SEC CIK 1180767
SHAW ALAN
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| CDXSview stock → | 202,000 | 2011-12-16 |
Position History — CDXS
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — CDXS
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2011-12-16 | Open-market sale | 23,846 | $5.25 | 202,000 |
| 2011-12-15 | Open-market sale | 30,000 | $5.30 | 225,846 |
| 2011-12-14 | Open-market sale | 30,000 | $5.26 | 255,846 |
| 2011-12-13 | Open-market sale | 7,820 | $5.33 | 285,846 |
| 2011-07-07 | Option exercise (derivative) | 13,750 | $0.00 | 43,333 |
| 2011-07-07 | Option exercise | 13,750 | $0.60 | 88,750 |
| 2011-07-07 | Open-market sale | 13,750 | $10.14 | 75,000 |
| 2011-07-06 | Option exercise (derivative) | 1,250 | $0.00 | 57,083 |
| 2011-07-06 | Open-market sale | 1,250 | $10.01 | 75,000 |
| 2011-07-06 | Option exercise | 1,250 | $0.60 | 76,250 |
| 2011-06-02 | Option exercise (derivative) | 9,600 | $0.00 | 58,333 |
| 2011-06-02 | Option exercise | 9,600 | $0.60 | 84,600 |
| 2011-06-02 | Open-market sale | 9,600 | $10.37 | 75,000 |
| 2011-06-01 | Option exercise (derivative) | 5,400 | $0.00 | 67,933 |
| 2011-06-01 | Open-market sale | 5,400 | $10.41 | 75,000 |
| 2011-06-01 | Option exercise | 5,400 | $0.60 | 80,400 |
| 2011-05-18 | Option exercise (derivative) | 50,000 | $0.00 | 73,333 |
| 2011-05-18 | Option exercise | 50,000 | $0.60 | 175,000 |
| 2011-05-10 | Option exercise (derivative) | 50,000 | $0.00 | 123,333 |
| 2011-05-10 | Option exercise | 50,000 | $0.60 | 125,000 |
| 2011-05-02 | Option exercise (derivative) | 15,000 | $0.00 | 173,333 |
| 2011-05-02 | Option exercise | 15,000 | $0.60 | 90,000 |
| 2011-05-02 | Open-market sale | 15,000 | $10.44 | 75,000 |
| 2011-04-01 | Option exercise (derivative) | 15,000 | $0.00 | 188,333 |
| 2011-04-01 | Open-market sale | 15,000 | $12.07 | 75,000 |
| 2011-04-01 | Option exercise | 15,000 | $0.60 | 90,000 |
| 2011-03-07 | Option exercise (derivative) | 50,000 | $0.00 | 203,333 |
| 2011-03-07 | Option exercise | 50,000 | $0.60 | 125,000 |
| 2011-03-01 | Option exercise (derivative) | 15,000 | $0.00 | 253,333 |
| 2011-03-01 | Open-market sale | 15,000 | $10.65 | 75,000 |
| 2011-03-01 | Option exercise | 15,000 | $0.60 | 90,000 |
| 2011-02-11 | Option exercise (derivative) | 15,000 | $0.00 | 268,333 |
| 2011-02-11 | Open-market sale | 15,000 | $10.46 | 75,000 |
| 2011-02-11 | Option exercise | 15,000 | $0.60 | 90,000 |
| 2011-01-26 | Grant / award (derivative) | 125,000 | $0.00 | 125,000 |
| 2011-01-26 | Grant / award | 75,000 | $0.00 | 75,000 |
| 2010-08-10 | Open-market buy | 2,000 | $8.00 | 52,000 |
| 2010-05-12 | Option exercise (derivative) | 50,000 | $0.00 | 283,333 |
| 2010-05-12 | Option exercise | 50,000 | $0.60 | 50,000 |
| 2010-04-21 | — | — | — | 44,132 |
| 2010-04-21 | — | — | — | 47,534 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.