SEC Form 4 · Updated Daily
AMP
— AMERIPRISE FINANCIAL, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| CRACCHIOLO JAMES M | Director · Officer | 107,633 | 2026-07-28 | S |
| Davies William | Officer | 14,529.354 | 2026-02-02 | A |
| Sweeney Joseph Edward | Officer | 11,458 | 2026-02-02 | A |
| Williams William Jerryl | Officer | 6,779.926 | 2026-07-28 | S |
| Sharpe Robert Francis JR | Director | 6,300 | 2026-05-08 | S |
| Smyth Gerard P. | Officer | 6,103 | 2026-05-14 | S |
| Berman Walter Stanley | Officer | 5,609 | 2026-07-28 | S |
| TRUSCOTT WILLIAM F | Officer | 4,794 | 2026-07-09 | F |
| Alvero Gumer | Officer | 4,621 | 2026-02-09 | S |
| HUNTER PETRUZILLO KELLI A. | Officer | 4,208 | 2026-07-09 | F |
| MELLOH HEATHER J. | Officer | 3,937 | 2026-08-10 | F |
| McGraw Deirdre Davey | Officer | 3,373 | 2026-08-06 | S |
| Brockman Dawn M. | Officer | 713 | 2026-08-10 | S |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-08-10 | Brockman Dawn M. | Open-market sale | 472 | $558.93 | 713 |
| 2026-08-10 | MELLOH HEATHER J. | Option exercise (derivative) | 722 | $0.00 | 0 |
| 2026-08-10 | MELLOH HEATHER J. | Tax withholding | 469 | $559.62 | 3,937 |
| 2026-08-10 | MELLOH HEATHER J. | Option exercise | 722 | $197.87 | 4,406 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise (derivative) | 1,000 | $0.00 | 2,143 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise (derivative) | 1,000 | $0.00 | 1,015 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise (derivative) | 1,000 | $0.00 | 1,034 |
| 2026-08-06 | McGraw Deirdre Davey | Open-market sale | 2,400 | $558.28 | 3,373 |
| 2026-08-06 | McGraw Deirdre Davey | Tax withholding | 2,191 | $558.08 | 5,773 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise | 1,000 | $298.09 | 7,964 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise | 1,000 | $197.87 | 6,964 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise | 1,000 | $165.41 | 5,964 |
| 2026-07-28 | Williams William Jerryl | Option exercise (derivative) | 10,948 | $0.00 | 2,532 |
| 2026-07-28 | Williams William Jerryl | Open-market sale | 908 | $541.90 | 6,779.926 |
| 2026-07-28 | Williams William Jerryl | Open-market sale | 3,200 | $540.07 | 7,687.926 |
| 2026-07-28 | Williams William Jerryl | Open-market sale | 4,102 | $538.23 | 10,887.926 |
| 2026-07-28 | Williams William Jerryl | Tax withholding | 6,840 | $538.01 | 14,989.926 |
| 2026-07-28 | Williams William Jerryl | Option exercise | 10,948 | $165.41 | 21,829.926 |
| 2026-07-28 | WILLIAMS CHRISTOPHER J | Grant / award (derivative) | 37.732 | $546.62 | 3,927.377 |
| 2026-07-28 | Berman Walter Stanley | Option exercise (derivative) | 10,905 | $0.00 | 0 |
| 2026-07-28 | Berman Walter Stanley | Open-market sale | 422 | $549.76 | 5,609 |
| 2026-07-28 | Berman Walter Stanley | Open-market sale | 10,590 | $548.92 | 6,031 |
| 2026-07-28 | Berman Walter Stanley | Tax withholding | 23,099 | $550.81 | 16,621 |
| 2026-07-28 | Berman Walter Stanley | Option exercise | 23,206 | $197.87 | 39,720 |
| 2026-07-28 | Berman Walter Stanley | Option exercise | 10,905 | $165.41 | 16,514 |
| 2026-07-28 | CRACCHIOLO JAMES M | Option exercise (derivative) | 52,932 | $0.00 | 0 |
| 2026-07-28 | CRACCHIOLO JAMES M | Open-market sale | 1,900 | $546.67 | 107,633 |
| 2026-07-28 | CRACCHIOLO JAMES M | Open-market sale | 16,120 | $545.28 | 109,533 |
| 2026-07-28 | CRACCHIOLO JAMES M | Tax withholding | 34,912 | $545.83 | 125,653 |
| 2026-07-28 | CRACCHIOLO JAMES M | Option exercise | 52,932 | $165.41 | 160,565 |
| 2026-07-27 | Williams William Jerryl | Option exercise (derivative) | 3,634 | $0.00 | 0 |
| 2026-07-27 | Williams William Jerryl | Open-market sale | 6 | $537.61 | 10,881.926 |
| 2026-07-27 | Williams William Jerryl | Open-market sale | 7,888 | $537.08 | 10,887.926 |
| 2026-07-27 | Williams William Jerryl | Tax withholding | 2,131 | $537.08 | 18,775.926 |
| 2026-07-27 | Williams William Jerryl | Option exercise | 3,634 | $126.89 | 20,906.926 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Option exercise (derivative) | 391.64 | — | 639.118 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Tax withholding | 180.64 | $500.16 | 4,794 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Option exercise | 391.64 | — | 5,185.64 |
| 2026-07-09 | Williams William Jerryl | Option exercise (derivative) | 53.984 | — | 15,061.433 |
| 2026-07-09 | Williams William Jerryl | Tax withholding | 23.984 | $500.16 | 17,272.926 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.