award | 600 | $0.00 | 22,424.68 |
| 2018-01-16 | Grant / award (derivative) | 2,000 | $0.00 | 2,000 |
| 2018-01-16 | Grant / award | 500 | $0.00 | 21,824.68 |
| 2017-05-16 | Grant / award | 1,250 | $0.00 | 21,308 |
| 2016-01-22 | Option exercise (derivative) | 10,000 | $6.38 | 0 |
| 2016-01-22 | Option exercise | 10,000 | $6.38 | 20,046 |
| 2012-06-29 | Grant / award | 4,000 | $21.50 | 5,000 |
| 2011-11-17 | Open-market buy | 500 | $19.00 | 1,000 |
| 2010-10-18 | — | — | — | 1,661 |
| 2010-10-18 | — | — | — | 500 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.