SEC CIK 1243478

CAPEN RICHARD G JR

Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.

Current Positions

CompanyShares OwnedAs Of
CCLview stock →12,1472009-04-15

Position History — CCL

Reported shares owned immediately after each Form 4 transaction, over time.

04,0498,09812,1472006-082006-082007-022007-022007-022007-022007-102008-052008-052008-052009-04

Recent Filings — CCL

DateActivitySharesPriceOwned After
2009-04-15Grant / award4,647$0.0012,147
2008-05-08Option exercise (derivative)6,000$0.000
2008-05-08Open-market sale6,000$40.555,500
2008-05-08Option exercise6,000$27.8811,500
2008-05-07Open-market sale802$40.440
2007-10-16Grant / award2,500—5,500
2007-02-15Option exercise (derivative)6,000$0.000
2007-02-15Gift3,000$0.005,000
2007-02-15Option exercise6,000$22.576,000
2007-02-15Open-market sale3,000$48.683,000
2007-02-15Gift3,000$0.000
2006-10-16Grant / award (derivative)10,000$0.0010,000
2006-08-21Open-market sale3,300$39.673,700
2006-08-21Open-market sale1,700$39.692,000

Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.