SEC Form 4 · Updated Daily
GROW
— U.S. GLOBAL INVESTORS, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Gator Capital Management, LLC | 10%+ Owner | 1,129,011 | 2026-10-23 | P |
| Pilecki Derek Steven | Reporting Owner | 1,129,011 | 2026-10-23 | P |
| HOLMES FRANK E | 10%+ Owner · Director · Officer | 304,181 | 2026-09-30 | J |
| MCGEE SUSAN B | Officer | 104,682 | 2018-05-31 | J |
| TERRACINA ROY D | Director | 63,800 | 2020-10-05 | J |
| Callicotte Lisa | Officer | 39,536 | 2026-09-30 | J |
| Rademacher Catherine Ann | Officer | 23,407 | 2013-07-31 | J |
| LYDON THOMAS F JR | Director | 17,500 | 2020-10-05 | J |
| RUBINSTEIN JEROLD H | Director | 2,800 | 2020-10-05 | J |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-10-23 | Pilecki Derek Steven | Open-market buy | 4,532 | $2.58 | 1,129,011 |
| 2026-10-23 | Gator Capital Management, LLC | Open-market buy | 4,532 | $2.58 | 1,129,011 |
| 2026-10-20 | Pilecki Derek Steven | Open-market buy | 2,886 | $2.57 | 1,124,479 |
| 2026-10-20 | Gator Capital Management, LLC | Open-market buy | 2,886 | $2.57 | 1,124,479 |
| 2026-09-30 | Callicotte Lisa | J | 328 | $2.88 | 39,536 |
| 2026-09-30 | HOLMES FRANK E | J | 829 | $2.88 | 304,181 |
| 2026-08-31 | Callicotte Lisa | J | 289 | $3.27 | 39,208 |
| 2026-08-31 | HOLMES FRANK E | J | 729 | $3.27 | 303,352 |
| 2026-07-31 | Callicotte Lisa | J | 331 | $2.86 | 38,919 |
| 2026-07-31 | HOLMES FRANK E | J | 835 | $2.86 | 302,623 |
| 2026-06-30 | Callicotte Lisa | J | 303 | $3.12 | 38,588 |
| 2026-06-30 | HOLMES FRANK E | J | 764 | $3.12 | 301,788 |
| 2026-06-03 | Gator Capital Management, LLC | Open-market buy | 330 | $2.60 | 1,121,593 |
| 2026-06-03 | Pilecki Derek Steven | Open-market buy | 330 | $2.60 | 1,121,593 |
| 2026-06-02 | Gator Capital Management, LLC | Open-market buy | 20,496 | $2.59 | 1,121,263 |
| 2026-06-02 | Pilecki Derek Steven | Open-market buy | 20,496 | $2.59 | 1,121,263 |
| 2026-05-29 | Callicotte Lisa | J | 359 | $2.64 | 38,285 |
| 2026-05-29 | HOLMES FRANK E | J | 904 | $2.64 | 301,024 |
| 2026-05-28 | Pilecki Derek Steven | Open-market buy | 1,376 | $2.60 | 1,100,767 |
| 2026-05-28 | Gator Capital Management, LLC | Open-market buy | 1,376 | $2.60 | 1,100,767 |
| 2026-05-21 | Pilecki Derek Steven | Open-market buy | 23,910 | $2.55 | 1,099,391 |
| 2026-05-21 | Gator Capital Management, LLC | Open-market buy | 23,910 | $2.55 | 1,099,391 |
| 2026-05-13 | Pilecki Derek Steven | Open-market buy | 3,601 | $2.55 | 1,075,481 |
| 2026-05-13 | Gator Capital Management, LLC | Open-market buy | 3,601 | $2.55 | 1,075,481 |
| 2026-05-12 | Pilecki Derek Steven | Open-market buy | 404 | $2.55 | 1,071,880 |
| 2026-05-12 | Gator Capital Management, LLC | Open-market buy | 404 | $2.55 | 1,071,880 |
| 2026-05-11 | Pilecki Derek Steven | Open-market buy | 5,354 | $2.62 | 1,071,476 |
| 2026-05-11 | Gator Capital Management, LLC | Open-market buy | 5,354 | $2.62 | 1,071,476 |
| 2026-05-08 | Pilecki Derek Steven | Open-market buy | 208 | $2.62 | 1,066,122 |
| 2026-05-08 | Gator Capital Management, LLC | Open-market buy | 208 | $2.62 | 1,066,122 |
| 2026-05-07 | Pilecki Derek Steven | Open-market buy | 2,976 | $2.62 | 1,065,914 |
| 2026-05-07 | Gator Capital Management, LLC | Open-market buy | 2,976 | $2.62 | 1,065,914 |
| 2026-05-06 | Pilecki Derek Steven | Open-market buy | 259 | $2.61 | 1,062,938 |
| 2026-05-06 | Gator Capital Management, LLC | Open-market buy | 259 | $2.61 | 1,062,938 |
| 2026-05-01 | Pilecki Derek Steven | Open-market buy | 205 | $2.63 | 1,062,679 |
| 2026-05-01 | Gator Capital Management, LLC | Open-market buy | 205 | $2.63 | 1,062,679 |
| 2026-04-30 | Callicotte Lisa | J | 359 | $2.63 | 37,926 |
| 2026-04-30 | HOLMES FRANK E | J | 907 | $2.63 | 300,120 |
| 2026-04-01 | Pilecki Derek Steven | — | — | — | 1,062,474 |
| 2026-04-01 | Gator Capital Management, LLC | — | — | — | 1,062,474 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.