SEC CIK 1518396
Ellis Roderick G.H.
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| IVZview stock → | 84,064 | 2017-02-28 |
Position History — IVZ
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — IVZ
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2017-02-28 | Tax withholding | 4,035 | $32.19 | 84,064 |
| 2017-02-28 | Grant / award | 11,960 | $0.00 | 88,099 |
| 2016-02-28 | Grant / award | 14,206 | $0.00 | 81,574 |
| 2016-02-28 | Tax withholding | 5,435 | $27.10 | 76,139 |
| 2015-02-28 | Grant / award | 9,560 | $0.00 | 71,899 |
| 2015-02-28 | Tax withholding | 4,531 | $40.27 | 67,368 |
| 2014-09-03 | Open-market sale | 25,000 | $40.70 | 62,339 |
| 2014-08-12 | Option exercise (out-of-money) (derivative) | 19,288 | $0.00 | 0 |
| 2014-08-12 | Option exercise (out-of-money) | 19,288 | — | 105,651 |
| 2014-08-12 | Open-market sale | 19,288 | $38.53 | 86,363 |
| 2014-06-05 | Option exercise (out-of-money) (derivative) | 20,000 | $0.00 | 19,288 |
| 2014-06-05 | Option exercise (out-of-money) | 20,000 | — | 106,363 |
| 2014-06-05 | Open-market sale | 20,000 | $37.68 | 86,363 |
| 2014-02-28 | Tax withholding | 1,243 | $34.30 | 77,981 |
| 2014-02-28 | Tax withholding | 1,236 | $34.30 | 76,745 |
| 2014-02-28 | Tax withholding | 1,169 | $34.30 | 75,576 |
| 2014-02-28 | Option exercise | 10,787 | $0.00 | 86,363 |
| 2014-02-26 | Tax withholding | 2,627 | $33.11 | 79,224 |
| 2013-05-10 | Option exercise (out-of-money) (derivative) | 12,500 | $0.00 | 0 |
| 2013-05-10 | Open-market sale | 12,500 | $33.75 | 81,851 |
| 2013-05-10 | Option exercise (out-of-money) | 12,500 | — | 94,351 |
| 2013-02-28 | Grant / award | 13,811 | $0.00 | 81,851 |
| 2013-02-28 | Tax withholding | 1,236 | $26.79 | 68,040 |
| 2013-02-28 | Tax withholding | 1,243 | $26.79 | 69,276 |
| 2013-02-27 | Tax withholding | 1,160 | $26.44 | 70,519 |
| 2013-02-26 | Tax withholding | 2,627 | $25.64 | 71,679 |
| 2012-12-11 | Open-market sale | 10,000 | $24.97 | 74,306 |
| 2012-11-30 | Option exercise (out-of-money) (derivative) | 10,000 | $0.00 | 0 |
| 2012-11-30 | Option exercise (out-of-money) | 10,000 | — | 94,306 |
| 2012-11-30 | Open-market sale | 10,000 | $25.00 | 84,306 |
| 2012-02-28 | Grant / award | 14,823 | $0.00 | 85,515 |
| 2012-02-28 | Tax withholding | 1,209 | $24.96 | 84,306 |
| 2012-02-27 | Tax withholding | 1,129 | $24.77 | 70,692 |
| 2012-02-26 | Tax withholding | 2,556 | $24.88 | 71,821 |
| 2011-04-29 | — | — | — | 2,736 |
| 2011-04-29 | — | — | — | 74,377 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.