SEC Form 4 · Updated Daily

HRZN

— HORIZON TECHNOLOGY FINANCE CORPORATION Ownership

Insider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.

Financials Ownership

Current Reporting Owners

Owner	Role	Shares Owned	As Of	Last Activity
Balkin Michael	Director	223,527	2026-06-09	P
Michaud Gerald A.	Director · Officer	169,309	2024-11-25	P
SAVAGE JOSEPH J	Director	59,500	2024-11-14	P
ALLISON THOMAS J.	Director	55,926	2026-06-09	P
Trolio Daniel R.	Officer	15,023	2026-06-10	P
Seitz Paul G	Officer	12,242	2026-06-09	P
O'Connor Kimberley Ann	Director	10,000	2026-06-09	P
Goodman Jonathan Joseph	Director	8,312	2026-06-09	P

Recent Filings

Date	Owner	Activity	Shares	Price	Owned After
2026-06-10	Trolio Daniel R.	Open-market buy	11,500	$4.34	15,023
2026-06-09	Balkin Michael	Open-market buy	100,000	$4.34	223,527
2026-06-09	ALLISON THOMAS J.	Open-market buy	6,000	$4.36	55,926
2026-06-09	Seitz Paul G	Open-market buy	11,477	$4.35	12,242
2026-06-09	Goodman Jonathan Joseph	Open-market buy	6,000	$4.33	8,312
2026-06-09	O'Connor Kimberley Ann	Open-market buy	10,000	$4.37	10,000
2026-06-09	ALLISON THOMAS J.	Open-market buy	6,000	$4.36	56,617
2026-04-14	Balkin Michael	Grant / award	93,527	—	103,527
2026-04-14	Seitz Paul G	Grant / award	142	—	742
2026-04-14	ALLISON THOMAS J.	Grant / award	49,926	—	49,926
2026-04-14	Balkin Michael	Grant / award	93,527	—	103,527
2024-12-16	Balkin Michael	Open-market buy	20,000	$8.53	20,000
2024-11-25	Michaud Gerald A.	Open-market buy	8,000	$9.31	169,309
2024-11-14	SAVAGE JOSEPH J	Open-market buy	4,500	$9.20	59,500
2024-11-13	SAVAGE JOSEPH J	Open-market buy	5,000	$9.35	55,000

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.