SEC Form 4 · Updated Daily

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Insider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.

FinancialsOwnership

Current Reporting Owners

OwnerRoleShares OwnedAs OfLast Activity
B. Riley Financial, Inc.10%+ Owner7,192,3152018-11-09—
B. Riley FBR, Inc.10%+ Owner7,192,3152018-11-09—

Recent Filings

DateOwnerActivitySharesPriceOwned After
2018-11-09B. Riley FBR, Inc.———7,192,315
2018-11-09B. Riley Financial, Inc.———7,192,315

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.