SEC Form 4 · Updated Daily
DSM
Insider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| UBS AG | 10%+ Owner | 2,698 | 2009-01-31 | — |
| Banc of America Preferred Funding Corp | 10%+ Owner | 1,972 | 2023-07-12 | — |
| BANK OF AMERICA CORP /DE/ | 10%+ Owner | 200 | 2026-10-20 | P |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | 10%+ Owner | 200 | 2026-10-20 | P |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-10-20 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Open-market sale | 161 | $5.32 | 0 |
| 2026-10-20 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Open-market sale | 39 | $5.27 | 161 |
| 2026-10-20 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Open-market buy | 39 | $5.32 | 200 |
| 2026-10-20 | MERRILL LYNCH, PIERCE, FENNER & SMITH INC. | Open-market buy | 161 | $5.29 | 161 |
| 2026-10-20 | BANK OF AMERICA CORP /DE/ | Open-market sale | 161 | $5.32 | 0 |
| 2026-10-20 | BANK OF AMERICA CORP /DE/ | Open-market sale | 39 | $5.27 | 161 |
| 2026-10-20 | BANK OF AMERICA CORP /DE/ | Open-market buy | 39 | $5.32 | 200 |
| 2026-10-20 | BANK OF AMERICA CORP /DE/ | Open-market buy | 161 | $5.29 | 161 |
| 2023-07-12 | Banc of America Preferred Funding Corp | — | — | — | 1,972 |
| 2023-07-12 | BANK OF AMERICA CORP /DE/ | — | — | — | 1,972 |
| 2009-01-31 | UBS AG | — | — | — | 2,698 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.