SEC Form 4 · Updated Daily
AMP
— AMERIPRISE FINANCIAL, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC | 10%+ Owner | 23,922,137 | 2006-03-29 | S |
| BUFFETT WARREN E | 10%+ Owner | 23,922,137 | 2006-03-29 | S |
| OBH INC | 10%+ Owner | 23,922,137 | 2006-03-29 | S |
| CRACCHIOLO JAMES M | Director · Officer | 160,565 | 2026-07-28 | M |
| SALOW GLEN | Officer | 123,900 | 2012-02-08 | F |
| MOORE COLIN | Officer | 66,972 | 2022-01-29 | F |
| Woerner John Robert | Officer | 40,655 | 2022-02-02 | A |
| Berman Walter Stanley | Officer | 39,720 | 2026-07-28 | M |
| Sharan Kim Michelle | Officer | 27,034 | 2014-02-20 | S |
| Heath Brian Michael | Officer | 26,894 | 2008-01-30 | F |
| Williams William Jerryl | Officer | 21,829.926 | 2026-07-28 | M |
| THISSEN KAREN WILSON | Director | 19,682 | 2022-02-11 | M |
| Junek John Carl | Officer | 19,633 | 2016-12-21 | G |
| Kupper Randy | Officer | 19,202 | 2020-02-20 | S |
| Stewart David Kent | Officer | 18,242 | 2019-02-06 | F |
| Froude Donald E | Officer | 15,665 | 2015-03-30 | S |
| Davies William | Officer | 14,529.354 | 2026-02-02 | A |
| Maglaque Charles Neal | Officer | 14,390 | 2018-02-06 | F |
| Schwarzmann Mark Edward | Officer | 14,291 | 2007-01-30 | A |
| Alvero Gumer | Officer | 14,229 | 2026-02-09 | M |
| Smyth Gerard P. | Officer | 13,795 | 2026-05-14 | M |
| Sweeney Joseph Edward | Officer | 11,458 | 2026-02-02 | A |
| McGraw Deirdre Davey | Officer | 7,964 | 2026-08-06 | M |
| O'CONNELL PATRICK H. | Officer | 7,462 | 2018-02-06 | F |
| SARLES H JAY | Director | 6,609 | 2017-10-26 | G |
| Sharpe Robert Francis JR | Director | 6,300 | 2026-05-08 | S |
| Hutt John R. | Officer | 5,913 | 2022-02-10 | M |
| GREENBERG LON R | Director | 5,500 | 2021-09-20 | G |
| SCRIMGEOUR MICHELLE | Officer | 5,253 | 2018-01-26 | A |
| TRUSCOTT WILLIAM F | Officer | 5,185.64 | 2026-07-09 | M |
| Knowlton Warren D | Director | 5,000 | 2008-02-13 | P |
| MELLOH HEATHER J. | Officer | 4,406 | 2026-08-10 | M |
| HUNTER PETRUZILLO KELLI A. | Officer | 4,306.185 | 2026-07-09 | M |
| Shea Brian T | Director | 2,809 | 2019-06-01 | — |
| Pimentel Armando Jr | Officer | 2,650 | 2022-09-15 | — |
| MacMillan Andrew J | Officer | 2,108 | 2006-01-26 | A |
| LEWIS W WALKER | Director | 1,895 | 2006-11-21 | P |
| NEAL BLIXT DIANNE | Director | 1,000 | 2015-08-11 | P |
| Brockman Dawn M. | Officer | 713 | 2026-08-10 | S |
| NODDLE JEFFREY | Director | 500 | 2007-02-15 | P |
| MARSHALL SIRI S | Director | 500 | 2006-08-03 | P |
| HALL IRA D | Director | 500 | 2007-02-20 | P |
| POWERS RICHARD F III | Director | 500 | 2007-02-01 | P |
| WILLIAMS CHRISTOPHER J | Director | 200 | 2016-09-06 | — |
| PELLETIER LIANE J | Director | 200 | 2025-11-12 | — |
| BRYAN GLYNIS | Director | 200 | 2025-03-01 | — |
| DiGeso Amy | Officer | 156 | 2018-02-05 | G |
| WALTER W EDWARD | Director | 0 | 2020-11-24 | G |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2031-01-29 | Berman Walter Stanley | Grant / award | 6,630 | $0.00 | 23,558 |
| 2026-08-10 | Brockman Dawn M. | Open-market sale | 472 | $558.93 | 713 |
| 2026-08-10 | MELLOH HEATHER J. | Option exercise (derivative) | 722 | $0.00 | 0 |
| 2026-08-10 | MELLOH HEATHER J. | Tax withholding | 469 | $559.62 | 3,937 |
| 2026-08-10 | MELLOH HEATHER J. | Option exercise | 722 | $197.87 | 4,406 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise (derivative) | 1,000 | $0.00 | 2,143 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise (derivative) | 1,000 | $0.00 | 1,015 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise (derivative) | 1,000 | $0.00 | 1,034 |
| 2026-08-06 | McGraw Deirdre Davey | Open-market sale | 2,400 | $558.28 | 3,373 |
| 2026-08-06 | McGraw Deirdre Davey | Tax withholding | 2,191 | $558.08 | 5,773 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise | 1,000 | $298.09 | 7,964 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise | 1,000 | $197.87 | 6,964 |
| 2026-08-06 | McGraw Deirdre Davey | Option exercise | 1,000 | $165.41 | 5,964 |
| 2026-07-28 | Williams William Jerryl | Option exercise (derivative) | 10,948 | $0.00 | 2,532 |
| 2026-07-28 | Williams William Jerryl | Open-market sale | 908 | $541.90 | 6,779.926 |
| 2026-07-28 | Williams William Jerryl | Open-market sale | 3,200 | $540.07 | 7,687.926 |
| 2026-07-28 | Williams William Jerryl | Open-market sale | 4,102 | $538.23 | 10,887.926 |
| 2026-07-28 | Williams William Jerryl | Tax withholding | 6,840 | $538.01 | 14,989.926 |
| 2026-07-28 | Williams William Jerryl | Option exercise | 10,948 | $165.41 | 21,829.926 |
| 2026-07-28 | WILLIAMS CHRISTOPHER J | Grant / award (derivative) | 37.732 | $546.62 | 3,927.377 |
| 2026-07-28 | Berman Walter Stanley | Option exercise (derivative) | 10,905 | $0.00 | 0 |
| 2026-07-28 | Berman Walter Stanley | Open-market sale | 422 | $549.76 | 5,609 |
| 2026-07-28 | Berman Walter Stanley | Open-market sale | 10,590 | $548.92 | 6,031 |
| 2026-07-28 | Berman Walter Stanley | Tax withholding | 23,099 | $550.81 | 16,621 |
| 2026-07-28 | Berman Walter Stanley | Option exercise | 23,206 | $197.87 | 39,720 |
| 2026-07-28 | Berman Walter Stanley | Option exercise | 10,905 | $165.41 | 16,514 |
| 2026-07-28 | CRACCHIOLO JAMES M | Option exercise (derivative) | 52,932 | $0.00 | 0 |
| 2026-07-28 | CRACCHIOLO JAMES M | Open-market sale | 1,900 | $546.67 | 107,633 |
| 2026-07-28 | CRACCHIOLO JAMES M | Open-market sale | 16,120 | $545.28 | 109,533 |
| 2026-07-28 | CRACCHIOLO JAMES M | Tax withholding | 34,912 | $545.83 | 125,653 |
| 2026-07-28 | CRACCHIOLO JAMES M | Option exercise | 52,932 | $165.41 | 160,565 |
| 2026-07-27 | Williams William Jerryl | Option exercise (derivative) | 3,634 | $0.00 | 0 |
| 2026-07-27 | Williams William Jerryl | Open-market sale | 6 | $537.61 | 10,881.926 |
| 2026-07-27 | Williams William Jerryl | Open-market sale | 7,888 | $537.08 | 10,887.926 |
| 2026-07-27 | Williams William Jerryl | Tax withholding | 2,131 | $537.08 | 18,775.926 |
| 2026-07-27 | Williams William Jerryl | Option exercise | 3,634 | $126.89 | 20,906.926 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Option exercise (derivative) | 391.64 | — | 639.118 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Tax withholding | 180.64 | $500.16 | 4,794 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Option exercise | 391.64 | — | 5,185.64 |
| 2026-07-09 | Williams William Jerryl | Option exercise (derivative) | 53.984 | — | 15,061.433 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.