SEC CIK 1182922
ASHBAUGH WILLIAM M
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| CSWCview stock → | 48,068 | 2017-11-15 |
Position History — CSWC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — CSWC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2017-11-15 | Grant / award | 5,000 | $0.00 | 48,068 |
| 2017-11-15 | Tax withholding | 524 | $16.95 | 48,068 |
| 2017-11-10 | Tax withholding | 1,049 | $16.99 | 43,592 |
| 2016-11-15 | Open-market buy | 5,000 | $0.00 | 44,513 |
| 2016-03-21 | Option exercise (derivative) | 1,991 | $0.00 | 0 |
| 2016-03-21 | Option exercise (derivative) | 3,983 | $0.00 | 0 |
| 2016-03-21 | Option exercise | 1,991 | $7.36 | 39,513 |
| 2016-03-21 | Option exercise | 3,983 | $7.36 | 37,522 |
| 2015-11-10 | Grant / award | 10,000 | $0.00 | 21,000 |
| 2015-10-14 | Disposition to issuer (derivative) | 17 | $0.00 | 3,983 |
| 2015-10-14 | Disposition to issuer (derivative) | 82 | $0.00 | 19,918 |
| 2015-10-14 | Disposition to issuer (derivative) | 9 | $0.00 | 1,991 |
| 2015-05-26 | Option exercise (derivative) | 3,433 | $0.00 | 0 |
| 2015-05-26 | Option exercise | 3,433 | $19.18 | 14,433 |
| 2015-05-26 | Open-market sale | 3,433 | $51.03 | 11,000 |
| 2015-05-22 | Option exercise (derivative) | 650 | $0.00 | 3,433 |
| 2015-05-22 | Open-market sale | 650 | $51.05 | 11,000 |
| 2015-05-22 | Option exercise | 650 | $19.18 | 11,650 |
| 2015-05-21 | Option exercise (derivative) | 7,892 | $0.00 | 4,000 |
| 2015-05-21 | Option exercise (derivative) | 1,917 | $0.00 | 6,083 |
| 2015-05-21 | Option exercise | 7,892 | $23.37 | 18,892 |
| 2015-05-21 | Open-market sale | 9,809 | $51.11 | 11,000 |
| 2015-05-21 | Option exercise | 1,917 | $19.18 | 20,809 |
| 2015-05-21 | Option exercise (derivative) | 3,917 | $0.00 | 4,083 |
| 2015-05-21 | Option exercise (derivative) | 5,892 | $0.00 | 4,000 |
| 2015-05-21 | Option exercise | 5,892 | $23.37 | 18,892 |
| 2015-05-21 | Open-market sale | 9,809 | $51.11 | 11,000 |
| 2015-05-21 | Option exercise | 3,917 | $19.18 | 20,809 |
| 2015-05-20 | Option exercise (derivative) | 108 | $0.00 | 11,892 |
| 2015-05-20 | Option exercise (derivative) | 4,000 | $0.00 | 0 |
| 2015-05-20 | Open-market sale | 4,108 | $51.53 | 11,000 |
| 2015-05-20 | Option exercise | 4,000 | $23.37 | 15,000 |
| 2015-05-20 | Option exercise | 108 | $23.37 | 15,108 |
| 2015-05-20 | Option exercise (derivative) | 2,000 | $0.00 | 2,000 |
| 2015-05-20 | Option exercise (derivative) | 2,108 | $0.00 | 9,892 |
| 2015-05-20 | Option exercise | 2,000 | $23.37 | 13,000 |
| 2015-05-20 | Open-market sale | 4,108 | $51.53 | 11,000 |
| 2015-05-20 | Option exercise | 2,108 | $23.37 | 15,108 |
| 2015-03-20 | Option exercise (derivative) | 2,000 | $0.00 | 4,000 |
| 2015-03-20 | Option exercise (derivative) | 1,700 | $0.00 | 0 |
| 2015-03-20 | Option exercise | 1,700 | $29.68 | 12,700 |
| 2015-03-20 | Open-market sale | 1,700 | $48.34 | 11,000 |
| 2015-03-20 | Option exercise | 2,000 | $23.37 | 13,000 |
| 2015-03-19 | Option exercise (derivative) | 18,300 | $0.00 | 1,700 |
| 2015-03-19 | Option exercise | 18,300 | $29.68 | 29,300 |
| 2015-03-19 | Open-market sale | 17,300 | $48.19 | 12,000 |
| 2015-03-19 | Open-market sale | 1,000 | $48.66 | 11,000 |
| 2013-06-12 | Option exercise (derivative) | 384 | $93.49 | 2,134 |
| 2013-06-12 | Open-market sale | 384 | $139.65 | 1,750 |
| 2013-06-12 | Option exercise | 384 | $93.49 | 2,134 |
| 2013-06-11 | Option exercise (derivative) | 1,094 | $93.49 | 2,844 |
| 2013-06-11 | Option exercise | 1,094 | $93.49 | 2,844 |
| 2013-06-11 | Open-market sale | 1,094 | $138.47 | 1,750 |
| 2013-06-10 | Option exercise (derivative) | 200 | $93.49 | 1,950 |
| 2013-06-10 | Option exercise (derivative) | 22 | $93.49 | 1,772 |
| 2013-06-10 | Option exercise (derivative) | 1,000 | $93.49 | 2,750 |
| 2013-06-10 | Option exercise | 1,000 | $93.49 | 2,750 |
| 2013-06-10 | Option exercise | 200 | $93.49 | 1,950 |
| 2013-06-10 | Open-market sale | 22 | $139.20 | 1,750 |
| 2013-06-10 | Option exercise | 22 | $93.49 | 1,772 |
| 2013-06-07 | Option exercise (derivative) | 400 | $93.49 | 2,150 |
| 2013-06-07 | Option exercise | 400 | $93.49 | 2,150 |
| 2013-06-07 | Open-market sale | 400 | $140.23 | 1,750 |
| 2013-06-06 | Option exercise (derivative) | 1,400 | $93.49 | 3,150 |
| 2013-06-06 | Open-market sale | 1,400 | $140.93 | 1,750 |
| 2013-06-06 | Option exercise | 1,400 | $93.49 | 3,150 |
| 2013-03-05 | Option exercise (derivative) | 2,000 | $93.49 | 3,750 |
| 2013-03-05 | Option exercise | 2,000 | $93.49 | 3,750 |
| 2013-03-05 | Open-market sale | 2,000 | $123.79 | 1,750 |
| 2013-03-04 | Option exercise (derivative) | 1,000 | $76.74 | 2,750 |
| 2013-03-04 | Open-market sale | 1,000 | $124.08 | 1,750 |
| 2013-03-04 | Option exercise | 1,000 | $76.74 | 2,750 |
| 2012-12-18 | Open-market sale | 718 | $107.57 | 1,500 |
| 2012-12-17 | Open-market sale | 2,500 | $105.99 | 2,218 |
| 2012-12-14 | Open-market sale | 1,000 | $105.77 | 4,718 |
| 2012-06-19 | Open-market sale | 3,808 | $101.00 | 5,718 |
| 2012-06-18 | Open-market sale | 1,692 | $101.30 | 9,526 |
| 2012-06-15 | Open-market sale | 500 | $102.74 | 11,218 |
| 2012-05-18 | Option exercise (derivative) | 2,000 | $76.74 | 6,000 |
| 2012-05-18 | Option exercise (derivative) | 4,000 | $93.49 | 4,000 |
| 2012-05-18 | Option exercise | 4,000 | $93.49 | 9,718 |
| 2012-05-18 | Option exercise | 2,000 | $76.74 | 11,718 |
| 2012-01-16 | Grant / award | 1,250 | $0.00 | 6,968 |
| 2011-08-04 | Option exercise (derivative) | 1,500 | $65.70 | 0 |
| 2011-08-04 | Open-market sale | 1,500 | $94.00 | 500 |
| 2011-08-04 | Option exercise | 1,500 | $65.70 | 2,000 |
| 2010-12-22 | Option exercise (derivative) | 5,218 | $65.70 | 1,500 |
| 2010-12-22 | Option exercise | 5,218 | $65.70 | 5,218 |
| 2010-08-18 | Option exercise (derivative) | 782 | $65.70 | 6,718 |
| 2010-08-18 | Open-market sale | 782 | $91.56 | 0 |
| 2010-08-18 | Option exercise | 782 | $65.70 | 782 |
| 2010-03-22 | Grant / award (derivative) | 5,000 | $95.79 | 22,500 |
| 2009-10-19 | Grant / award (derivative) | 5,000 | $76.74 | 17,500 |
| 2008-12-03 | Grant / award | 211 | $104.99 | 1,019 |
| 2008-07-21 | Grant / award (derivative) | 5,000 | $118.70 | 5,000 |
| 2008-06-06 | Open-market buy | 250 | $117.50 | 500 |
| 2008-06-06 | Open-market buy | 250 | $118.00 | 250 |
| 2007-11-02 | Grant / award | 159 | $152.12 | 808 |
| 2007-05-11 | Option exercise | 2,000 | $65.70 | 2,000 |
| 2007-05-11 | Open-market sale | 1,616 | $167.93 | 0 |
| 2007-05-10 | Option exercise (derivative) | 2,000 | $65.70 | 7,500 |
| 2007-05-10 | Open-market sale | 384 | $168.86 | 1,616 |
| 2006-12-14 | Option exercise (derivative) | 3,500 | $65.70 | 9,500 |
| 2006-12-14 | Option exercise | 3,500 | $65.70 | 3,500 |
| 2006-12-13 | Open-market sale | 3,500 | $133.65 | 0 |
| 2006-11-28 | Option exercise (derivative) | 1,000 | $65.70 | 14,000 |
| 2006-11-28 | Option exercise | 1,000 | $65.70 | 1,000 |
| 2006-11-28 | Option exercise (derivative) | 1,000 | $65.70 | 13,000 |
| 2006-11-28 | Open-market sale | 1,000 | $121.93 | 0 |
| 2006-11-28 | Option exercise | 1,000 | $65.70 | 1,000 |
| 2006-11-27 | Open-market sale | 1,000 | $124.00 | 0 |
| 2006-11-01 | Grant / award | 142 | $95.62 | 649 |
| 2006-05-15 | Grant / award (derivative) | 10,000 | $0.00 | 10,000 |
| 2006-05-15 | Grant / award (derivative) | 5,000 | $0.00 | 5,000 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.