SEC Form 4 · Updated Daily
VTGN
— VISTAGEN THERAPEUTICS, INC. OwnershipInsider and institutional ownership derived from SEC Form 4 filings. Click any owner to see their holdings across every company they’ve filed on, and how their position has changed over time.
Current Reporting Owners
| Owner | Role | Shares Owned | As Of | Last Activity |
|---|---|---|---|---|
| VHCP Management II, LLC | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| VHCP Co-Investment Holdings II, LLC | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| Koh Bong Y | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| VHCP Management EG, LLC | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| Venrock Healthcare Capital Partners III, L.P. | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| Shah Nimish P | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| Venrock Healthcare Capital Partners EG, L.P. | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| VHCP Co-Investment Holdings III, LLC | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| Venrock Healthcare Capital Partners II, L.P. | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| VHCP Management III, LLC | 10%+ Owner | 20,637,286 | 2022-07-12 | S |
| CATO HOLDING CO | 10%+ Owner | 3,310,836 | 2011-12-15 | X |
| COMMODORE CAPITAL LP | 10%+ Owner | 1,575,000 | 2023-08-07 | P |
| Platinum Long Term Growth VII, LLC | 10%+ Owner | 1,558,862 | 2011-12-22 | J |
| RICE A. FRANKLIN | Officer | 174,046 | 2012-05-03 | G |
| GIN JERRY B | Director | 100,000 | 2022-08-18 | P |
| Unknown | Officer | 64,958 | 2021-12-31 | A |
| Adler Reid G. | Officer | 60,868 | 2026-06-30 | A |
| Singh Shawn | Director · Officer | 54,846 | 2026-06-30 | A |
| Cato Allen Easley | 10%+ Owner | 28,497 | 2011-12-15 | C |
| Smith Mark Alan | Officer | 19,915 | 2022-06-30 | A |
| JONES STEPHANIE | 10%+ Owner · Director · Officer | 17,897 | 2011-05-09 | S |
| Prince Joshua S. | Officer | 15,249 | 2025-12-31 | A |
| Anderson Cynthia Lynn | Officer | 12,801 | 2025-06-30 | A |
| Tressler Nick B. | Officer | 11,712 | 2026-06-30 | A |
| SAXE JON S | Director | 5,751 | 2021-03-19 | M |
| DOTSON JERROLD DUANE | Officer | 3,671 | 2023-06-30 | A |
| Underdown Brian J. | Director | 2,500 | 2021-03-19 | M |
Recent Filings
| Date | Owner | Activity | Shares | Price | Owned After |
|---|---|---|---|---|---|
| 2026-07-29 | Williamson Douglas J | Grant / award (derivative) | 40,826 | $0.00 | 40,826 |
| 2026-06-30 | Singh Shawn | Grant / award | 36,818 | $0.19 | 54,846 |
| 2026-06-30 | Tressler Nick B. | Grant / award | 11,712 | $0.19 | 11,712 |
| 2026-06-30 | Adler Reid G. | Grant / award | 36,818 | $0.19 | 60,868 |
| 2026-05-18 | Angelov Angel S | Grant / award (derivative) | 150,000 | — | 150,000 |
| 2026-04-07 | Adler Reid G. | Grant / award (derivative) | 56,247 | $0.00 | 56,247 |
| 2026-04-07 | Adler Reid G. | Grant / award (derivative) | 18,753 | $0.00 | 18,753 |
| 2026-04-07 | Cote Elissa S. | Grant / award (derivative) | 75,000 | $0.00 | 75,000 |
| 2026-04-07 | Prince Joshua S. | Grant / award (derivative) | 56,248 | $0.00 | 56,248 |
| 2026-04-07 | Prince Joshua S. | Grant / award (derivative) | 18,752 | $0.00 | 18,752 |
| 2026-04-07 | Singh Shawn | Grant / award (derivative) | 71,268 | $0.00 | 71,268 |
| 2026-04-07 | Singh Shawn | Grant / award (derivative) | 3,732 | $0.00 | 3,732 |
| 2026-04-07 | Tressler Nick B. | Grant / award (derivative) | 75,000 | $0.00 | 75,000 |
| 2025-12-31 | Prince Joshua S. | Grant / award | 4,386 | $0.56 | 15,249 |
| 2025-12-01 | Tressler Nick B. | Grant / award (derivative) | 150,000 | — | 150,000 |
| 2025-10-27 | Edick Paul R | Grant / award (derivative) | 35,200 | — | 35,200 |
| 2025-09-09 | Cunningham Ann Michelle | Grant / award (derivative) | 17,600 | $0.00 | 17,600 |
| 2025-09-09 | Curley Joanne | Grant / award (derivative) | 17,600 | $0.00 | 17,600 |
| 2025-09-09 | FitzPatrick Margaret M | Grant / award (derivative) | 17,600 | $0.00 | 17,600 |
| 2025-09-09 | Rotunno Mary L. | Grant / award (derivative) | 17,600 | $0.00 | 17,600 |
| 2025-09-09 | SAXE JON S | Grant / award (derivative) | 17,600 | $0.00 | 17,600 |
| 2025-06-30 | Singh Shawn | Grant / award | 7,541 | $1.70 | 18,028 |
| 2025-06-30 | Anderson Cynthia Lynn | Grant / award | 6,617 | $1.70 | 12,801 |
| 2025-06-30 | Adler Reid G. | Grant / award | 7,541 | $1.70 | 24,050 |
| 2025-06-30 | Prince Joshua S. | Grant / award | 4,882 | $1.70 | 10,863 |
| 2025-06-23 | Singh Shawn | Grant / award (derivative) | 300,000 | $0.00 | 300,000 |
| 2025-06-23 | Adler Reid G. | Grant / award (derivative) | 100,000 | $0.00 | 100,000 |
| 2025-06-23 | Prince Joshua S. | Grant / award (derivative) | 100,000 | $0.00 | 100,000 |
| 2025-06-23 | Anderson Cynthia Lynn | Grant / award (derivative) | 100,000 | $0.00 | 100,000 |
| 2025-06-23 | Cote Elissa S. | Grant / award (derivative) | 150,000 | $0.00 | 150,000 |
| 2024-12-31 | Anderson Cynthia Lynn | Grant / award | 2,592 | $2.51 | 6,184 |
| 2024-12-31 | Prince Joshua S. | Grant / award | 3,310 | $2.51 | 5,981 |
| 2024-09-06 | FitzPatrick Margaret M | Grant / award (derivative) | 14,100 | $0.00 | 14,100 |
| 2024-09-06 | Rotunno Mary L. | Grant / award (derivative) | 14,100 | $0.00 | 14,100 |
| 2024-09-06 | Cunningham Ann Michelle | Grant / award (derivative) | 14,100 | $0.00 | 14,100 |
| 2024-09-06 | Curley Joanne | Grant / award (derivative) | 14,100 | $0.00 | 14,100 |
| 2024-09-06 | GIN JERRY B | Grant / award (derivative) | 14,100 | $0.00 | 14,100 |
| 2024-09-06 | SAXE JON S | Grant / award (derivative) | 14,100 | $0.00 | 14,100 |
| 2024-06-28 | Singh Shawn | Grant / award | 4,854 | $2.96 | 10,487 |
| 2024-06-28 | Adler Reid G. | Grant / award | 4,854 | $2.96 | 16,509 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.