SEC CIK 1241192
SMITH TRACY G
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| OCCview stock → | 329,826 | 2026-07-09 |
Position History — OCC
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — OCC
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2026-07-09 | Open-market sale | 16,453 | $17.23 | 329,826 |
| 2026-06-30 | Open-market sale | 32 | $22.00 | 346,279 |
| 2026-01-31 | Tax withholding | 4,341 | $4.93 | 346,311 |
| 2025-01-31 | Tax withholding | 2,624 | $4.93 | 350,652 |
| 2024-08-07 | Grant / award | 36,630 | $0.00 | 353,276 |
| 2024-01-31 | Tax withholding | 5,142 | $2.67 | 316,646 |
| 2023-01-31 | Tax withholding | 2,955 | $4.09 | 321,788 |
| 2022-01-31 | Tax withholding | 4,207 | $4.72 | 324,743 |
| 2021-09-16 | Grant / award | 33,393 | $0.00 | 328,950 |
| 2020-12-30 | Gift | 875 | $2.73 | 295,557 |
| 2020-01-31 | Tax withholding | 243 | $3.46 | 294,682 |
| 2019-01-31 | Tax withholding | 35,280 | $3.61 | 294,925 |
| 2018-04-30 | Tax withholding | 2,328 | $2.80 | 330,205 |
| 2018-01-31 | Tax withholding | 8,944 | $2.35 | 332,533 |
| 2018-01-29 | Grant / award | 51,824 | $2.50 | 341,477 |
| 2017-10-31 | Tax withholding | 418 | $2.45 | 289,653 |
| 2017-07-31 | Tax withholding | 407 | $2.30 | 290,071 |
| 2017-04-30 | Tax withholding | 3,552 | $2.95 | 290,478 |
| 2017-01-31 | Tax withholding | 977 | $3.27 | 299,161 |
| 2017-01-31 | Tax withholding | 5,131 | $3.27 | 294,030 |
| 2017-01-20 | Grant / award | 40,071 | $3.45 | 300,138 |
| 2016-10-31 | Tax withholding | 842 | $2.80 | 260,067 |
| 2016-07-31 | Tax withholding | 819 | $2.20 | 260,909 |
| 2016-04-30 | Tax withholding | 3,507 | $2.51 | 261,728 |
| 2016-01-31 | Tax withholding | 1,589 | $2.40 | 265,235 |
| 2015-10-31 | Tax withholding | 1,367 | $3.13 | 266,824 |
| 2015-07-31 | Tax withholding | 1,367 | $3.39 | 268,191 |
| 2015-04-30 | Tax withholding | 1,619 | $4.09 | 269,558 |
| 2015-04-06 | Grant / award | 40,218 | $0.00 | 271,177 |
| 2015-01-31 | Tax withholding | 8,173 | $5.21 | 230,959 |
| 2014-10-31 | Tax withholding | 1,615 | $4.61 | 239,132 |
| 2014-07-31 | Tax withholding | 1,571 | $4.31 | 240,747 |
| 2014-04-30 | Tax withholding | 1,388 | $3.72 | 242,318 |
| 2014-04-01 | Grant / award | 40,455 | $0.00 | 243,706 |
| 2014-01-31 | Tax withholding | 1,388 | $3.93 | 203,251 |
| 2013-10-31 | Tax withholding | 1,197 | $3.84 | 204,639 |
| 2013-07-31 | Tax withholding | 1,197 | $4.40 | 205,836 |
| 2013-06-17 | Grant / award | 40,969 | $0.00 | 207,033 |
| 2013-04-30 | Tax withholding | 1,283 | $4.18 | 166,064 |
| 2013-01-31 | Tax withholding | 11,209 | $4.16 | 167,347 |
| 2012-10-31 | Tax withholding | 1,648 | $4.15 | 178,556 |
| 2012-07-31 | Tax withholding | 1,648 | $3.68 | 180,204 |
| 2012-04-30 | Tax withholding | 1,648 | $3.15 | 181,852 |
| 2012-04-03 | Grant / award | 50,796 | $0.00 | 183,500 |
| 2012-01-31 | Tax withholding | 6,137 | $3.54 | 132,704 |
| 2011-10-31 | Tax withholding | 1,136 | $3.58 | 138,841 |
| 2011-07-31 | Tax withholding | 1,136 | $4.03 | 139,977 |
| 2011-04-30 | Tax withholding | 1,081 | $4.49 | 141,113 |
| 2011-04-10 | Grant / award | 29,955 | $0.00 | 142,194 |
| 2011-01-31 | Tax withholding | 5,283 | $6.10 | 112,239 |
| 2010-10-31 | Tax withholding | 1,535 | $3.22 | 117,522 |
| 2010-10-31 | Tax withholding | 6,575 | $3.22 | 119,057 |
| 2010-07-31 | Tax withholding | 1,530 | $2.99 | 125,632 |
| 2010-04-30 | Tax withholding | 1,825 | $3.16 | 127,162 |
| 2010-01-31 | Tax withholding | 1,824 | $3.51 | 128,987 |
| 2009-10-31 | Tax withholding | 1,530 | $3.00 | 130,811 |
| 2009-07-31 | Tax withholding | 1,530 | $3.45 | 132,341 |
| 2009-04-30 | Tax withholding | 1,037 | $2.95 | 133,871 |
| 2009-04-21 | Grant / award | 48,984 | $0.00 | 134,908 |
| 2009-01-31 | Tax withholding | 3,896 | $2.85 | 85,295 |
| 2009-01-31 | Tax withholding | 3,267 | $2.85 | 85,924 |
| 2008-10-31 | Tax withholding | 1,584 | $4.59 | 89,191 |
| 2008-10-22 | Grant / award | 20,002 | $4.20 | 90,775 |
| 2008-07-31 | Tax withholding | 634 | $6.63 | 70,773 |
| 2008-01-31 | Tax withholding | 1,585 | $4.09 | 71,407 |
| 2007-10-31 | Tax withholding | 927 | $4.55 | 72,992 |
| 2007-10-17 | Conversion (derivative) | 2,500 | $1.20 | 0 |
| 2007-10-17 | Conversion | 2,500 | $4.88 | 73,919 |
| 2007-07-31 | Tax withholding | 926 | $5.06 | 71,419 |
| 2007-04-30 | Tax withholding | 887 | $5.27 | 72,345 |
| 2007-04-02 | Grant / award | 18,161 | $5.25 | 73,232 |
| 2007-01-31 | Tax withholding | 887 | $5.19 | 55,071 |
| 2006-01-28 | Grant / award | 22,500 | $5.37 | 55,958 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.