SEC CIK 1207712
CLOUGH PHILLIP A
Reported ownership across 2 companies, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| LQDTview stock → | 102,229 | 2024-02-01 |
| APEIview stock → | 15,023 | 2010-04-01 |
Position History — LQDT
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — LQDT
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2024-02-01 | Disposition to issuer (derivative) | 5,302 | $0.00 | 0 |
| 2024-02-01 | Grant / award | 5,302 | $0.00 | 102,229 |
| 2023-02-01 | Grant / award (derivative) | 2,138 | $0.00 | 2,138 |
| 2023-02-01 | Grant / award (derivative) | 5,302 | $0.00 | 5,302 |
| 2023-02-01 | Option exercise (derivative) | 5,206 | $0.00 | 0 |
| 2023-02-01 | Option exercise | 5,206 | $0.00 | 96,927 |
| 2022-02-01 | Grant / award (derivative) | 5,206 | $0.00 | 5,206 |
| 2022-02-01 | Option exercise (derivative) | 3,724 | $0.00 | 0 |
| 2022-02-01 | Option exercise | 3,724 | $0.00 | 91,721 |
| 2021-08-02 | Option exercise (derivative) | 14,730 | $0.00 | 0 |
| 2021-08-02 | Option exercise | 14,730 | $6.29 | 87,997 |
| 2021-02-01 | Option exercise (derivative) | 15,038 | $0.00 | 0 |
| 2021-02-01 | Grant / award (derivative) | 3,724 | $0.00 | 3,724 |
| 2021-02-01 | Grant / award (derivative) | 1,622 | $0.00 | 1,622 |
| 2021-02-01 | Option exercise | 15,038 | $0.00 | 73,267 |
| 2020-02-03 | Grant / award (derivative) | 6,980 | $5.32 | 6,980 |
| 2020-02-03 | J (derivative) | 4,471 | $0.00 | 0 |
| 2020-02-03 | Grant / award (derivative) | 15,038 | — | 15,038 |
| 2020-02-03 | J | 4,471 | $0.00 | 58,229 |
| 2019-02-01 | Grant / award (derivative) | 11,816 | $8.50 | 11,816 |
| 2019-02-01 | J (derivative) | 5,846 | — | 0 |
| 2019-02-01 | Grant / award (derivative) | 4,471 | — | 4,471 |
| 2019-02-01 | J | 5,846 | $8.50 | 53,758 |
| 2018-02-01 | Grant / award (derivative) | 5,846 | $0.00 | 5,846 |
| 2018-02-01 | J (derivative) | 7,795 | $6.50 | 0 |
| 2018-02-01 | Grant / award (derivative) | 15,344 | $0.00 | 15,344 |
| 2018-02-01 | J | 7,795 | $6.50 | 47,912 |
| 2017-02-01 | Grant / award (derivative) | 3,561 | $0.00 | 3,561 |
| 2017-02-01 | J (derivative) | 12,082 | $9.75 | 0 |
| 2017-02-01 | Grant / award (derivative) | 7,795 | $0.00 | 7,795 |
| 2017-02-01 | J | 12,082 | $9.75 | 40,117 |
| 2016-02-01 | Grant / award (derivative) | 14,730 | $0.00 | 14,730 |
| 2016-02-01 | Grant / award (derivative) | 12,082 | $0.00 | 12,082 |
| 2015-03-04 | Grant / award (derivative) | 19,050 | $0.00 | 19,050 |
| 2015-03-04 | Grant / award (derivative) | 3,862 | $0.00 | 3,862 |
| 2014-02-03 | Grant / award (derivative) | 1,765 | $0.00 | 1,765 |
| 2014-02-03 | Grant / award (derivative) | 13,144 | $0.00 | 13,144 |
| 2013-11-22 | Option exercise (derivative) | 8,560 | $11.19 | 0 |
| 2013-11-22 | Option exercise | 8,560 | $11.19 | 21,461 |
| 2013-06-03 | Grant / award (derivative) | 5,954 | $0.00 | 5,954 |
| 2013-06-03 | Grant / award (derivative) | 947 | $0.00 | 947 |
| 2012-05-10 | Option exercise (derivative) | 21,086 | $8.55 | 0 |
| 2012-05-10 | Option exercise | 15,012 | $14.30 | 74,492 |
| 2012-05-10 | Option exercise | 18,612 | $10.70 | 59,480 |
| 2012-05-10 | Open-market sale | 69,002 | $65.56 | 5,490 |
| 2012-05-10 | Option exercise | 21,086 | $8.55 | 40,868 |
| 2012-02-17 | Grant / award (derivative) | 851 | $0.00 | 851 |
| 2012-02-17 | Grant / award (derivative) | 5,328 | $0.00 | 5,328 |
| 2012-02-17 | Grant / award (derivative) | 709 | $0.00 | 709 |
| 2011-09-13 | Option exercise (derivative) | 4,393 | $14.75 | 0 |
| 2011-09-13 | Option exercise | 4,393 | $14.75 | 19,561 |
| 2011-09-13 | Open-market sale | 4,393 | $29.00 | 15,167 |
| 2011-09-12 | Option exercise (derivative) | 5,000 | $14.75 | 4,393 |
| 2011-09-12 | Option exercise (derivative) | 20,000 | $12.89 | 0 |
| 2011-09-12 | Open-market sale | 25,000 | $29.00 | 15,167 |
| 2011-09-12 | Option exercise | 5,000 | $14.75 | 40,167 |
| 2011-09-12 | Option exercise | 20,000 | $12.89 | 35,167 |
| 2011-05-13 | J | 544,251 | — | 0 |
| 2011-05-13 | J | 3,162 | $0.00 | 11,341 |
| 2011-05-05 | J | 650,000 | — | 544,251 |
| 2011-05-05 | Open-market sale | 17,700 | $19.53 | 1,194,251 |
| 2011-05-05 | J | 3,689 | $0.00 | 8,179 |
| 2011-04-29 | Open-market sale | 1,590 | $19.54 | 1,211,951 |
| 2011-04-28 | Open-market sale | 25,000 | $19.65 | 1,213,541 |
| 2011-04-27 | Open-market sale | 25,000 | $19.54 | 1,238,541 |
| 2011-04-26 | Open-market sale | 25,000 | $19.50 | 1,263,541 |
| 2011-04-06 | Open-market sale | 7,118 | $19.70 | 1,288,541 |
| 2011-04-05 | Open-market sale | 25,000 | $19.50 | 1,295,659 |
| 2011-04-04 | Open-market sale | 6,031 | $19.51 | 1,320,659 |
| 2011-02-01 | Grant / award (derivative) | 2,517 | $0.00 | 2,517 |
| 2011-02-01 | Grant / award (derivative) | 2,098 | $0.00 | 2,098 |
| 2011-02-01 | Grant / award (derivative) | 15,012 | $0.00 | 15,012 |
| 2010-02-01 | Grant / award (derivative) | 2,804 | $0.00 | 2,804 |
| 2010-02-01 | Grant / award (derivative) | 3,364 | $0.00 | 3,364 |
| 2010-02-01 | Grant / award (derivative) | 18,612 | $0.00 | 18,612 |
| 2009-04-29 | Option exercise (derivative) | 2,573 | $0.00 | 0 |
| 2009-04-29 | Option exercise | 2,573 | $0.00 | 11,339 |
| 2009-04-29 | Option exercise (derivative) | 2,573 | $0.00 | 0 |
| 2009-04-29 | Option exercise | 2,573 | $0.00 | 8,999 |
| 2009-04-28 | Grant / award (derivative) | 25,303 | $0.00 | 25,303 |
| 2009-04-28 | Grant / award | 4,211 | $0.00 | 7,128 |
| 2009-04-28 | Grant / award (derivative) | 21,086 | $0.00 | 21,086 |
| 2009-04-28 | Grant / award | 3,509 | $0.00 | 6,426 |
| 2009-03-31 | Open-market buy | 100,000 | $6.93 | 1,326,690 |
| 2009-03-30 | Open-market buy | 100,000 | $6.69 | 1,226,690 |
| 2009-03-27 | Open-market buy | 100,000 | $6.98 | 1,126,690 |
| 2009-03-17 | Open-market buy | 4,315 | $6.99 | 1,026,690 |
| 2009-03-16 | Open-market buy | 35,275 | $7.00 | 1,022,375 |
| 2009-03-13 | Open-market buy | 35,000 | $7.00 | 987,100 |
| 2009-03-11 | Open-market buy | 36,000 | $6.40 | 952,100 |
| 2009-03-10 | Open-market buy | 2,600 | $6.17 | 916,100 |
| 2009-03-09 | Open-market buy | 26,500 | $6.00 | 913,500 |
| 2009-03-06 | Open-market buy | 143,300 | $5.96 | 887,000 |
| 2009-03-04 | Open-market buy | 200,000 | $5.88 | 743,700 |
| 2009-03-03 | Open-market buy | 275,000 | $5.56 | 543,700 |
| 2009-03-02 | Open-market buy | 268,700 | $4.73 | 268,700 |
| 2008-11-05 | Grant / award | 2,917 | $0.00 | 2,917 |
| 2008-06-03 | Grant / award (derivative) | 15,082 | $0.00 | 15,082 |
| 2008-06-03 | Grant / award (derivative) | 2,573 | $0.00 | 2,573 |
| 2007-10-01 | Grant / award (derivative) | 8,560 | $0.00 | 8,560 |
| 2007-03-19 | Open-market sale | 3,262,643 | $17.06 | 0 |
| 2007-03-19 | Open-market sale | 3,262,643 | $17.06 | 0 |
| 2006-10-02 | Grant / award (derivative) | 9,393 | $0.00 | 29,393 |
| 2006-04-03 | Grant / award (derivative) | 20,000 | $12.89 | 20,000 |
| 2006-02-28 | Conversion (derivative) | 3,262,643 | $0.00 | 3,262,643 |
| 2006-02-28 | Conversion | 3,262,643 | $0.00 | 3,262,643 |
| 2006-02-28 | Conversion (derivative) | 3,262,643 | $0.00 | 3,262,643 |
| 2006-02-28 | Conversion | 3,262,643 | — | 3,262,643 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.