SEC Form 4 · Updated Daily
HRZN
— HORIZON TECHNOLOGY FINANCE CORPORATION OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Navco Management, Ltd. | 10%+ Owner | 891,414 | 2015-03-24 | S |
| Anholt Investments Ltd. | 10%+ Owner | 891,414 | 2015-03-24 | S |
| Path Spirit LTD | 10%+ Owner | 891,414 | 2015-03-24 | S |
| Compass Horizon Partners, LP | 10%+ Owner | 891,414 | 2015-03-24 | S |
| Balkin Michael | Director | 223,527 | 2026-06-09 | P |
| Pomeroy Robert D. Jr. | Director · Officer | 172,821 | 2022-12-09 | P |
| Michaud Gerald A. | Director · Officer | 169,309 | 2024-11-25 | P |
| SAVAGE JOSEPH J | Director | 59,500 | 2024-11-14 | P |
| ALLISON THOMAS J. | Director | 56,617 | 2026-06-09 | P |
| Bombara John C. | Officer | 46,875 | 2010-10-28 | — |
| Mathieu Christopher M. | Officer | 15,862 | 2015-08-25 | P |
| Trolio Daniel R. | Officer | 15,023 | 2026-06-10 | P |
| Seitz Paul G | Officer | 12,242 | 2026-06-09 | P |
| O'Connor Kimberley Ann | Director | 10,000 | 2026-06-09 | P |
| Goodman Jonathan Joseph | Director | 8,312 | 2026-06-09 | P |
| Mahoney Edmund V. | Director | 7,169.47 | 2022-09-29 | P |
| Sarsynski Elaine A | Director | 7,000 | 2020-03-12 | P |
| BOTTIGLIERI JAMES | Director | 4,843.53 | 2012-09-12 | P |
| Swanson David P. | Director | 4,000 | 2012-12-04 | P |
| Woodward Christopher B. | Director | 3,109 | 2015-03-26 | P |
| Devorsetz Daniel S. | Officer | 100 | 2012-05-21 | P |
| Dombrowski Lynn Denise Murray | Officer | 0 | 2023-03-02 | — |
| Earle Diane | Officer | 0 | 2020-02-28 | — |
| Silvers Brett N. | Director | 0 | 2010-10-28 | — |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-06-10 | Trolio Daniel R. | Open-market buy | 11,500 | $4.34 | 15,023 |
| 2026-06-09 | Balkin Michael | Open-market buy | 100,000 | $4.34 | 223,527 |
| 2026-06-09 | ALLISON THOMAS J. | Open-market buy | 6,000 | $4.36 | 55,926 |
| 2026-06-09 | Seitz Paul G | Open-market buy | 11,477 | $4.35 | 12,242 |
| 2026-06-09 | Goodman Jonathan Joseph | Open-market buy | 6,000 | $4.33 | 8,312 |
| 2026-06-09 | O'Connor Kimberley Ann | Open-market buy | 10,000 | $4.37 | 10,000 |
| 2026-06-09 | ALLISON THOMAS J. | Open-market buy | 6,000 | $4.36 | 56,617 |
| 2026-04-14 | Balkin Michael | Grant / award | 93,527 | — | 103,527 |
| 2026-04-14 | Seitz Paul G | Grant / award | 142 | — | 742 |
| 2026-04-14 | ALLISON THOMAS J. | Grant / award | 49,926 | — | 49,926 |
| 2026-04-14 | Balkin Michael | Grant / award | 93,527 | — | 103,527 |
| 2025-06-05 | Seitz Paul G | — | — | — | 600 |
| 2024-12-16 | Balkin Michael | Open-market buy | 20,000 | $8.53 | 20,000 |
| 2024-11-25 | Michaud Gerald A. | Open-market buy | 8,000 | $9.31 | 169,309 |
| 2024-11-14 | SAVAGE JOSEPH J | Open-market buy | 4,500 | $9.20 | 59,500 |
| 2024-11-13 | SAVAGE JOSEPH J | Open-market buy | 5,000 | $9.35 | 55,000 |
| 2024-08-05 | Goodman Jonathan Joseph | Open-market buy | 2,313 | $10.81 | 2,313 |
| 2024-08-05 | Balkin Michael | Open-market buy | 10,000 | $10.58 | 10,000 |
| 2024-03-08 | Michaud Gerald A. | Open-market buy | 3,650 | $11.77 | 156,244 |
| 2023-07-18 | Balkin Michael | — | — | — | 0 |
| 2023-07-14 | Goodman Jonathan Joseph | — | — | — | 0 |
| 2023-03-02 | Dombrowski Lynn Denise Murray | — | — | — | 0 |
| 2023-03-02 | O'Connor Kimberley Ann | — | — | — | 0 |
| 2022-12-20 | Michaud Gerald A. | Open-market buy | 18,250 | $11.03 | 144,585 |
| 2022-12-09 | Pomeroy Robert D. Jr. | Open-market buy | 600 | $13.03 | 8,717 |
| 2022-12-09 | Pomeroy Robert D. Jr. | Open-market buy | 4,000 | $13.03 | 172,821 |
| 2022-12-06 | Michaud Gerald A. | Open-market buy | 4,000 | $12.90 | 126,335 |
| 2022-11-16 | Trolio Daniel R. | Open-market buy | 758 | $13.04 | 2,374 |
| 2022-09-29 | Mahoney Edmund V. | Open-market buy | 500 | $9.88 | 7,169.47 |
| 2022-06-21 | Pomeroy Robert D. Jr. | Open-market buy | 4,000 | $11.30 | 162,127 |
| 2022-05-16 | SAVAGE JOSEPH J | Open-market buy | 10,000 | $12.23 | 50,000 |
| 2022-05-12 | SAVAGE JOSEPH J | Open-market buy | 5,000 | $11.82 | 40,000 |
| 2022-05-10 | Trolio Daniel R. | Open-market buy | 414 | $12.00 | 1,532 |
| 2022-05-09 | Michaud Gerald A. | Open-market buy | 3,050 | $12.06 | 121,899 |
| 2022-05-06 | Pomeroy Robert D. Jr. | Open-market buy | 4,000 | $12.73 | 155,539 |
| 2022-05-06 | Pomeroy Robert D. Jr. | Open-market buy | 1,000 | $12.57 | 7,674 |
| 2021-12-06 | Michaud Gerald A. | Open-market buy | 3,450 | $15.87 | 116,300.97 |
| 2021-12-06 | Pomeroy Robert D. Jr. | Open-market buy | 2,500 | $16.11 | 146,244 |
| 2021-12-06 | Pomeroy Robert D. Jr. | Open-market buy | 600 | $16.13 | 6,448 |
| 2021-05-06 | Pomeroy Robert D. Jr. | Open-market buy | 2,500 | $16.34 | 138,073 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.