SEC CIK 1182770

SHIELDS KENNETH A

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
MERCview stock →142,0002011-06-02
RJFview stock →23,5672011-01-31

Position History — RJF

Reported shares owned immediately after each Form 4 transaction, over time.

023,45246,90370,3552006-012006-022006-022007-062007-062010-122011-012011-01

Recent Filings — RJF

DateActivitySharesPriceOwned After
2011-01-31Conversion (derivative)23,503$0.000
2011-01-31Conversion (derivative)23,567$0.000
2011-01-31Conversion23,567$0.0023,567
2011-01-31Conversion23,503$0.0047,070
2010-12-09Open-market sale15,000$31.080
2010-12-07Option exercise (derivative)15,000$0.000
2010-12-07Option exercise15,000$24.9715,000
2010-02-19Grant / award (derivative)2,500$0.002,500
2009-02-20Grant / award (derivative)2,500$0.002,500
2008-02-15Option exercise (derivative)2,500$25.872,500
2007-06-14Open-market sale70,355$32.090
2007-06-13Option exercise (derivative)70,355$0.0011,843
2007-06-13Option exercise (derivative)3,574$0.000
2007-06-13Option exercise (derivative)6,489$0.000
2007-06-13Option exercise70,355$0.0070,355
2007-06-13Option exercise3,574$0.003,574
2007-06-13Option exercise6,489$0.0010,063
2006-09-12Open-market sale477$28.930
2006-02-09Open-market sale25,000$44.084,177
2006-02-03Option exercise (derivative)12,000$21.333,000
2006-02-03Open-market sale12,000$42.4029,177
2006-02-03Option exercise12,000$21.3341,177
2006-01-30Open-market sale21,000$41.7729,177
2006-01-27Option exercise (derivative)21,000$23.250
2006-01-27Option exercise21,000$23.2550,177

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.