SEC Form 4 · Updated Daily

SIC

Insider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.

FinancialsOwnership

Current Reporting Owners

OwnerRoleShares OwnedAs OfLast Activity
B. Riley Financial, Inc.10%+ Owner2,183,2422018-09-26—
B. Riley FBR, Inc.10%+ Owner2,183,2422018-09-26—
BRC Partners Management GP, LLC10%+ Owner2,183,2422018-09-26—
B. RILEY CAPITAL MANAGEMENT, LLC10%+ Owner2,183,2422018-09-26—
BRC Partners Opportunity Fund, LP10%+ Owner2,183,2422018-09-26—

Recent Filings

DateOwnerActivitySharesPriceOwned After
2018-09-26B. Riley FBR, Inc.———2,183,242
2018-09-26B. Riley FBR, Inc.———382,414
2018-09-26B. RILEY CAPITAL MANAGEMENT, LLC———2,183,242
2018-09-26B. RILEY CAPITAL MANAGEMENT, LLC———382,414
2018-09-26BRC Partners Management GP, LLC———2,183,242
2018-09-26BRC Partners Management GP, LLC———382,414
2018-09-26BRC Partners Opportunity Fund, LP———2,183,242
2018-09-26BRC Partners Opportunity Fund, LP———382,414
2018-09-26B. Riley Financial, Inc.———2,183,242
2018-09-26B. Riley Financial, Inc.———382,414

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.