SEC CIK 1647085
Gooley Thomas
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| LPLAview stock → | 39,157 | 2019-03-14 |
Position History — LPLA
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — LPLA
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2019-03-14 | Option exercise (derivative) | 14,938 | $0.00 | 0 |
| 2019-03-14 | Option exercise (derivative) | 3,528 | $0.00 | 7,054 |
| 2019-03-14 | Option exercise (derivative) | 6,926 | $0.00 | 6,926 |
| 2019-03-14 | Option exercise | 6,926 | $39.48 | 39,157 |
| 2019-03-14 | Option exercise | 3,528 | $65.50 | 42,685 |
| 2019-03-14 | Open-market sale | 25,392 | $74.06 | 17,293 |
| 2019-03-14 | Option exercise | 14,938 | $19.85 | 32,231 |
| 2019-03-13 | Tax withholding | 982 | $74.22 | 17,293 |
| 2019-02-25 | Tax withholding | 2,451 | $77.53 | 18,275 |
| 2019-02-23 | Tax withholding | 566 | $77.04 | 20,726 |
| 2019-02-04 | Option exercise (derivative) | 15,938 | $0.00 | 7,969 |
| 2019-02-04 | Option exercise (derivative) | 20,576 | $0.00 | 0 |
| 2019-02-04 | Option exercise (derivative) | 6,926 | $0.00 | 13,852 |
| 2019-02-04 | Open-market sale | 3,100 | $75.06 | 21,292 |
| 2019-02-04 | Open-market sale | 40,340 | $74.81 | 24,392 |
| 2019-02-04 | Option exercise | 6,926 | $39.48 | 64,732 |
| 2019-02-04 | Option exercise | 20,576 | $43.74 | 41,868 |
| 2019-02-04 | Option exercise | 15,938 | $24.38 | 57,806 |
| 2018-12-12 | Option exercise (derivative) | 29,876 | $0.00 | 14,938 |
| 2018-12-12 | Option exercise | 29,876 | $19.85 | 51,168 |
| 2018-12-12 | Open-market sale | 29,876 | $60.72 | 21,292 |
| 2018-08-06 | Tax withholding | 1,134 | $67.22 | 21,292 |
| 2018-06-13 | Tax withholding | 484 | $70.49 | 22,426 |
| 2018-03-13 | Tax withholding | 960 | $64.99 | 22,910 |
| 2018-02-25 | Tax withholding | 654 | $65.50 | 23,870 |
| 2018-02-23 | Grant / award (derivative) | 10,582 | $0.00 | 10,582 |
| 2018-02-23 | Grant / award | 3,420 | $0.00 | 24,524 |
| 2017-08-06 | Tax withholding | 1,193 | $46.11 | 21,104 |
| 2017-06-13 | Tax withholding | 510 | $42.08 | 22,297 |
| 2017-03-13 | Grant / award (derivative) | 20,778 | $0.00 | 20,778 |
| 2017-03-13 | Grant / award | 5,937 | $0.00 | 22,807 |
| 2017-02-25 | Tax withholding | 760 | $39.13 | 16,870 |
| 2016-08-06 | Tax withholding | 757 | $26.72 | 17,630 |
| 2016-06-13 | Grant / award (derivative) | 23,907 | $0.00 | 23,907 |
| 2016-06-13 | Grant / award | 2,928 | $0.00 | 18,387 |
| 2016-02-25 | Grant / award (derivative) | 44,814 | $0.00 | 44,814 |
| 2016-02-25 | Grant / award | 5,490 | $0.00 | 12,348 |
| 2016-02-25 | Grant / award | 3,111 | $0.00 | 15,459 |
| 2015-08-06 | Grant / award (derivative) | 20,576 | $0.00 | 20,576 |
| 2015-08-06 | Grant / award | 6,858 | $0.00 | 6,858 |
| 2015-06-25 | — | — | — | 0 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.