SEC CIK 937725

NICHOLS ROY J

Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
ADTNview stock →63,870.562021-09-02

Position History — ADTN

Reported shares owned immediately after each Form 4 transaction, over time.

023,28546,57169,8562005-062008-112012-022013-012015-122018-122020-122021-09

Recent Filings — ADTN

DateActivitySharesPriceOwned After
2021-09-02Grant / award (derivative)26.47$0.0026.47
2021-09-02Option exercise (derivative)26.47$0.000
2021-09-02Option exercise26.47—63,870.56
2021-09-02Disposition to issuer0.56$24.5763,870
2021-08-29Option exercise (derivative)61.09$0.000
2021-08-29Option exercise61.09—63,844.09
2021-06-03Grant / award (derivative)27.26$0.0061.09
2021-03-04Grant / award (derivative)33.84$0.0033.84
2020-12-31Option exercise (derivative)318.16$0.000
2020-12-31Option exercise318.16—57,689.16
2020-12-31Disposition to issuer0.16$14.7757,689
2020-12-31Grant / award6,094$0.0063,783
2020-12-01Grant / award (derivative)64.78$0.00318.16
2020-09-03Grant / award (derivative)79.24$0.00253.38
2020-06-04Grant / award (derivative)72.03$0.00174.14
2020-03-05Grant / award (derivative)102.11$0.00102.11
2019-12-31Option exercise (derivative)250.44$0.000
2019-12-31Disposition to issuer0.44$9.8960,700
2019-12-31Option exercise250.44—60,700.44
2019-12-31Grant / award9,156$0.0069,856
2019-12-02Grant / award (derivative)82.45$0.00250.44
2019-08-15Grant / award (derivative)70.69$0.00167.99
2019-05-16Grant / award (derivative)45.82$0.0097.3
2019-04-22Open-market sale12,485$17.5057,371
2019-02-21Grant / award (derivative)51.49$0.0051.49
2018-12-31Option exercise (derivative)110.95$0.000
2018-12-31Option exercise110.95—38,671.95
2018-12-31Disposition to issuer0.95$10.7438,671
2018-12-31Grant / award8,318$0.0046,989
2018-11-14Grant / award (derivative)30.71$0.00110.95
2018-08-15Grant / award (derivative)26.08$0.0080.24
2018-05-16Grant / award (derivative)28.48$0.0054.16
2018-02-14Grant / award (derivative)25.68$0.0025.68
2017-12-31Option exercise (derivative)69.76$0.000
2017-12-31Grant / award4,651$0.0038,561
2017-12-31Option exercise69.76—33,910.76
2017-12-31Disposition to issuer0.76$19.3533,910
2017-11-21Gift4,000$0.0033,841
2017-11-15Grant / award (derivative)17.47$0.0069.76
2017-08-17Grant / award (derivative)16.74$0.0052.17
2017-05-18Grant / award (derivative)18.73$0.0035.43
2017-02-16Grant / award (derivative)16.7$0.0016.7
2016-12-31Option exercise (derivative)89.69$0.000
2016-12-31Grant / award4,027$0.0037,841
2016-12-31Disposition to issuer0.69$22.3533,801
2016-12-31Option exercise89.69—33,814.69
2016-11-17Grant / award (derivative)21.27$0.0089.69
2016-08-11Grant / award (derivative)23.15$0.0068.42
2016-05-12Grant / award (derivative)22.42$0.0045.27
2016-02-18Grant / award (derivative)22.85$0.0022.85
2015-12-31Option exercise (derivative)76.16$0.000
2015-12-31Grant / award4,646$0.0033,725
2015-12-31Disposition to issuer0.16$17.2229,079
2015-12-31Option exercise76.16—29,079.16
2015-11-12Grant / award (derivative)21.45$0.0076.16
2015-08-13Grant / award (derivative)20.72$0.0054.72
2015-05-21Grant / award (derivative)19.53$0.0033.99
2015-02-19Grant / award (derivative)14.46$0.0014.46
2014-12-31Option exercise (derivative)48.45$0.000
2014-12-31Grant / award3,670$0.0029,003
2014-12-31Option exercise48.45—25,333.45
2014-12-31Disposition to issuer0.45$21.8025,333
2014-11-28Option exercise (derivative)4,166$0.000
2014-11-28Option exercise4,166$19.2025,285
2014-11-13Grant / award (derivative)14.05$0.0048.45
2014-08-14Grant / award (derivative)12.02$0.0034.39
2014-05-15Grant / award (derivative)12.34$0.0022.37
2014-02-20Grant / award (derivative)10.03$0.0010.03
2013-12-31Option exercise (derivative)63.79$0.000
2013-12-31Option exercise63.79—18,157.79
2013-12-31Disposition to issuer0.79$27.0118,157
2013-12-31Grant / award2,962$0.0021,119
2013-11-07Grant / award (derivative)16.02$0.0063.79
2013-08-08Grant / award (derivative)14.11$0.0047.78
2013-05-09Grant / award (derivative)17.65$0.0033.66
2013-02-21Grant / award (derivative)16.01$0.0016.01
2013-01-31Grant / award2,017$0.0025,345
2013-01-31Gift2,017$0.0018,094
2012-12-31Option exercise (derivative)28.76$0.000
2012-12-31Grant / award4,094$0.0020,111
2012-12-31Disposition to issuer0.76$19.5416,017
2012-12-31Option exercise28.76—16,017.76
2012-11-30Option exercise (derivative)10,000$0.000
2012-11-30Option exercise10,000$16.4525,989
2012-11-30Open-market sale10,000$20.0115,989
2012-11-08Grant / award (derivative)10.2$0.0028.76
2012-08-09Grant / award (derivative)7.98$0.0018.56
2012-05-10Grant / award (derivative)5.92$0.0010.58
2012-02-09Option exercise (derivative)10,000$0.000
2012-02-09Gift11,665$0.0013,328
2012-02-09Option exercise10,000$8.7027,654
2012-02-09Gift11,665$0.0015,989
2012-02-09Gift11,665$0.0023,328
2011-12-31Grant / award1,989$0.0017,638
2011-12-31Option exercise (derivative)16.21—0
2011-12-31Option exercise16.21—17,654.21
2011-12-31Disposition to issuer0.21$30.1617,654
2011-11-29Open-market buy3$31.286
2011-11-10Grant / award (derivative)4.62$0.0016.21
2011-08-11Grant / award (derivative)4.96$0.0011.58
2011-05-12Grant / award (derivative)3.44$0.006.63
2011-02-17Grant / award (derivative)3.18$0.003.18
2011-02-16Grant / award (derivative)4.67$0.004.67
2010-12-31Grant / award1,649$36.3815,649
2010-11-29Option exercise (derivative)10,000$10.6310,000
2010-11-29Option exercise10,000$10.6314,000
2010-11-22Gift10,000$0.001,421
2009-12-31Grant / award (derivative)5,000$0.005,000
2008-12-31Grant / award (derivative)5,000$0.005,000
2008-11-20Option exercise (derivative)4,000$0.000
2008-11-20Option exercise4,000$9.168,000
2007-12-31Grant / award (derivative)5,000$0.005,000
2007-11-29Gift1,579$0.0011,421
2007-11-15Gift4,000$0.0017,000
2007-11-15Gift4,000$0.000
2007-11-14Option exercise (derivative)4,000$0.000
2007-11-14Option exercise4,000$13.754,000
2006-12-31Grant / award (derivative)5,000$0.005,000
2006-12-29Grant / award (derivative)5,000$0.005,000
2006-05-31Option exercise (out-of-money) (derivative)3,000$0.000
2006-05-31Option exercise (out-of-money)3,000$8.7013,000
2006-01-24Open-market buy1,764$27.2811,663
2005-12-31Grant / award (derivative)5,000$0.005,000
2005-07-07Open-market sale14,732$25.669,899
2005-07-06Open-market sale1,145$25.7424,631
2005-06-30Open-market sale1,224$25.0525,776

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.