SEC CIK 1249134
SWAIN THOMAS R
Reported ownership across 1 company, sourced from SEC Form 4 filings and updated daily.
Current Positions
| Company | Shares Owned | As Of |
|---|---|---|
| NOVTview stock → | 0 | 2007-03-16 |
Position History — NOVT
Reported shares owned immediately after each Form 4 transaction, over time.
Recent Filings — NOVT
| Date | Activity | Shares | Price | Owned After |
|---|---|---|---|---|
| 2007-03-16 | Option exercise (derivative) | 45,500 | $8.93 | 50,000 |
| 2007-03-16 | Option exercise (derivative) | 50,000 | $8.93 | 0 |
| 2007-03-16 | Option exercise | 50,000 | $9.28 | 0 |
| 2007-03-16 | Option exercise | 45,500 | $9.38 | 50,000 |
| 2006-07-24 | Grant / award | 30,000 | $0.00 | 37,021 |
| 2006-01-31 | Open-market sale | 2,400 | $13.00 | 7,021 |
| 2006-01-30 | Open-market sale | 1,600 | $13.00 | 9,421 |
Source: SEC EDGAR Form 4 filings. For informational purposes only — not investment advice.