SEC CIK 1024251
ROGERS JAMES E
Reported ownership across 3 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| DUKview stock → | 872,129 | 2013-12-31 |
| AMATview stock → | 141,391.18 | 2014-03-04 |
| FITBview stock → | 20,237 | 2008-04-30 |
Position History — DUK
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — DUK
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2013-12-31 | Tax withholding | 3,470 | $69.01 | 872,129 |
| 2013-09-30 | Tax withholding | 3,470 | $66.78 | 875,599 |
| 2013-08-12 | Option exercise (derivative) | 113,234 | $0.00 | 0 |
| 2013-08-12 | Tax withholding | 26,895 | $70.52 | 986,181 |
| 2013-08-12 | Option exercise | 238,628 | $53.94 | 1,082,378 |
| 2013-08-12 | Option exercise | 113,234 | $63.21 | 1,195,612 |
| 2013-08-12 | Tax withholding | 182,536 | $70.52 | 1,013,076 |
| 2013-08-12 | Tax withholding | 101,474 | $70.54 | 884,707 |
| 2013-08-12 | Tax withholding | 5,638 | $70.54 | 879,069 |
| 2013-06-28 | Tax withholding | 3,470 | $67.50 | 843,750 |
| 2013-05-15 | Option exercise (derivative) | 367,816 | $0.00 | 0 |
| 2013-05-15 | Tax withholding | 308,161 | $71.60 | 847,220 |
| 2013-05-15 | Option exercise | 201,005 | $43.50 | 947,482 |
| 2013-05-15 | Option exercise | 367,816 | $49.29 | 1,155,381 |
| 2013-05-15 | Tax withholding | 159,917 | $71.63 | 787,565 |
| 2013-03-29 | Tax withholding | 3,469 | $72.59 | 746,477 |
| 2013-02-25 | Option exercise (derivative) | 43,933 | $0.00 | 0 |
| 2013-02-25 | Option exercise | 68,023 | $69.11 | 782,106 |
| 2013-02-25 | Grant / award | 28,939 | $69.11 | 714,083 |
| 2013-02-25 | Tax withholding | 20,718 | $69.11 | 685,144 |
| 2013-02-25 | Option exercise | 43,933 | $69.11 | 705,862 |
| 2013-02-25 | Tax withholding | 32,618 | $69.11 | 749,488 |
| 2013-01-02 | Tax withholding | 3,358 | $63.80 | 661,929 |
| 2012-09-28 | Tax withholding | 3,358 | $64.79 | 665,287 |
| 2012-06-29 | Tax withholding | 10,074 | $23.06 | 2,005,940 |
| 2012-04-02 | Tax withholding | 10,074 | $21.01 | 2,016,014 |
| 2012-02-27 | Option exercise (derivative) | 2,763 | $0.00 | 0 |
| 2012-02-27 | Grant / award | 94,922 | $21.07 | 2,026,088 |
| 2012-02-27 | Tax withholding | 55,991 | $21.07 | 1,867,953 |
| 2012-02-27 | Option exercise | 105,805 | $21.07 | 1,973,758 |
| 2012-02-27 | Tax withholding | 44,342 | $21.07 | 1,929,416 |
| 2012-02-27 | Option exercise | 2,763 | $21.07 | 1,932,179 |
| 2012-02-27 | Tax withholding | 1,013 | $21.07 | 1,931,166 |
| 2012-02-27 | Option exercise | 131,897 | $21.07 | 1,923,944 |
| 2012-01-03 | Tax withholding | 11,805 | $22.00 | 1,813,834 |
| 2011-11-11 | Option exercise (derivative) | 3,732 | $0.00 | 0 |
| 2011-11-11 | Open-market sale | 3,674 | $20.93 | 1,825,639 |
| 2011-11-11 | Option exercise | 3,674 | $15.50 | 1,829,313 |
| 2011-11-11 | Option exercise | 3,732 | $15.26 | 1,829,371 |
| 2011-11-10 | Option exercise (derivative) | 672,603 | $0.00 | 0 |
| 2011-11-10 | Option exercise | 672,603 | $16.60 | 2,498,242 |
| 2011-11-10 | Open-market sale | 672,603 | $20.70 | 1,825,639 |
| 2011-11-09 | Option exercise (derivative) | 57,397 | $0.00 | 672,603 |
| 2011-11-09 | Option exercise | 57,397 | $16.60 | 1,883,036 |
| 2011-11-09 | Open-market sale | 57,397 | $20.70 | 1,825,639 |
| 2011-11-08 | Option exercise (derivative) | 210,046 | $0.00 | 0 |
| 2011-11-08 | Option exercise (derivative) | 1,147,646 | $0.00 | 730,000 |
| 2011-11-08 | Open-market sale | 1,568,148 | $20.81 | 1,825,639 |
| 2011-11-08 | Option exercise | 1,147,646 | $16.60 | 3,393,787 |
| 2011-11-08 | Option exercise | 210,046 | $15.50 | 2,246,141 |
| 2011-11-08 | Option exercise | 210,456 | $15.26 | 2,036,095 |
| 2011-02-22 | Grant / award (derivative) | 1,073,826 | $17.98 | 1,073,826 |
| 2011-02-22 | Grant / award | 111,235 | $17.98 | 1,825,639 |
| 2011-02-21 | Option exercise (derivative) | 184,079 | $0.00 | 0 |
| 2011-02-21 | Option exercise | 184,079 | $17.94 | 1,714,404 |
| 2010-02-22 | Grant / award (derivative) | 1,103,448 | $16.43 | 1,103,448 |
| 2010-02-22 | Option exercise (derivative) | 150,786 | $0.00 | 0 |
| 2010-02-22 | Grant / award | 121,729 | $16.43 | 1,379,539 |
| 2010-02-22 | Option exercise | 150,786 | $16.43 | 1,530,325 |
| 2009-12-31 | Option exercise (derivative) | 25,862 | $0.00 | 0 |
| 2009-12-31 | Tax withholding | 10,979 | $17.21 | 1,219,265 |
| 2009-12-31 | Option exercise | 25,862 | $17.21 | 1,230,244 |
| 2009-09-30 | Option exercise (derivative) | 25,862 | $0.00 | 25,862 |
| 2009-09-30 | Option exercise | 25,862 | $15.74 | 1,215,361 |
| 2009-09-30 | Tax withholding | 10,979 | $15.74 | 1,204,382 |
| 2009-06-30 | Option exercise (derivative) | 25,862 | $0.00 | 51,724 |
| 2009-06-30 | Tax withholding | 10,979 | $14.32 | 1,189,499 |
| 2009-06-30 | Option exercise | 25,862 | $14.32 | 1,200,478 |
| 2009-04-03 | Option exercise (derivative) | 258,180 | $0.00 | 0 |
| 2009-04-03 | Grant / award | 296,487 | $0.00 | 1,402,030 |
| 2009-04-03 | Tax withholding | 227,414 | $14.19 | 1,174,616 |
| 2009-04-03 | Option exercise | 258,180 | $0.00 | 1,105,543 |
| 2009-03-31 | Option exercise (derivative) | 25,862 | $0.00 | 77,586 |
| 2009-03-31 | Option exercise | 25,862 | $14.32 | 858,342 |
| 2009-03-31 | Tax withholding | 10,979 | $14.32 | 847,363 |
| 2009-01-30 | Option exercise (derivative) | 11,701 | $0.00 | 188,814 |
| 2009-01-30 | Option exercise | 11,701 | $15.15 | 844,181 |
| 2009-01-30 | Open-market sale | 11,701 | $15.15 | 832,480 |
| 2007-05-16 | Option exercise (derivative) | 216,216 | $0.00 | 0 |
| 2007-05-16 | Option exercise | 216,216 | $14.15 | 1,010,150.49 |
| 2007-05-16 | Tax withholding | 177,670 | $20.54 | 832,480.49 |
| 2007-02-22 | Grant / award | 102,220 | $0.00 | 987,234.36 |
| 2007-01-12 | Gift | 54,033 | $0.00 | 885,014.36 |
| 2007-01-12 | Gift | 54,033 | $0.00 | 444,033 |
| 2007-01-08 | Grant / award (derivative) | 1,877,646 | $0.00 | 1,877,646 |
| 2007-01-08 | Grant / award (derivative) | 213,720 | $0.00 | 213,720 |
| 2007-01-08 | Disposition to issuer (derivative) | 213,720 | $0.00 | 0 |
| 2007-01-08 | Grant / award (derivative) | 214,188 | $0.00 | 214,188 |
| 2006-11-30 | Option exercise (derivative) | 216,216 | $0.00 | 0 |
| 2006-11-30 | Tax withholding | 691,384 | $31.62 | 939,047.36 |
| 2006-11-30 | Option exercise | 216,216 | $24.84 | 1,630,431.36 |
| 2006-11-30 | Option exercise | 583,233 | $23.64 | 1,414,215.36 |
| 2006-11-30 | Option exercise (derivative) | 583,233 | $0.00 | 0 |
| 2006-11-30 | Tax withholding | 501,058 | $31.62 | 913,157.36 |
| 2006-11-30 | Option exercise | 583,233 | $23.64 | 1,414,215.36 |
| 2006-04-04 | Grant / award (derivative) | 258,180 | $0.00 | 258,180 |
| 2006-04-04 | Grant / award (derivative) | 1,877,646 | $0.00 | 1,877,646 |
| 2006-04-03 | — | — | — | 390,000 |
| 2006-04-03 | — | — | — | 830,982.36 |
| 2006-04-03 | — | — | — | 14,944.4 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.