SEC Form 4 · Updated Daily

DLPN

— DOLPHIN ENTERTAINMENT, INC. Ownership

Insider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.

Financials Ownership

Current Reporting Owners

Owner	Role	Shares Owned	As Of	Last Activity
Pozo Opportunity Fund II, LLC	10%+ Owner	12,656,000	2016-02-18	—
NSL Media, Inc.	Reporting Owner	2,031,491.4	2022-11-14	—
NSL Ventures, LLC	10%+ Owner	2,031,491.4	2022-11-14	—
Pozo Justo L.	10%+ Owner · Director	1,017,738	2017-06-29	—
Shanken Marvin	10%+ Owner	1,000,000	2022-04-15	—
M SHANKEN COMMUNICATIONS INC	10%+ Owner	1,000,000	2022-04-15	—
Mayer Allan	Director	643,288	2019-08-13	X
O'Dowd William IV	10%+ Owner · Director · Officer	583,442	2026-10-26	P
Dougiello Charles Joseph	Director	308,852	2019-09-09	P
Stanham Nicholas	Director	16,623	2026-03-30	A
Famadas Nelson	Director	8,632	2026-03-30	A
Grillo Claudia Ann	Director	6,699	2026-03-30	A
Espensen Michael	Director	6,651	2026-03-30	P
Negrini Mirta A	Director · Officer	296	2022-01-14	A

Recent Filings

Date	Owner	Activity	Shares	Price	Owned After
2026-10-26	O'Dowd William IV	Open-market buy	4,900	$1.00	583,442
2026-10-19	O'Dowd William IV	Open-market buy	4,700	$1.05	578,542
2026-10-12	O'Dowd William IV	Open-market buy	4,700	$1.02	573,842
2026-10-05	O'Dowd William IV	Open-market buy	4,500	$1.08	569,142
2026-09-28	O'Dowd William IV	Open-market buy	4,400	$1.11	564,642
2026-09-21	O'Dowd William IV	Open-market buy	4,300	$1.13	560,242
2026-09-16	O'Dowd William IV	Open-market buy	4,452	$1.54	555,942
2026-09-14	O'Dowd William IV	Open-market buy	4,300	$1.12	551,490
2026-09-08	O'Dowd William IV	Open-market buy	4,100	$1.19	547,190
2026-08-31	O'Dowd William IV	Open-market buy	4,100	$1.15	543,090
2026-08-24	O'Dowd William IV	Open-market buy	4,100	$1.14	538,990
2026-08-17	O'Dowd William IV	Open-market buy	4,100	$1.20	534,890
2026-08-10	O'Dowd William IV	Open-market buy	4,400	$1.10	530,790
2026-08-03	O'Dowd William IV	Open-market buy	4,600	$1.07	526,390
2026-07-27	O'Dowd William IV	Open-market buy	4,400	$1.11	521,790
2026-07-20	O'Dowd William IV	Open-market buy	4,400	$1.12	517,390
2026-07-13	O'Dowd William IV	Open-market buy	4,450	$1.11	512,990
2026-07-06	O'Dowd William IV	Open-market buy	4,300	$1.16	508,540
2026-06-29	O'Dowd William IV	Open-market buy	4,200	$1.18	504,240
2026-06-22	O'Dowd William IV	Open-market buy	4,100	$1.19	500,040
2026-06-15	O'Dowd William IV	Open-market buy	4,000	$1.21	495,940
2026-06-08	O'Dowd William IV	Open-market buy	4,100	$1.17	491,940
2026-06-01	O'Dowd William IV	Open-market buy	3,900	$1.25	487,840
2026-05-26	O'Dowd William IV	Open-market buy	3,800	$1.28	483,940
2026-05-18	O'Dowd William IV	Open-market buy	4,100	$1.18	480,140
2026-05-11	O'Dowd William IV	Open-market buy	3,400	$1.46	476,040
2026-05-04	O'Dowd William IV	Open-market buy	3,400	$1.46	472,640
2026-04-27	O'Dowd William IV	Open-market buy	3,400	$1.46	469,240
2026-04-20	O'Dowd William IV	Open-market buy	3,200	$1.52	465,840
2026-04-13	O'Dowd William IV	Open-market buy	3,200	$1.54	462,640
2026-04-06	O'Dowd William IV	Open-market buy	3,150	$1.57	459,440
2026-03-30	O'Dowd William IV	Open-market buy	3,100	$1.57	456,290
2026-03-30	Grillo Claudia Ann	Grant / award	6,623	$0.00	6,699
2026-03-30	Bass Hilarie	Grant / award	6,623	$0.00	—
2026-03-30	Famadas Nelson	Grant / award	6,623	$0.00	8,632
2026-03-30	Stanham Nicholas	Grant / award	6,623	$0.00	16,623
2026-03-30	Espensen Michael	Open-market buy	6,623	$0.00	6,651
2026-03-23	O'Dowd William IV	Open-market buy	3,100	$1.59	453,190
2026-03-16	O'Dowd William IV	Open-market buy	3,100	$1.59	450,090
2026-03-09	O'Dowd William IV	Open-market buy	2,900	$1.67	446,990

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.