SEC CIK 1223690

WADDELL FREDERICK H

Reported ownership across 3 companies, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
NTRSview stock →188,0652019-01-22
ABBVview stock →30,0762026-05-08
IBMview stock →3,7632020-10-28

Position History — NTRS

Reported shares owned immediately after each Form 4 transaction, over time.

0137,520275,039412,5592006-012007-072007-072011-012015-012016-122019-01

Recent Filings — NTRS

DateActivitySharesPriceOwned After
2019-01-22Tax withholding29,546$90.42188,065
2019-01-22Grant / award70,332$0.00258,397
2018-12-07Tax withholding542$90.36188,065
2018-11-08Gift1,051$0.0096,881
2018-08-03Gift2,196$0.0085,909
2018-08-03Gift48$0.00137,592
2018-06-01Gift722$0.0088,105
2018-05-08Gift242$0.0088,827
2018-05-01Gift9,972$0.000
2018-04-26Gift2,000$0.0074,027
2018-02-20Grant / award13,369$0.00188,607
2018-02-20Tax withholding5,246$105.15175,238
2018-02-12Tax withholding6,052$98.88187,078
2018-02-01Gift5,728$0.0095,379
2018-01-23Grant / award52,899$106.71253,638
2018-01-23Tax withholding22,347$106.71200,739
2017-12-15Tax withholding780$97.29200,739
2017-12-12Gift1,345$0.0070,555
2017-11-29Option exercise (derivative)44,658$0.000
2017-11-29Open-market sale11,578$98.58201,519
2017-11-29Option exercise44,658$52.69246,177
2017-11-29Open-market sale33,080$97.73213,097
2017-10-23Gift2,331$0.0066,239
2017-10-23Gift1,721$0.0013,785
2017-10-18Option exercise (derivative)127,964$0.000
2017-10-18Option exercise (derivative)50,000$0.0044,658
2017-10-18Option exercise50,000$52.69379,483
2017-10-18Open-market sale141,720$95.52237,763
2017-10-18Open-market sale36,244$96.10201,519
2017-10-18Option exercise127,964$52.64329,483
2017-09-27Option exercise (derivative)100,000$0.00127,964
2017-09-27Option exercise100,000$52.64301,519
2017-09-27Open-market sale100,000$92.00201,519
2017-08-17Gift517$0.0015,506
2017-07-25Gift970$0.0091,570
2017-07-25Gift1,765$0.0016,023
2017-05-09Gift1,962$0.0017,788
2017-05-08Gift11,040$0.0092,540
2017-05-05Option exercise (derivative)205,923$0.000
2017-05-05Option exercise205,923$50.99407,442
2017-05-05Open-market sale205,923$90.46201,519
2017-04-27Gift8,504$0.000
2017-03-14Gift60$0.0080,167
2017-02-21Grant / award (derivative)83,621$0.0083,621
2017-02-21Grant / award18,397$0.00201,519
2017-02-11Tax withholding7,210$86.31183,122
2017-02-10Tax withholding6,244$85.66198,898
2017-01-26Gift36$0.0093,340
2017-01-24Gift10,028$0.0093,376
2017-01-23Gift1,300$0.00103,404
2017-01-17Tax withholding25,022$88.93237,581
2017-01-17Grant / award58,249$0.00270,808
2016-12-13Gift865$0.0071,477
2016-11-15Option exercise (derivative)200,000$0.000
2016-11-15Option exercise200,000$57.54412,559
2016-11-15Open-market sale69,645$81.21342,914
2016-11-15Open-market sale79,968$82.16262,946
2016-11-15Open-market sale50,387$82.80212,559
2016-11-09Option exercise (derivative)53,107$0.000
2016-11-09Option exercise53,107$71.23265,666
2016-11-09Open-market sale100$74.32265,566
2016-11-09Open-market sale53,007$75.20212,559
2016-11-08Option exercise (derivative)38,939$0.0053,107
2016-11-08Open-market sale38,939$74.13212,559
2016-11-08Option exercise38,939$71.23251,498
2016-11-07Option exercise (derivative)70,808$0.00200,000
2016-11-07Option exercise (derivative)32,406$0.0092,046
2016-11-07Open-market sale103,214$73.31212,559
2016-11-07Gift1,500$0.0072,342
2016-11-07Option exercise70,808$57.54283,367
2016-11-07Option exercise32,406$71.23315,773
2016-11-03Option exercise (derivative)1,900$0.00124,452
2016-11-03Open-market sale1,900$73.01212,559
2016-11-03Gift75$0.0073,842
2016-11-03Option exercise1,900$71.23214,459
2016-10-26Gift2,025$0.0073,917
2016-09-09Gift160$0.00105,029
2016-09-08Option exercise (derivative)160,367$0.000
2016-09-08Gift1,180$0.00105,189
2016-09-08Open-market sale160,367$69.81212,559
2016-09-08Option exercise160,367$43.65372,926
2016-07-28Gift755$0.00106,369
2016-07-27Gift3,205$0.00107,124
2016-04-29Gift2,698$0.0095,219
2016-03-11Gift4,393$0.0088,860
2016-02-16Grant / award (derivative)110,362$0.00110,362
2016-02-16Grant / award30,902$0.00212,559
2016-02-11Tax withholding7,211$55.16181,657
2016-01-26Gift9,290$0.000
2016-01-19Grant / award63,105$0.00260,539
2016-01-19Tax withholding26,625$64.43197,434
2015-11-12Gift556$0.0069,314
2015-10-26Gift2,194$0.0069,870
2015-09-08Open-market sale21,305$70.4472,064
2015-08-04Gift2,763$0.0093,369
2015-07-24Gift455$0.0096,132
2015-06-11Option exercise (derivative)21,710$0.000
2015-06-11Open-market sale21,710$77.55197,434
2015-06-11Option exercise21,710$63.36219,144
2015-06-10Option exercise (derivative)13,395$0.0021,710
2015-06-10Open-market sale13,395$77.50197,434
2015-06-10Option exercise13,395$63.36210,829
2015-05-05Option exercise (derivative)20,000$0.0035,105
2015-05-05Open-market sale20,000$75.00197,434
2015-05-05Option exercise20,000$63.36217,434
2015-04-29Gift3,337$0.0096,587
2015-03-17Option exercise (derivative)10,000$0.0055,105
2015-03-17Option exercise10,000$63.36207,434
2015-03-17Open-market sale10,000$72.00197,434
2015-02-17Tax withholding17,364$70.03173,755
2015-02-17Grant / award (derivative)78,930$0.0078,930
2015-02-17Grant / award23,679$0.00197,434
2015-01-23Gift2,981$0.00126,892
2015-01-20Tax withholding22,138$62.26243,067
2015-01-20Grant / award53,456$0.00265,205
2014-10-27Gift15,938$0.0065,268
2014-10-24Gift640$0.0089,158
2014-09-17Option exercise (derivative)26,761$0.000
2014-09-17Option exercise26,761$52.1098,040
2014-09-17Open-market sale23,147$70.0374,893
2014-07-29Option exercise (derivative)25,000$0.0026,761
2014-07-29Option exercise25,000$52.1093,270
2014-07-29Open-market sale21,991$67.5071,279
2014-07-18Gift5,126$0.0068,270
2014-07-03Option exercise (derivative)25,000$0.0051,761
2014-07-03Open-market sale22,385$65.0073,396
2014-07-03Option exercise25,000$52.1095,781
2014-05-01Gift1,265$0.0070,781
2014-02-19Tax withholding16,114$62.02211,629
2014-02-18Tax withholding17,839$62.07245,949
2014-02-10Grant / award (derivative)81,964$0.0081,964
2014-02-10Grant / award27,322$0.00283,943
2014-01-29Gift2,791$0.0067,185
2014-01-24Option exercise (derivative)75,000$0.000
2014-01-24Open-market sale75,000$61.6669,976
2014-01-24Option exercise75,000$44.47136,744
2013-10-31Gift135$0.0061,744
2013-10-22Tax withholding958$56.53256,621
2013-10-22Gift4,804$0.0061,879
2013-07-23Gift3,455$0.0052,997
2013-05-15Option exercise (derivative)30,000$0.000
2013-05-15Open-market sale30,000$57.0256,452
2013-05-15Option exercise30,000$49.1286,452
2013-04-25Gift855$0.0056,452
2013-03-11Option exercise (derivative)30,000$0.0030,000
2013-03-11Open-market sale30,000$55.0057,307
2013-03-11Option exercise30,000$49.1287,307
2013-02-20Tax withholding13,643$53.64257,579
2013-02-12Option exercise (derivative)30,000$0.0060,000
2013-02-12Open-market sale30,000$53.0036,629
2013-02-12Option exercise30,000$49.1266,629
2013-02-11Grant / award (derivative)94,658$0.0094,658
2013-02-11Grant / award31,553$0.00291,900
2013-01-25Gift5,004$0.0036,629
2012-10-31Gift1,064$0.0081,633
2012-10-25Gift415$0.0082,697
2012-10-24Gift5,806$0.0070,141
2012-10-19Tax withholding546$47.72260,347
2012-07-25Gift2,465$0.0075,947
2012-04-20Gift1,860$0.0078,412
2012-04-19Option exercise (derivative)11,024$0.000
2012-04-19Option exercise11,024$32.6280,272
2012-02-13Grant / award (derivative)160,367$0.00160,367
2012-01-24Gift240$0.0047,001
2012-01-20Option exercise (derivative)11,000$0.0011,024
2012-01-20Option exercise11,000$32.6247,241
2011-10-21Option exercise (derivative)18,958$0.0017,976
2011-10-21Option exercise (derivative)3,066$0.000
2011-10-21Option exercise22,024$32.6293,741
2011-07-27Gift2,230$0.008,710
2011-07-26Gift719$0.0071,717
2011-04-25Gift5,784$0.0072,436
2011-02-14Grant / award (derivative)227,964$0.00227,964
2011-02-14Grant / award75,988$0.00260,893
2011-01-28Gift2,890$0.0078,220
2010-12-14Option exercise (derivative)2,461$0.000
2010-12-14Option exercise2,461$53.6765,818
2010-12-14Open-market sale2,461$55.0063,357
2010-11-04Gift1,535$0.0010,940
2010-10-25Tax withholding100$48.13185,198
2010-10-25Tax withholding293$48.13184,905
2010-10-25Tax withholding117$48.13185,298
2010-07-23Gift2,000$0.0012,475
2010-04-22Gift2,455$0.0063,357
2010-02-15Grant / award (derivative)205,923$0.00205,923
2010-02-15Grant / award68,641$0.00185,415
2010-01-26Gift1,720$0.0065,812
2009-10-27Gift100$0.00107,532
2009-10-26Gift3,045$0.00107,632
2009-10-23Tax withholding252$53.39116,774
2009-10-23Tax withholding86$53.39117,026
2009-10-23Tax withholding101$53.39117,112
2009-10-23Tax withholding303$53.39117,213
2009-07-27Gift3,283$0.00110,677
2009-07-21Grant / award (derivative)270,808$0.00270,808
2009-07-21Grant / award45,135$0.00117,516
2009-05-05Gift1,550$0.00113,960
2009-03-06Disposition to issuer (derivative)270,808$0.000
2009-03-06Disposition to issuer45,135$0.0072,381
2009-02-16Grant / award (derivative)270,808$0.00270,808
2009-02-16Grant / award45,135$0.00117,516
2009-01-30Gift500$0.00115,510
2009-01-26Gift1,984$0.00116,010
2008-10-31Gift1,260$0.00117,994
2008-10-30Gift905$0.00119,254
2008-10-24Tax withholding117$48.8272,498
2008-10-24Tax withholding117$48.8272,381
2008-07-31Gift33$0.00120,159
2008-07-30Option exercise (derivative)40,000$0.000
2008-07-30Tax withholding2,541$78.67149,289
2008-07-30Open-market sale28,900$79.40120,389
2008-07-30Gift197$0.00120,192
2008-07-30Option exercise40,000$45.16151,830
2008-04-17Gift1,586$0.00111,830
2008-02-19Grant / award (derivative)126,352$0.00126,352
2008-01-31Gift1,817$0.00113,416
2008-01-18Option exercise (derivative)2,890$0.000
2008-01-18Tax withholding1,412$70.79115,233
2008-01-18Option exercise2,890$34.59116,645
2007-10-26Gift1,311$0.00113,775
2007-10-19Tax withholding1,023$69.4574,263
2007-10-19Tax withholding80$69.4572,615
2007-07-25Open-market sale744$63.45120
2007-07-25Open-market sale416$63.63121,588
2007-07-25Open-market sale484$63.66122,004
2007-07-25Open-market sale100$63.70122,488
2007-07-25Open-market sale100$63.70122,588
2007-07-25Open-market sale100$63.82122,688
2007-07-25Open-market sale200$63.83122,788
2007-07-25Open-market sale100$63.83122,988
2007-07-25Open-market sale700$63.84123,088
2007-07-25Open-market sale700$63.85123,788
2007-07-25Open-market sale400$63.85124,488
2007-07-25Open-market sale400$63.86124,888
2007-07-25Open-market sale100$63.88125,288
2007-07-25Open-market sale100$63.89125,388
2007-07-25Open-market sale300$63.90125,488
2007-07-25Open-market sale300$63.91125,788
2007-07-25Open-market sale200$63.93126,088
2007-07-25Open-market sale1,000$63.97126,288
2007-07-25Open-market sale600$63.98127,288
2007-07-25Open-market sale400$63.99127,888
2007-07-25Open-market sale100$64.10128,288
2007-07-25Open-market sale200$64.11128,388
2007-07-25Open-market sale200$64.12128,588
2007-07-25Open-market sale100$64.13128,788
2007-07-25Open-market sale100$64.14128,888
2007-07-25Open-market sale100$64.18128,988
2007-07-25Open-market sale100$64.20129,088
2007-07-25Open-market sale200$64.22129,188
2007-07-25Open-market sale1,100$64.23129,388
2007-07-25Open-market sale200$64.25130,488
2007-07-25Open-market sale300$63.04120,198
2007-07-25Open-market sale190$63.46120,498
2007-07-25Open-market sale200$62.91119,998
2007-07-25Open-market sale200$62.84119,798
2007-07-25Open-market sale100$62.81119,698
2007-07-25Open-market sale200$62.79119,498
2007-07-25Open-market sale100$62.78119,398
2007-07-25Open-market sale200$62.76119,198
2007-07-25Open-market sale100$62.51119,098
2007-07-25Open-market sale100$62.49118,998
2007-07-25Open-market sale100$62.48118,898
2007-07-25Open-market sale200$62.45118,698
2007-07-25Open-market sale100$62.34118,598
2007-07-25Open-market sale106$62.29118,492
2007-07-25Open-market sale705$62.25117,787
2007-07-25Open-market sale300$62.24117,487
2007-07-25Open-market sale1,681$62.23115,806
2007-07-25Open-market sale383$62.22115,423
2007-07-25Open-market sale144$62.21115,279
2007-07-25Open-market sale1,581$62.20113,698
2007-07-25Open-market sale100$62.13113,598
2007-07-25Open-market sale100$62.12113,498
2007-07-25Open-market sale100$63.61121,488
2007-07-25Open-market sale100$63.60121,388
2007-07-25Open-market sale5$63.59121,383
2007-07-25Open-market sale400$63.58120,983
2007-07-25Open-market sale195$63.55120,788
2007-07-25Open-market sale100$63.54120,688
2007-07-24Gift78$0.00130,688
2007-07-20Option exercise (derivative)21,110$0.002,890
2007-07-20Tax withholding3,920$65.35130,766
2007-07-20Option exercise21,110$34.59134,686
2007-04-19Gift1,621$0.00113,576
2007-02-20Grant / award (derivative)65,105$0.0065,105
2007-01-25Open-market sale100$60.73123,480
2007-01-25Open-market sale400$60.72123,080
2007-01-25Open-market sale4,500$60.76123,580
2007-01-25Open-market sale1,000$60.64117,899
2007-01-25Open-market sale3,181$60.65118,899
2007-01-25Open-market sale700$60.67122,080
2007-01-25Open-market sale100$60.68122,780
2007-01-25Open-market sale200$60.70122,880
2007-01-23Gift381$0.00751
2007-01-23Gift2,702$0.00115,197
2007-01-22Option exercise (derivative)16,968$0.000
2007-01-22Tax withholding2,741$60.59128,080
2007-01-22Option exercise16,968$28.31130,821
2007-01-19Option exercise (derivative)3,532$0.000
2007-01-19Tax withholding1,650$60.58113,853
2007-01-19Option exercise3,532$28.31115,503
2007-01-19Option exercise (derivative)3,532$0.0016,968
2007-01-19Tax withholding1,650$60.58113,853
2007-01-19Option exercise3,532$28.31115,503
2006-10-26Open-market sale1,735$57.52111,971
2006-10-24Option exercise (derivative)3,500$0.0020,500
2006-10-24Tax withholding699$57.29113,706
2006-10-24Option exercise3,500$28.31114,405
2006-10-20Gift1,402$0.00110,905
2006-10-20Tax withholding2,081$57.1975,826
2006-10-20Tax withholding2,081$57.1975,286
2006-10-20Gift1,402$0.00110,905
2006-07-21Open-market sale4,400$56.06109,142
2006-07-18Grant / award25,000$0.0080,532
2006-04-25Gift2,109$0.00113,542
2006-04-25Gift2,109$0.00113,542
2006-04-24Open-market sale3,185$57.62116,846
2006-04-24Open-market sale1,157$57.60115,689
2006-04-24Open-market sale38$57.59115,651
2006-04-20Option exercise (derivative)9,000$0.000
2006-04-20Option exercise9,000$16.75122,542
2006-04-20Tax withholding2,511$57.17120,031
2006-02-21Grant / award (derivative)76,761$0.0076,761
2006-02-21Grant / award8,532$0.0055,532
2006-01-26Open-market sale3,901$51.77115,457
2006-01-26Open-market sale199$51.78115,258
2006-01-26Gift532$0.00113,542
2006-01-25Gift1,184$0.00114,074
2006-01-24Option exercise (derivative)15,000$0.009,000
2006-01-24Option exercise15,000$16.75123,207
2006-01-24Tax withholding1,842$49.80121,365
2006-01-24Tax withholding2,007$49.80119,358

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.