SEC CIK 1197638
LAU JAMES K
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| NTAPview stock → | 3,783,933 | 2007-05-07 |
Position History — NTAP
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — NTAP
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2007-05-07 | Option exercise (derivative) | 50,000 | $0.00 | 50,000 |
| 2007-05-07 | Open-market sale | 50,000 | $37.94 | 3,783,933 |
| 2007-05-07 | Option exercise | 50,000 | $15.71 | 3,833,933 |
| 2007-04-09 | Option exercise (derivative) | 50,000 | $0.00 | 0 |
| 2007-04-09 | Option exercise | 50,000 | $15.32 | 3,833,933 |
| 2007-04-09 | Open-market sale | 50,000 | $36.47 | 3,783,933 |
| 2007-03-07 | Option exercise (derivative) | 50,000 | $0.00 | 50,000 |
| 2007-03-07 | Open-market sale | 50,000 | $37.05 | 3,783,933 |
| 2007-03-07 | Option exercise | 50,000 | $15.32 | 3,833,933 |
| 2007-02-07 | Option exercise (derivative) | 25,000 | $0.00 | 100,000 |
| 2007-02-07 | Option exercise (derivative) | 25,000 | $0.00 | 125,000 |
| 2007-02-07 | Option exercise | 25,000 | $15.32 | 3,833,933 |
| 2007-02-07 | Open-market sale | 50,000 | $37.46 | 3,783,933 |
| 2007-02-07 | Option exercise | 25,000 | $15.32 | 3,808,933 |
| 2007-01-08 | Option exercise (derivative) | 2,272 | $0.00 | 100,000 |
| 2007-01-08 | Option exercise (derivative) | 1,556 | $0.00 | 631 |
| 2007-01-08 | Option exercise (derivative) | 3,524 | $0.00 | 0 |
| 2007-01-08 | Option exercise (derivative) | 40,000 | $0.00 | 150,000 |
| 2007-01-08 | Option exercise | 1,556 | $17.15 | 3,793,933 |
| 2007-01-08 | Option exercise | 3,524 | $9.99 | 3,787,457 |
| 2007-01-08 | Open-market sale | 50,000 | $39.65 | 3,783,933 |
| 2007-01-08 | Option exercise | 40,000 | $15.32 | 3,833,933 |
| 2007-01-08 | Option exercise | 2,272 | $15.71 | 3,792,377 |
| 2007-01-08 | Option exercise | 2,648 | $14.17 | 3,790,105 |
| 2006-12-15 | Option exercise (derivative) | 25,000 | $0.00 | 3,524 |
| 2006-12-15 | Open-market sale | 25,000 | $40.92 | 3,783,933 |
| 2006-12-15 | Option exercise | 25,000 | $9.99 | 3,808,933 |
| 2006-12-06 | Open-market sale | 35,000 | $38.99 | 3,783,933 |
| 2006-11-07 | Option exercise (derivative) | 21,476 | $0.00 | 28,524 |
| 2006-11-07 | Option exercise (derivative) | 3,524 | $0.00 | 0 |
| 2006-11-07 | Option exercise | 21,476 | $9.99 | 3,843,933 |
| 2006-11-07 | Open-market sale | 25,000 | $36.87 | 3,818,933 |
| 2006-11-07 | Option exercise | 3,524 | $11.25 | 3,822,457 |
| 2006-11-02 | Open-market sale | 35,000 | $35.72 | 3,818,933 |
| 2006-10-26 | Open-market sale | 35,000 | $37.26 | 3,853,933 |
| 2006-10-20 | Option exercise (derivative) | 25,000 | $0.00 | 3,524 |
| 2006-10-20 | Open-market sale | 25,000 | $37.53 | 3,888,933 |
| 2006-10-20 | Option exercise | 25,000 | $11.25 | 3,913,933 |
| 2006-09-21 | Open-market sale | 40,000 | $36.84 | 3,888,933 |
| 2006-09-20 | Option exercise (derivative) | 40,000 | $0.00 | 28,524 |
| 2006-09-20 | Option exercise | 40,000 | $11.25 | 3,928,933 |
| 2006-09-18 | Option exercise (derivative) | 25,000 | $0.00 | 68,524 |
| 2006-09-18 | Option exercise | 25,000 | $11.25 | 3,913,933 |
| 2006-09-18 | Open-market sale | 25,000 | $34.78 | 3,888,933 |
| 2006-09-07 | Open-market sale | 35,000 | $33.68 | 3,888,933 |
| 2006-09-01 | Option exercise (derivative) | 25,000 | $0.00 | 93,524 |
| 2006-09-01 | Open-market sale | 25,000 | $34.51 | 3,923,933 |
| 2006-09-01 | Option exercise | 25,000 | $11.25 | 3,948,933 |
| 2006-08-02 | Open-market sale | 35,000 | $30.00 | 3,923,933 |
| 2006-07-05 | Open-market sale | 35,000 | $34.45 | 3,958,933 |
| 2006-06-02 | Open-market sale | 35,000 | $32.38 | 3,993,933 |
| 2006-06-01 | Grant / award (derivative) | 100,000 | $0.00 | 100,000 |
| 2006-05-04 | Open-market sale | 35,000 | $36.79 | 4,028,933 |
| 2006-04-26 | Open-market sale | 35,000 | $36.97 | 4,063,933 |
| 2006-03-20 | Open-market sale | 60,000 | $35.20 | 4,098,933 |
| 2006-03-17 | Option exercise (derivative) | 17,984 | $0.00 | 118,524 |
| 2006-03-17 | Option exercise (derivative) | 42,016 | $0.00 | 136,508 |
| 2006-03-17 | Option exercise | 17,984 | $11.25 | 4,158,933 |
| 2006-03-17 | Option exercise | 42,016 | $11.25 | 4,140,949 |
| 2006-03-06 | Open-market sale | 35,000 | $34.03 | 4,098,933 |
| 2006-02-23 | Open-market sale | 35,000 | $32.88 | 4,133,933 |
| 2006-01-05 | Open-market sale | 35,000 | $28.14 | 4,168,933 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.