SEC CIK 1119596
LISTON THOMAS J
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| HUMview stock → | 107,444 | 2014-02-17 |
Position History — HUM
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — HUM
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2014-02-18 | Grant / award (derivative) | 1,591 | $0.00 | 1,591 |
| 2014-02-18 | Grant / award (derivative) | 7,264 | $0.00 | 7,264 |
| 2014-02-17 | Option exercise (derivative) | 5,721 | $0.17 | 0 |
| 2014-02-17 | Option exercise | 5,721 | $0.17 | 107,444 |
| 2014-02-17 | Tax withholding | 2,001 | $99.24 | 105,443 |
| 2013-02-20 | Grant / award (derivative) | 2,059 | $0.00 | 2,059 |
| 2013-02-20 | Grant / award (derivative) | 6,240 | $0.00 | 6,240 |
| 2013-02-18 | Option exercise (derivative) | 4,095 | $0.17 | 0 |
| 2013-02-18 | Tax withholding | 1,442 | $78.18 | 101,723 |
| 2013-02-18 | Option exercise | 4,095 | $0.17 | 103,165 |
| 2012-04-25 | Grant / award (derivative) | 1,683 | $0.17 | 1,683 |
| 2012-04-25 | Grant / award (derivative) | 4,661 | $89.15 | 4,661 |
| 2012-02-23 | Grant / award (derivative) | 5,640 | $0.17 | 5,640 |
| 2012-02-19 | Tax withholding | 1,027 | $88.57 | 99,070 |
| 2011-12-30 | Option exercise (derivative) | 5,375 | $41.83 | 2,688 |
| 2011-12-30 | Option exercise (derivative) | 6,269 | $69.48 | 0 |
| 2011-12-30 | Option exercise (derivative) | 5,998 | $45.98 | 11,995 |
| 2011-12-30 | Option exercise | 10,000 | $21.28 | 142,765 |
| 2011-12-30 | Option exercise | 10,000 | $9.26 | 132,765 |
| 2011-12-30 | Option exercise | 10,000 | $13.00 | 122,765 |
| 2011-12-30 | Option exercise | 8,564 | $53.96 | 151,329 |
| 2011-12-30 | Option exercise | 17,900 | $32.70 | 112,765 |
| 2011-12-30 | Open-market sale | 73,740 | $87.57 | 100,097 |
| 2011-12-30 | Option exercise | 5,375 | $41.83 | 173,837 |
| 2011-12-30 | Option exercise | 5,998 | $45.98 | 168,462 |
| 2011-12-30 | Option exercise | 6,269 | $69.48 | 162,464 |
| 2011-12-30 | Option exercise | 4,866 | $62.10 | 156,195 |
| 2011-02-21 | Tax withholding | 703 | $61.28 | 94,865 |
| 2011-02-17 | Grant / award (derivative) | 5,721 | $0.17 | 5,721 |
| 2010-06-29 | Option exercise (derivative) | 25,350 | $7.09 | 0 |
| 2010-06-29 | Option exercise | 25,350 | $7.09 | 120,918 |
| 2010-06-29 | Open-market sale | 25,350 | $46.45 | 95,568 |
| 2010-02-22 | Tax withholding | 677 | $46.84 | 95,568 |
| 2010-02-18 | Grant / award (derivative) | 4,095 | $0.17 | 4,095 |
| 2009-02-23 | Tax withholding | 961 | $33.53 | 96,245 |
| 2009-02-19 | Grant / award (derivative) | 8,063 | $41.83 | 8,063 |
| 2009-02-19 | Grant / award | 2,988 | $0.17 | 97,206 |
| 2008-12-31 | Option exercise (derivative) | 13,250 | $7.09 | 25,350 |
| 2008-12-31 | Option exercise (derivative) | 10,000 | $9.59 | 0 |
| 2008-12-31 | Option exercise | 10,000 | $9.59 | 80,968 |
| 2008-12-31 | Option exercise | 13,250 | $7.09 | 94,218 |
| 2008-12-31 | Option exercise | 20,000 | $19.25 | 70,968 |
| 2008-09-16 | Option exercise (derivative) | 6,090 | $15.59 | 0 |
| 2008-09-16 | Option exercise | 6,090 | $15.59 | 50,968 |
| 2008-04-01 | Option exercise (derivative) | 17,993 | $45.98 | 17,993 |
| 2008-02-25 | Tax withholding | 926 | $69.34 | 44,878 |
| 2008-02-21 | Grant / award (derivative) | 6,269 | $69.48 | 6,269 |
| 2008-02-21 | Grant / award | 1,979 | $0.17 | 45,804 |
| 2008-02-21 | Grant / award (derivative) | 6,269 | $69.48 | 6,269 |
| 2008-02-21 | Grant / award | 1,979 | $0.17 | 45,804 |
| 2008-01-08 | Option exercise (derivative) | 17,400 | $15.59 | 0 |
| 2008-01-08 | Tax withholding | 4,816 | $82.27 | 43,825 |
| 2008-01-08 | Tax withholding | 3,376 | $80.36 | 48,641 |
| 2008-01-08 | Option exercise | 17,400 | $15.59 | 52,017 |
| 2007-12-27 | Option exercise (derivative) | 7,000 | $7.09 | 38,600 |
| 2007-12-27 | Option exercise | 7,000 | $7.09 | 34,617 |
| 2007-11-15 | Open-market sale | 23,615 | $73.70 | 27,617 |
| 2007-11-14 | Open-market sale | 1,760 | $73.86 | 720 |
| 2007-11-14 | Open-market sale | 720 | $73.86 | 0 |
| 2007-11-14 | Open-market sale | 29,900 | $0.00 | 51,232 |
| 2007-02-22 | Grant / award (derivative) | 4,866 | $62.10 | 4,866 |
| 2007-02-22 | Grant / award | 1,812 | $0.17 | 81,132 |
| 2007-01-05 | Option exercise (derivative) | 36,680 | $15.59 | 0 |
| 2007-01-05 | Tax withholding | 9,585 | $53.57 | 79,320 |
| 2007-01-05 | Tax withholding | 10,363 | $55.19 | 88,905 |
| 2007-01-05 | Option exercise | 36,680 | $15.59 | 99,268 |
| 2006-12-28 | Option exercise (derivative) | 4,400 | $7.09 | 45,600 |
| 2006-12-28 | Option exercise | 4,400 | $7.09 | 62,588 |
| 2006-08-09 | Option exercise (derivative) | 26,370 | $15.59 | 0 |
| 2006-08-09 | Option exercise | 26,370 | $15.59 | 72,317 |
| 2006-08-09 | Tax withholding | 7,206 | $59.39 | 58,188 |
| 2006-08-09 | Tax withholding | 6,923 | $0.00 | 65,394 |
| 2006-02-23 | Grant / award (derivative) | 8,564 | $53.96 | 8,564 |
| 2006-02-23 | Grant / award | 2,573 | $0.17 | 45,947 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.