SEC Form 4 · Updated Daily
REFR
— RESEARCH FRONTIERS INCORPORATED OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| Peso Eyal | Director | 1,838,824 | 2023-06-04 | — |
| DOUGLAS KEVIN | 10%+ Owner | 1,426,663 | 2020-08-25 | S |
| DOUGLAS FAMILY TRUST | 10%+ Owner | 1,426,663 | 2020-08-25 | S |
| JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST | 10%+ Owner | 1,426,663 | 2020-08-25 | S |
| HARARY JOSEPH M | Director · Officer | 498,550 | 2020-05-29 | F |
| SAXE ROBERT L | Director · Officer | 426,755 | 2015-03-24 | J |
| KEEN VICTOR F | Director | 311,939 | 2013-01-01 | A |
| VAN VOORHEES SETH | Officer | 230,454 | 2020-02-21 | F |
| Settle William Graham | Director | 226,375 | 2020-08-17 | — |
| Grimes Gregory George | Director | 177,128 | 2018-10-10 | S |
| Kaganowicz Alexander | Director | 164,923 | 2024-06-14 | P |
| MALVINO ALBERT P | Director | 119,800 | 2007-12-04 | G |
| Guthrie Marion Philip | Director | 91,200 | 2013-01-01 | A |
| Hermon-Taylor Richard James | Director | 76,925 | 2012-01-01 | A |
| Slovak Steven Michael | Officer | 60,800 | 2013-11-22 | M |
| BUDIN ROBERT M | Director | 52,177 | 2009-01-01 | A |
| Derby Jack | Director | 50,200 | 2013-01-01 | A |
| LAPOINTE MICHAEL R | Officer | 43,128 | 2020-06-25 | F |
| Daigle Darryl | Director | 33,926 | 2024-06-07 | P |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2025-12-31 | Kaganowicz Alexander | Grant / award (derivative) | 45,000 | $0.00 | 361,000 |
| 2025-12-31 | HARARY JOSEPH M | Grant / award (derivative) | 65,000 | $0.00 | 355,000 |
| 2025-12-31 | Daigle Darryl | Grant / award (derivative) | 45,000 | $0.00 | 361,000 |
| 2024-12-31 | Peso Eyal | Grant / award (derivative) | 45,000 | $0.00 | 90,000 |
| 2024-12-31 | Kaganowicz Alexander | Grant / award (derivative) | 45,000 | $0.00 | 327,495 |
| 2024-12-31 | Daigle Darryl | Grant / award (derivative) | 45,000 | $0.00 | 327,494 |
| 2024-12-31 | LAPOINTE MICHAEL R | Grant / award (derivative) | 6,000 | $0.00 | 46,000 |
| 2024-12-31 | HARARY JOSEPH M | Grant / award (derivative) | 60,000 | $0.00 | 290,000 |
| 2024-06-14 | Kaganowicz Alexander | Open-market buy | 2,000 | $1.94 | 164,923 |
| 2024-06-07 | Daigle Darryl | Open-market buy | 4,300 | $1.74 | 33,926 |
| 2024-02-07 | Daigle Darryl | Open-market buy | 1,000 | $1.00 | 4,269 |
| 2023-12-31 | Peso Eyal | Grant / award (derivative) | 45,000 | $0.00 | 45,000 |
| 2023-12-31 | Daigle Darryl | Grant / award (derivative) | 45,000 | $0.00 | 295,335 |
| 2023-12-31 | HARARY JOSEPH M | Grant / award (derivative) | 60,000 | $0.00 | 289,700 |
| 2023-12-31 | Kaganowicz Alexander | Grant / award (derivative) | 45,000 | $0.00 | 295,337 |
| 2023-12-31 | LAPOINTE MICHAEL R | Grant / award (derivative) | 6,000 | $0.00 | 41,950 |
| 2023-12-11 | Daigle Darryl | Open-market buy | 7,750 | $0.97 | 217,192 |
| 2023-10-02 | Daigle Darryl | Open-market buy | 500 | $1.05 | 3,269 |
| 2023-09-13 | Daigle Darryl | Open-market buy | 5,350 | $1.40 | 75,158 |
| 2023-09-13 | Daigle Darryl | Open-market buy | 1,600 | $1.35 | 209,442 |
| 2023-06-16 | Daigle Darryl | Open-market buy | 4,700 | $1.49 | 207,842 |
| 2023-06-15 | Daigle Darryl | Open-market buy | 4,400 | $1.59 | 129,400 |
| 2023-06-04 | Peso Eyal | — | — | — | 1,838,824 |
| 2023-02-09 | Daigle Darryl | Open-market buy | 3,500 | $2.00 | 203,142 |
| 2023-01-25 | Daigle Darryl | Open-market buy | 3,500 | $2.00 | 25,226 |
| 2022-12-31 | Daigle Darryl | Grant / award (derivative) | 45,000 | $0.00 | 286,293 |
| 2022-12-31 | LAPOINTE MICHAEL R | Grant / award (derivative) | 6,000 | $0.00 | 51,850 |
| 2022-12-31 | HARARY JOSEPH M | Grant / award (derivative) | 60,000 | $0.00 | 349,100 |
| 2022-12-31 | Kaganowicz Alexander | Grant / award (derivative) | 45,000 | $0.00 | 286,294 |
| 2021-12-31 | Settle William Graham | Grant / award (derivative) | 40,000 | $0.00 | 195,826 |
| 2021-12-31 | Kaganowicz Alexander | Grant / award (derivative) | 40,000 | $0.00 | 243,880 |
| 2021-12-31 | HARARY JOSEPH M | Grant / award (derivative) | 55,000 | $0.00 | 289,100 |
| 2021-12-31 | Daigle Darryl | Grant / award (derivative) | 40,000 | $0.00 | 243,880 |
| 2021-12-31 | LAPOINTE MICHAEL R | Grant / award (derivative) | 5,000 | $0.00 | 45,850 |
| 2020-12-31 | HARARY JOSEPH M | Grant / award (derivative) | 55,000 | $0.00 | 234,100 |
| 2020-12-31 | Kaganowicz Alexander | Grant / award (derivative) | 40,000 | $0.00 | 203,880 |
| 2020-12-31 | Settle William Graham | Grant / award (derivative) | 40,000 | $0.00 | 155,826 |
| 2020-12-31 | Daigle Darryl | Grant / award (derivative) | 40,000 | $0.00 | 203,880 |
| 2020-12-31 | LAPOINTE MICHAEL R | Grant / award (derivative) | 5,000 | $0.00 | 40,850 |
| 2020-08-25 | JAMES & JEAN DOUGLAS IRREVOCABLE DESCENDANTS TRUST | Open-market sale | 38,000 | $2.16 | 570,667 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.