SEC Form 4 · Updated Daily

OCUL

— OCULAR THERAPEUTIX, INC. Ownership

Insider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.

Financials Ownership

Current Reporting Owners

Owner	Role	Shares Owned	As Of	Last Activity
SUMMER ROAD LLC	10%+ Owner	8,591,401	2024-02-26	P
Opaleye Management Inc.	10%+ Owner	4,918,500	2020-01-02	P
Dugel Pravin	Director · Officer	2,525,429	2026-08-24	S
SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS, L. P.	10%+ Owner	2,212,607	2015-06-10	S
SVLSF IV, LLC	10%+ Owner	2,212,607	2015-06-10	S
SV LIFE SCIENCES FUND IV, L.P.	10%+ Owner	2,212,607	2015-06-10	S
SV Life Sciences Fund IV (GP), L.P.	10%+ Owner	2,212,607	2015-06-10	S
Versant Side Fund III, L.P.	10%+ Owner	2,202,377	2015-06-15	S
Versant Venture Capital III, L.P.	10%+ Owner	2,202,377	2015-06-15	S
Ascension Health Ventures II, LLC	10%+ Owner	2,100,138	2014-07-30	P
CHV II, L.P.	10%+ Owner	2,100,138	2014-07-30	P
Polaris Venture Management Co. V, L.L.C.	10%+ Owner	1,958,824	2015-02-02	S
Polaris Venture Partners V, L.P.	10%+ Owner	1,958,824	2015-02-02	S
Polaris Venture Partners Special Founders' Fund V, L.P.	10%+ Owner	1,958,824	2015-02-02	S
Polaris Venture Partners Founders' Fund V, L.P.	10%+ Owner	1,958,824	2015-02-02	S
Polaris Venture Partners Entrepreneurs' Fund V, L.P.	10%+ Owner	1,958,824	2015-02-02	S
Sawhney Amarpreet	Director · Officer	1,056,031	2019-06-07	P
Mattessich Antony C.	Director · Officer	608,343	2024-02-03	A
Notman Donald	Officer	366,529	2026-08-31	S
Nayak Sanjay	Officer	326,898	2026-08-24	S
Goldstein Michael H.	Officer	313,335	2022-02-03	A
Heier Jeffrey S.	Officer	307,457	2026-10-02	S
Waheed Nadia	Officer	300,079	2026-06-03	S
LINDSTROM RICHARD L MD	Director	260,933	2026-06-10	A
Saroj Namrata	Officer	254,620	2026-01-02	A
Kaiser Peter	Officer	254,388	2026-10-02	S
Meyers Steve Lawrence	Officer	217,628	2026-01-02	A
Strassburger Philip C.	Officer	167,522	2024-02-03	A
Ozden Rabia Gurses	Officer	159,400	2024-02-03	A
Anderman Todd	Officer	140,484	2026-10-08	S
Robinson David Wayne	Officer	136,000	2026-01-21	A
Chadha Jaswinder	Director	130,448	2014-07-30	C
White Christopher G	Officer	129,599	2024-02-03	A
Fortune James	Officer	112,060	2015-09-15	S
Warden Charles M	Director	100,464	2026-06-10	A
Ankerud Eric	Officer	78,651	2014-07-30	P
Robins Jason Shand	Officer	68,097	2026-06-10	A
Williams Leslie J.	Director	65,433	2026-06-10	A
Graves Adrienne L	Director	64,000	2026-06-10	A
Hong Seung Suh	Director	60,933	2026-06-10	A
RAINES MERILEE	Director	60,933	2026-06-10	A
Bollag Daniel M	Officer	42,100	2018-12-06	P
PEACOCK BRUCE	Director	25,000	2020-12-03	M
Hanley Kevin F.	Officer	20,000	2018-12-14	P
OSHEA WILLIAM J	Director	0	2015-11-05	—
Talamo Jonathan H.	Officer	0	2016-07-25	—

Recent Filings

Date	Owner	Activity	Shares	Price	Owned After
2026-10-08	Anderman Todd	Open-market sale	11,984	$7.29	140,484
2026-10-02	Heier Jeffrey S.	Open-market sale	10,869	$7.05	307,457
2026-10-02	Kaiser Peter	Open-market sale	9,990	$7.05	254,388
2026-08-31	Notman Donald	Open-market sale	1,099	$10.24	366,529
2026-08-25	Dugel Pravin	Gift	50,092	$0.00	744,903
2026-08-25	Dugel Pravin	Gift	50,092	$0.00	0
2026-08-24	Dugel Pravin	Open-market sale	21,649	$10.77	2,525,429
2026-08-24	Heier Jeffrey S.	Open-market sale	3,296	$10.78	318,326
2026-08-24	Nayak Sanjay	Open-market sale	1,897	$10.78	326,898
2026-08-24	Kaiser Peter	Open-market sale	3,035	$10.77	264,378
2026-06-16	Dugel Pravin	Gift	50,092	$0.00	50,092
2026-06-16	Dugel Pravin	Gift	50,092	$0.00	2,547,078
2026-06-10	Williams Leslie J.	Grant / award (derivative)	44,000	$0.00	44,000
2026-06-10	Williams Leslie J.	Grant / award	14,000	$0.00	65,433
2026-06-10	RAINES MERILEE	Grant / award (derivative)	44,000	$0.00	44,000
2026-06-10	RAINES MERILEE	Grant / award	14,000	$0.00	60,933
2026-06-10	LINDSTROM RICHARD L MD	Grant / award (derivative)	44,000	$0.00	44,000
2026-06-10	LINDSTROM RICHARD L MD	Grant / award	14,000	$0.00	260,933
2026-06-10	Hong Seung Suh	Grant / award (derivative)	44,000	$0.00	44,000
2026-06-10	Hong Seung Suh	Grant / award	14,000	$0.00	60,933
2026-06-10	Robins Jason Shand	Grant / award (derivative)	14,024	$0.00	14,024
2026-06-10	Robins Jason Shand	Grant / award	15,441	$0.00	68,097
2026-06-10	Graves Adrienne L	Grant / award (derivative)	44,000	$0.00	44,000
2026-06-10	Graves Adrienne L	Grant / award	14,000	$0.00	64,000
2026-06-10	Warden Charles M	Grant / award (derivative)	44,000	$0.00	44,000
2026-06-10	Warden Charles M	Grant / award	14,000	$0.00	100,464
2026-06-03	Waheed Nadia	Open-market sale	14,828	$8.27	300,079
2026-05-28	Dugel Pravin	Gift	394,696	$0.00	694,811
2026-05-28	Dugel Pravin	Gift	394,696	$0.00	0
2026-05-26	Nayak Sanjay	Open-market sale	1,858	$8.20	328,795
2026-05-26	Heier Jeffrey S.	Open-market sale	3,018	$8.20	320,350
2026-05-26	Kaiser Peter	Open-market sale	2,967	$8.20	266,141
2026-05-26	Dugel Pravin	Open-market sale	21,156	$8.20	2,597,170
2026-04-09	Dugel Pravin	Gift	394,696	$0.00	394,696
2026-04-09	Dugel Pravin	Gift	394,696	$0.00	2,618,326
2026-02-23	Nayak Sanjay	Open-market sale	1,759	$8.28	330,653
2026-02-23	Heier Jeffrey S.	Open-market sale	3,057	$8.28	323,368
2026-02-23	Kaiser Peter	Open-market sale	2,810	$8.28	269,108
2026-02-23	Dugel Pravin	Open-market sale	20,056	$8.28	3,013,022
2026-02-20	LINDSTROM RICHARD L MD	Open-market buy	60,229	$7.66	246,933

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.