SEC CIK 1564957
Tu James
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| EFOIview stock → | 249,851 | 2021-08-16 |
Position History — EFOI
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — EFOI
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2021-08-16 | Open-market buy | 5,000 | $2.70 | 249,851 |
| 2021-04-01 | Conversion (derivative) | 1,721,023 | — | 0 |
| 2021-04-01 | Conversion | 344,205 | $0.00 | 611,683 |
| 2021-02-19 | Grant / award (derivative) | 15,000 | $0.00 | 15,000 |
| 2020-03-18 | Grant / award (derivative) | 150,000 | $0.00 | 150,000 |
| 2020-01-16 | Conversion (derivative) | — | — | — |
| 2020-01-16 | Conversion (derivative) | 1,721,023 | — | 1,721,023 |
| 2019-07-16 | Grant / award (derivative) | 300,000 | $0.00 | 300,000 |
| 2019-03-29 | Open-market buy (derivative) | — | — | — |
| 2018-11-30 | — | — | — | 519,565 |
| 2018-11-30 | — | — | — | 437,391 |
| 2018-11-30 | — | — | — | 2,502 |
| 2018-11-30 | — | — | — | 1,167,390 |
| 2016-03-14 | Grant / award (derivative) | 37,915 | $0.00 | 37,915 |
| 2016-03-14 | Grant / award (derivative) | 51,350 | $0.00 | 51,350 |
| 2015-03-16 | Grant / award (derivative) | 80,000 | $0.00 | 80,000 |
| 2015-02-24 | Option exercise (out-of-money) (derivative) | 90,000 | $0.00 | 0 |
| 2015-02-24 | Option exercise (out-of-money) | 90,000 | $4.30 | 300,000 |
| 2014-01-28 | Grant / award (derivative) | 800,000 | $0.00 | 800,000 |
| 2013-04-29 | Grant / award (derivative) | 400,000 | $0.00 | 3,200,000 |
| 2013-04-29 | Grant / award (derivative) | 400,000 | $0.00 | 400,000 |
| 2012-12-12 | — | — | — | 1,800,000 |
| 2012-12-12 | — | — | — | 3,800,000 |
| 2012-12-12 | — | — | — | 1,800,000 |
| 2012-12-12 | — | — | — | 2,100,000 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.