SEC CIK 1199697

BLACK RICHARD B

Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
AAOIview stock →159,0922026-09-15
NOVTview stock →127,2792010-07-23

Position History — AAOI

Reported shares owned immediately after each Form 4 transaction, over time.

062,604125,209187,8132013-092013-102017-042017-092019-052024-112025-112026-09

Recent Filings — AAOI

DateActivitySharesPriceOwned After
2026-09-15Gift2,200$0.00159,092
2026-06-09Grant / award1,166$0.00165,529
2026-03-05Open-market sale3,231$95.00164,363
2025-11-26Gift600$0.00169,494
2025-08-22Gift1,900$0.00168,194
2025-06-13Grant / award12,281$0.00170,094
2025-01-15Open-market sale10,000$29.00157,813
2024-12-16Open-market sale10,000$35.27167,813
2024-11-26Open-market sale8,162$37.180
2024-11-15Open-market sale10,000$27.52177,813
2024-06-21Grant / award16,483$0.00187,813
2023-06-26Grant / award40,925$0.00171,330
2022-06-27Grant / award52,995$0.00130,405
2021-06-11Grant / award14,538$0.0077,410
2020-06-12Grant / award13,053$0.0062,872
2019-05-31Grant / award12,806$0.0049,819
2018-06-08Grant / award2,535$0.0037,013
2018-01-11Open-market sale1,000$35.3734,478
2017-12-07Open-market sale1,000$40.4335,478
2017-11-09Open-market sale1,000$43.0036,478
2017-10-12Open-market sale1,000$60.6237,478
2017-09-07Open-market sale1,000$58.5238,478
2017-08-10Open-market sale1,000$66.1039,478
2017-07-06Open-market sale1,000$59.7040,478
2017-06-09Grant / award1,236$64.7141,478
2017-06-08Open-market sale1,000$71.7340,242
2017-05-11Open-market sale1,000$64.3741,242
2017-04-06Open-market sale1,000$44.7642,242
2017-01-17Option exercise (derivative)1,250$0.000
2017-01-17Grant / award1,250$0.0043,242
2016-06-06Grant / award7,011$0.0041,992
2015-07-31Grant / award2,827$0.0034,981
2014-08-08Grant / award3,021$0.0040,316
2013-11-14Grant / award5,500$0.005,500
2013-10-01Conversion (derivative)1,259—0
2013-10-01Conversion (derivative)2,404—0
2013-10-01Conversion (derivative)4,194—0
2013-10-01Conversion (derivative)6,666—0
2013-10-01Conversion3,999—3,999
2013-10-01Conversion3,192—3,192
2013-10-01Conversion2,404—2,404
2013-10-01Conversion971—971
2013-10-01Conversion9,690—9,690
2013-10-01Conversion7,999—7,999
2013-09-25———3,540

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.